QTI · Qt Imaging Holdings, Inc.
Substantial doubt about the company's ability to continue as a going concern.
“Our ability to continue as a going concern is dependent upon our ability to successfully accomplish these plans and secure sources of financing and attain profitable operations. If we are unable to obtain adequate capital, we could be forced to cease operations.”View the 10-Q filed May 13, 2026
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-03-20 | Jennings Jay Walter |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Subject to the Reporting Person's continued service to QT Imaging Holdings, Inc. (the "Company"), one-third of the Restricted Stock Unit ("RSU") shall vest on May 15, 2027, and the remaining two-thirds will vest in eight equal quarterly installments on each subsequent August 15, November 15, February 15, and May 15, such that the grant will be fully vested on May 15, 2029; all RSUs shall immediately vest in the event of a Change of Control (as defined in the QT Imaging Holdings, Inc. 2024 Equity Incentive Plan) of the Company. |
Common Stock
|
2,800 |
| 2026-03-20 | KLOCK JOHN C JR |
Director, 10% Owner |
Award↑
Filing footnotes — Common Stock (Direct)
Subject to the Reporting Person's continued service to QT Imaging Holdings, Inc. (the "Company"), twenty-five percent of the Restricted Stock Unit ("RSU") will vest on each of May 15, 2026, August 15, 2026, November 15, 2026, and February 15, 2027; all RSUs shall immediately vest in the event of a Change of Control (as defined in the QT Imaging Holdings, Inc. 2024 Equity Incentive Plan) of the Company. |
Common Stock
|
3,500 |
| 2026-03-20 | Taylor Ross |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Subject to the Reporting Person's continued service to QT Imaging Holdings, Inc. (the "Company"), twenty-five percent of the Restricted Stock Unit ("RSU") will vest on each of May 15, 2026, August 15, 2026, November 15, 2026, and February 15, 2027; all RSUs shall immediately vest in the event of a Change of Control (as defined in the QT Imaging Holdings, Inc. 2024 Equity Incentive Plan) of the Company. |
Common Stock
|
3,500 |
| 2026-03-20 | Dinu Raluca |
Director, 10% Owner |
Award↑
Filing footnotes — Common Stock (Direct)
Subject to the Reporting Person's continued service to the Company, one-third of this Restricted Stock Unit will vest on May 15, 2027, and the remaining two-thirds will vest in eight equal quarterly installments on each subsequent August 15, November 15, February 15, and May 15, such that the grant will be fully vested on May 15, 2029; all shares under this Restricted Stock Unit shall immediately vest in the event of a Change of Control (as defined in the QT Imaging Holdings, Inc. 2024 Equity Incentive Plan) of the Company. |
Common Stock
|
16,000 |
| 2026-03-20 | Dinu Raluca |
Director, 10% Owner |
Award↑
Filing footnotes — Common Stock (Direct)
Subject to the Reporting Person's continued service to the Company, the Restricted Stock Unit shall vest quarterly over sixteen equal quarterly installments beginning on May 15, 2026 and on each subsequent August 15, November 15, February 15, and May 15, such that the grant will be fully vested on February 15, 2030; all shares under this Restricted Stock Unit shall immediately vest in the event of a Change of Control (as defined in the QT Imaging Holdings, Inc. 2024 Equity Incentive Plan) of the Company. |
Common Stock
|
500,000 |
| 2026-03-20 | DICKSON DANIEL H |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Subject to the Reporting Person's continued service to QT Imaging Holdings, Inc. (the "Company"), twenty-five percent of the Restricted Stock Unit ("RSU") will vest on each of May 15, 2026, August 15, 2026, November 15, 2026, and February 15, 2027; all RSUs shall immediately vest in the event of a Change of Control (as defined in the QT Imaging Holdings, Inc. 2024 Equity Incentive Plan) of the Company. |
Common Stock
|
3,500 |
| 2026-03-20 | Dinu Raluca |
Director, 10% Owner |
Award↑
Filing footnotes — Common Stock (Direct)
Subject to the Reporting Person's continued service to QT Imaging Holdings, Inc. (the "Company"), twenty-five percent of this Restricted Stock Unit will vest on each of May 15, 2026, August 15, 2026, November 15, 2026, and February 15, 2027; all shares under this Restricted Stock Unit shall immediately vest in the event of a Change of Control (as defined in the QT Imaging Holdings, Inc. 2024 Equity Incentive Plan) of the Company. |
Common Stock
|
3,500 |
| 2026-03-20 | Weiner Zeev |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Subject to the Reporting Person's continued service to QT Imaging Holdings, Inc. (the "Company"), twenty-five percent of the Restricted Stock Unit ("RSU") will vest on each of May 15, 2026, August 15, 2026, November 15, 2026, and February 15, 2027; all RSUs shall immediately vest in the event of a Change of Control (as defined in the QT Imaging Holdings, Inc. 2024 Equity Incentive Plan) of the Company. The number of shares beneficially owned reflects the 3-for-1 reverse stock split effected October 23, 2025. |
Common Stock
|
3,500 |
| 2026-03-20 | GREENE JAMES S |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Subject to the Reporting Person's continued service to QT Imaging Holdings, Inc. (the "Company"), twenty-five percent of the Restricted Stock Unit ("RSU") will vest on each of May 15, 2026, August 15, 2026, November 15, 2026, and February 15, 2027; all RSUs shall immediately vest in the event of a Change of Control (as defined in the QT Imaging Holdings, Inc. 2024 Equity Incentive Plan) of the Company. |
Common Stock
|
3,500 |
| 2026-03-20 | Katz Avi S |
Director, CEO; Chairmain, 10% Owner |
Award↑
Filing footnotes — Common Stock (Direct)
Subject to the Reporting Person's continued service to QT Imaging Holdings, Inc. (the "Company"), twenty-five percent of the Restricted Stock Unit ("RSU") will vest on each of May 15, 2026, August 15, 2026, November 15, 2026, and February 15, 2027; all RSUs shall immediately vest in the event of a Change of Control (as defined in the QT Imaging Holdings, Inc. 2024 Equity Incentive Plan) of the Company. |
Common Stock
|
3,500 |
| 2026-03-17 | Weiner Zeev |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
The number of shares beneficially owned reflects the 3-for-1 reverse stock split effected October 23, 2025. |
Common Stock
|
14,166 |
| 2026-03-17 | Weiner Zeev |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
The number of shares beneficially owned reflects the 3-for-1 reverse stock split effected October 23, 2025. |
Common Stock
|
8,888 |
| 2026-03-17 | Weiner Zeev |
Director |
Convert↓
Filing footnotes — Stock Option (right to buy) (Direct)
The number of shares beneficially owned reflects the 3-for-1 reverse stock split effected October 23, 2025. |
Stock Option (right to buy)
|
8,888 |
| 2026-03-17 | Weiner Zeev |
Director |
Convert↓
Filing footnotes — Stock Option (right to buy) (Direct)
The number of shares beneficially owned reflects the 3-for-1 reverse stock split effected October 23, 2025. |
Stock Option (right to buy)
|
14,166 |
| 2026-01-22 | Katz Avi S |
Director, CEO; Chairmain, 10% Owner |
Buy↑
Filing footnotes — COMMON STOCK (Direct)
The number of shares beneficially owned reflects the 3-for-1 reverse stock split effected October 23, 2025. |
COMMON STOCK
|
24,107 |
| 2026-01-22 | Katz Avi S |
Director, CEO; Chairmain, 10% Owner |
Buy↑
|
PRIVATE WARRANT
|
48,214 |
| 2025-08-29 | Budagov Anastas |
Chief Financial Officer |
Other↑
|
No Securities Owned
|
0 |
| 2025-08-11 | Katz Avi S |
Director, CEO; Chairmain, 10% Owner |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
One-third of the grant will vest on August 15, 2026, and the remaining two-thirds will vest in eight equal quarterly installments on each subsequent November 15, February 15, May 15, and August 15, such that the grant will be fully vested on August 15, 2028, subject to continued service with the Issuer through each vesting date. |
Stock Option (right to buy)
|
25,000 |
| 2025-08-11 | GREENE JAMES S |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
One-third of the grant will vest on August 15, 2026, and the remaining two-thirds will vest in eight equal quarterly installments on each subsequent November 15, February 15, May 15, and August 15, such that the grant will be fully vested on August 15, 2028, subject to continued service with the Issuer through each vesting date. |
Stock Option (right to buy)
|
25,000 |
| 2025-08-11 | Weiner Zeev |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
One-third of the grant will vest on August 15, 2026, and the remaining two-thirds will vest in eight equal quarterly installments on each subsequent November 15, February 15, May 15, and August 15, such that the grant will be fully vested on August 15, 2028, subject to continued service with the Issuer through each vesting date. |
Stock Option (right to buy)
|
25,000 |
| 2025-08-11 | DICKSON DANIEL H |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
One-third of the grant will vest on August 15, 2026, and the remaining two-thirds will vest in eight equal quarterly installments on each subsequent November 15, February 15, May 15, and August 15, such that the grant will be fully vested on August 15, 2028, subject to continued service with the Issuer through each vesting date. |
Stock Option (right to buy)
|
25,000 |
| 2025-08-11 | Taylor Ross |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
One-third of the grant will vest on August 15, 2026, and the remaining two-thirds will vest in eight equal quarterly installments on each subsequent November 15, February 15, May 15, and August 15, such that the grant will be fully vested on August 15, 2028, subject to continued service with the Issuer through each vesting date. |
Stock Option (right to buy)
|
25,000 |
| 2025-08-11 | KLOCK JOHN C JR |
Director, 10% Owner |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
One-third of the grant will vest on August 15, 2026, and the remaining two-thirds will vest in eight equal quarterly installments on each subsequent November 15, February 15, May 15, and August 15, such that the grant will be fully vested on August 15, 2028, subject to continued service with the Issuer through each vesting date. |
Stock Option (right to buy)
|
25,000 |
| 2025-08-11 | Dinu Raluca |
Director, 10% Owner |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
One-third of the grant will vest on August 15, 2026, and the remaining two-thirds will vest in eight equal quarterly installments on each subsequent November 15, February 15, May 15, and August 15, such that the grant will be fully vested on August 15, 2028, subject to continued service with the Issuer through each vesting date. |
Stock Option (right to buy)
|
25,000 |
| 2025-04-21 | DICKSON DANIEL H |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The grant will vest in four equal quarterly installments beginning on May 15, 2025, and continuing on August 15, 2025, November 15, 2025 and February 15, 2026, such that the grant will be fully vested on February 15, 2026, subject to continued service with the Issuer through each vesting date. |
Stock Option (right to buy)
|
42,500 |
| 2025-04-21 | Taylor Ross |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The grant will vest in four equal quarterly installments beginning on May 15, 2025, and continuing on August 15, 2025, November 15, 2025 and February 15, 2026, such that the grant will be fully vested on February 15, 2026, subject to continued service with the Issuer through each vesting date. |
Stock Option (right to buy)
|
85,000 |
| 2025-04-21 | Dinu Raluca |
Director, 10% Owner |
Award↑
Filing footnotes — Employee Stock Option (right to buy) (Direct)
One-third of the grant will vest on February 15, 2026, and the remaining two thirds will vest in eight equal quarterly installments on each subsequent May 15, August 15, November 15 and February 15, such that the grant will be fully vested on February 15, 2028, subject to continued service with the Issuer through each vesting date. |
Employee Stock Option (right to buy)
|
75,000 |
| 2025-04-21 | GREENE JAMES S |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The grant will vest in four equal quarterly installments beginning on May 15, 2025, and continuing on August 15, 2025, November 15, 2025 and February 15, 2026, such that the grant will be fully vested on February 15, 2026, subject to continued service with the Issuer through each vesting date. |
Stock Option (right to buy)
|
212,500 |
| 2025-04-21 | Dinu Raluca |
Director, 10% Owner |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The grant will vest in four equal quarterly installments beginning on May 15, 2025, and continuing on August 15, 2025, November 15, 2025 and February 15, 2026, such that the grant will be fully vested on February 15, 2026, subject to continued service with the Issuer through each vesting date. |
Stock Option (right to buy)
|
233,750 |
| 2025-04-21 | Weiner Zeev |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The grant will vest in four equal quarterly installments beginning on May 15, 2025, and continuing on August 15, 2025, November 15, 2025 and February 15, 2026, such that the grant will be fully vested on February 15, 2026, subject to continued service with the Issuer through each vesting date. |
Stock Option (right to buy)
|
42,500 |
| 2025-04-21 | Katz Avi S |
Director, CEO; Chairmain, 10% Owner |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The grant will vest in four equal quarterly installments beginning on May 15, 2025, and continuing on August 15, 2025, November 15, 2025 and February 15, 2026, such that the grant will be fully vested on February 15, 2026, subject to continued service with the Issuer through each vesting date. |
Stock Option (right to buy)
|
233,750 |
| 2025-04-21 | Budagov Anastas |
Chief Financial Officer |
Award↑
Filing footnotes — Employee Stock Option (right to buy) (Direct)
One-third of the grant will vest on February 15, 2026, and the remaining two thirds will vest in eight equal quarterly installments on each subsequent May 15, August 15, November 15 and February 15, such that the grant will be fully vested on February 15, 2028, subject to continued service with the Issuer through each vesting date. |
Employee Stock Option (right to buy)
|
50,000 |
| 2025-04-09 | Dinu Raluca |
Director, 10% Owner |
Buy↑
Filing footnotes — Subscription Warrants (right to buy) (Direct)
These shares and warrants represent 50% of the shares and warrants that were purchased jointly with the Reporting Person's spouse, Dr. Avi S. Katz, who is also a director of the Issuer and is separately reporting the other 50% of such purchased shares and warrants. |
Subscription Warrants (right to buy)
|
784,929 |
| 2025-04-09 | Katz Avi S |
Director, CEO; Chairmain, 10% Owner |
Buy↑
Filing footnotes — Subscription Warrants (right to buy) (Direct)
These shares and warrants represent 50% of the shares and warrants that were purchased jointly with the Reporting Person's spouse, Dr. Raluca Dinu, who is also a director of the Issuer and is separately reporting the other 50% of such purchased shares and warrants. |
Subscription Warrants (right to buy)
|
784,929 |
| 2025-04-09 | Dinu Raluca |
Director, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
These shares and warrants represent 50% of the shares and warrants that were purchased jointly with the Reporting Person's spouse, Dr. Avi S. Katz, who is also a director of the Issuer and is separately reporting the other 50% of such purchased shares and warrants. |
Common Stock
|
392,465 |
| 2025-04-09 | Katz Avi S |
Director, CEO; Chairmain, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
These shares and warrants represent 50% of the shares and warrants that were purchased jointly with the Reporting Person's spouse, Dr. Raluca Dinu, who is also a director of the Issuer and is separately reporting the other 50% of such purchased shares and warrants. |
Common Stock
|
392,464 |
| 2025-03-21 | Katz Avi S |
Director, CEO; Chairmain, 10% Owner |
Buy↓
Filing footnotes — Common Stock (Indirect)
Distribution of shares of Common Stock and Warrants to direct and indirect members of GigAcqusitions5, LLC (the "Sponsor"). The Common Stock and Warrants are held directly by the Sponsor. The shares held by the Sponsor are beneficially owned by Dr. Katz. Dr. Katz is also the Manager of the Sponsor, who has sole voting and dispositive power over the shares held by the Sponsor. |
Common Stock
(I)
|
2,671,232 |
| 2025-03-21 | Katz Avi S |
Director, CEO; Chairmain, 10% Owner |
Buy↑
|
Subscription Warrants (right to buy)
|
75,435 |
| 2025-03-21 | Katz Avi S |
Director, CEO; Chairmain, 10% Owner |
Buy↑
|
Common Stock
|
117,611 |
| 2025-03-21 | Dinu Raluca |
Director, 10% Owner |
Buy↑
|
Subscription Warrants (right to buy)
|
75,435 |
| 2025-03-21 | Katz Avi S |
Director, CEO; Chairmain, 10% Owner |
Buy↓
Filing footnotes — Subscription Warrants (right to buy) (Indirect)
The Common Stock and Warrants are held directly by the Sponsor. The shares held by the Sponsor are beneficially owned by Dr. Katz. Dr. Katz is also the Manager of the Sponsor, who has sole voting and dispositive power over the shares held by the Sponsor. |
Subscription Warrants (right to buy)
(I)
|
2,671,232 |
| 2025-03-21 | Dinu Raluca |
Director, 10% Owner |
Buy↑
|
Common Stock
|
117,611 |
| 2024-11-12 | Katz Avi S |
Director, CEO; Chairmain, 10% Owner |
Buy↑
Filing footnotes — Subscription Warrants (right to buy) (Indirect)
The Common Stock is held directly by the Sponsor. The shares held by the Sponsor are beneficially owned by Dr. Katz. Dr. Katz is also the Manager of the Sponsor, who has sole voting and dispositive power over the shares held by the Sponsor. |
Subscription Warrants (right to buy)
(I)
|
2,671,232 |
| 2024-11-12 | Taylor Ross |
Director |
Buy↑
|
Subscription Warrant (right to buy)
|
171,232 |
| 2024-11-12 | Weiner Zeev |
Director |
Buy↑
|
Common Stock
|
85,616 |
| 2024-11-12 | Katz Avi S |
Director, CEO; Chairmain, 10% Owner |
Buy↑
|
Subscription Warrants (right to buy)
|
470,890 |
| 2024-11-12 | Taylor Ross |
Director |
Buy↑
|
Common Stock
|
171,232 |
| 2024-11-12 | GREENE JAMES S |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
The Common Stock and Subscription Warrant are held directly by Sky D Ventures, LLC. The shares and warrants held by Sky D Ventures, LLC are beneficially owned by Mr. Greene, the Issuer's member of the Board of Directors. Mr. Greene is also the Managing Member of Sky D Ventures, LLC, who has sole voting and dispositive power over the shares and warrant held by Sky D Ventures, LLC. |
Common Stock
(I)
|
428,082 |
| 2024-11-12 | Weiner Zeev |
Director |
Award↑
|
Subscription Warrant (right to buy)
|
85,616 |
| 2024-11-12 | Dinu Raluca |
Director, 10% Owner |
Buy↑
|
Common Stock
|
470,890 |