RKTO · Rocket One Inc.
Substantial doubt about the company's ability to continue as a going concern.
“These conditions raise substantial doubt about the Company’s ability to continue as a going concern within one year from the date these consolidated financial statements are issued.”View the 10-Q filed May 15, 2026
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-05-26 | Knie Robb |
Director, CEO and President |
Award↑
Filing footnotes — Options (Direct)
The options were issued pursuant to the Rocket One Inc. Amended and Restated 2022 Omnibus Equity Incentive Plan, as amended, and vested in full upon grant. |
Options
|
550,000 |
| 2026-05-26 | Camarra Christopher Michael |
Director |
Award↑
Filing footnotes — Options (Direct)
The options were issued pursuant to the Rocket One Inc. Amended and Restated 2022 Omnibus Equity Incentive Plan, as amended, and vested in full upon grant. |
Options
|
75,000 |
| 2026-05-26 | Linsley Wayne |
Director |
Award↑
Filing footnotes — Options (Direct)
The options were issued pursuant to the Rocket One Inc. Amended and Restated 2022 Omnibus Equity Incentive Plan, as amended, and vested in full upon grant. |
Options
|
75,000 |
| 2026-05-26 | Pavell Jeff |
Director |
Award↑
Filing footnotes — Options (Direct)
The options were issued pursuant to the Rocket One Inc. Amended and Restated 2022 Omnibus Equity Incentive Plan, as amended, and vested in full upon grant. |
Options
|
75,000 |
| 2026-05-26 | Sarnoff David |
Director |
Award↑
Filing footnotes — Options (Direct)
The options were issued pursuant to the Rocket One Inc. Amended and Restated 2022 Omnibus Equity Incentive Plan, as amended, and vested in full upon grant. |
Options
|
75,000 |
| 2025-08-28 | Knie Robb |
Director, CEO and President |
Tax↓
|
Common Stock
|
310,744 |
| 2025-08-27 | Knie Robb |
Director, CEO and President |
Award↑
Filing footnotes — Common Stock (Direct)
The restricted stock was issued pursuant to the Issuer's Amended and Restated 2022 Equity Incentive Plan, as amended, and vested in full upon grant. |
Common Stock
|
800,000 |
| 2025-05-08 | Camarra Christopher Michael |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2025-01-14 | Knie Robb |
Director, CEO and President |
Award↑
Filing footnotes — Options (Direct)
The options were issued pursuant to the Issuer's 2018 Equity Incentive Plan, as amended, and vested in full upon grant. |
Options
|
93,000 |
| 2025-01-14 | Springer Graig |
Director |
Award↑
Filing footnotes — Options (Indirect)
The options were issued pursuant to the Issuer's Amended and Restated 2022 Equity Incentive Plan, as amended, and vested in full upon grant. Held beneficially by the wife of the Reporting Person. |
Options
(I)
|
70,000 |
| 2025-01-14 | Knie Robb |
Director, CEO and President |
Award↑
Filing footnotes — Options (Direct)
The options were issued pursuant to the Issuer's Amended and Restated 2022 Equity Incentive Plan, as amended, and vested in full upon grant. |
Options
|
7,000 |
| 2024-08-19 | Sarnoff David |
Director |
Award↑
Filing footnotes — Options (Direct)
The options were issued pursuant to the Issuer's Amended and Restated 2022 Equity Incentive Plan, as amended, and vested in full upon grant. |
Options
|
25,000 |
| 2024-08-19 | Knie Robb |
Director, CEO and President |
Award↑
Filing footnotes — Options (Direct)
The options were issued pursuant to the Issuer's Amended and Restated 2022 Equity Incentive Plan, as amended, and vested in full upon grant. |
Options
|
325,000 |
| 2024-08-19 | Springer Graig |
Director |
Award↑
Filing footnotes — Options (Indirect)
The options were issued pursuant to the Issuer's Amended and Restated 2022 Equity Incentive Plan, as amended, and vested in full upon grant. Held beneficially by the wife of the Reporting Person. |
Options
(I)
|
48,000 |
| 2024-08-19 | Springer Graig |
Director |
Award↑
Filing footnotes — Options (Direct)
The options were issued pursuant to the Issuer's Amended and Restated 2022 Equity Incentive Plan, as amended, and vested in full upon grant. |
Options
|
25,000 |
| 2024-08-19 | Pavell Jeff |
Director |
Award↑
Filing footnotes — Options (Direct)
The options were issued pursuant to the Issuer's Amended and Restated 2022 Equity Incentive Plan, as amended, and vested in full upon grant. |
Options
|
25,000 |
| 2024-08-19 | Linsley Wayne |
Director |
Award↑
Filing footnotes — Options (Direct)
The options were issued pursuant to the Issuer's Amended and Restated 2022 Equity Incentive Plan, as amended, and vested in full upon grant. |
Options
|
25,000 |
| 2024-08-16 | Knie Robb |
Director, CEO and President |
Buy↑
|
Common Stock
|
25,000 |
| 2024-01-05 | Pavell Jeff |
Director |
Award↑
Filing footnotes — Options (Direct)
The options were issued pursuant to the Issuer's 2022 Equity Incentive Plan and vested in full upon grant. |
Options
|
25,000 |
| 2024-01-05 | Springer Graig |
Director |
Award↑
Filing footnotes — Options (Direct)
The options were issued pursuant to the Issuer's 2022 Equity Incentive Plan and vested in full upon grant. |
Options
|
25,000 |
| 2024-01-05 | Springer Graig |
Director |
Award↑
Filing footnotes — Options (Indirect)
The options were issued pursuant to the Issuer's 2022 Equity Incentive Plan and vested in full upon grant. Held beneficially by the wife of the Reporting Person. |
Options
(I)
|
100,000 |
| 2024-01-05 | Linsley Wayne |
Director |
Award↑
Filing footnotes — Options (Direct)
The options were issued pursuant to the Issuer's 2022 Equity Incentive Plan and vested in full upon grant. |
Options
|
25,000 |
| 2024-01-05 | Knie Robb |
Director, CEO and President |
Award↑
Filing footnotes — Options (Direct)
The options were issued pursuant to the Issuer's 2022 Equity Incentive Plan and vested in full upon grant. |
Options
|
225,000 |
| 2024-01-05 | Sarnoff David |
Director |
Award↑
Filing footnotes — Options (Direct)
The options were issued pursuant to the Issuer's 2022 Equity Incentive Plan and vested in full upon grant. |
Options
|
25,000 |
| 2023-07-17 | Sarnoff David |
Director |
Award↑
Filing footnotes — Options (Direct)
The options were issued pursuant to the Issuer's 2022 Equity Incentive Plan and vested in full upon grant. |
Options
|
7,500 |
| 2023-07-17 | Knie Robb |
Director, CEO and President |
Award↑
Filing footnotes — Options (Direct)
The options were issued pursuant to the Issuer's 2022 Equity Incentive Plan and vested in full upon grant. |
Options
|
40,000 |
| 2023-07-17 | Springer Graig |
Director |
Award↑
Filing footnotes — Options (Direct)
The options were issued pursuant to the Issuer's 2022 Equity Incentive Plan and vested in full upon grant. |
Options
|
7,500 |
| 2023-07-17 | Pavell Jeff |
Director |
Award↑
Filing footnotes — Options (Direct)
The options were issued pursuant to the Issuer's 2022 Equity Incentive Plan and vested in full upon grant. |
Options
|
7,500 |
| 2023-07-17 | Springer Graig |
Director |
Award↑
Filing footnotes — Options (Indirect)
The options were issued pursuant to the Issuer's 2022 Equity Incentive Plan and vested in full upon grant. Held beneficially by the wife of the Reporting Person. |
Options
(I)
|
20,000 |
| 2023-07-17 | Linsley Wayne |
Director |
Award↑
Filing footnotes — Options (Direct)
The options were issued pursuant to the Issuer's 2022 Equity Incentive Plan and vested in full upon grant. |
Options
|
7,500 |
| 2022-12-13 | Pavell Jeff |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Issued for services as a member of the Issuer's Board of Directors. The common stock was issued pursuant to the Issuer's 2018 Equity Incentive Plan and shall vest in three equal annual installments, with the first installment vesting on the date of grant. |
Common Stock
|
5,075 |
| 2022-12-07 | Pavell Jeff |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2022-09-19 | Knie Robb |
Director, CEO and President |
Buy↑
|
Common Stock
|
10,000 |
| 2022-09-16 | Knie Robb |
Director, CEO and President |
Buy↑
|
Common Stock
|
10,000 |
| 2022-03-16 | Linsley Wayne |
Director |
Award↑
Filing footnotes — Options (Direct)
The options were issued pursuant to the Issuer's 2018 Equity Incentive Plan and vested in full upon grant. |
Options
|
40,000 |
| 2022-03-16 | Sarnoff David |
Director |
Award↑
Filing footnotes — Options (Direct)
The options were issued pursuant to the Issuer's 2018 Equity Incentive Plan and vested in full upon grant. |
Options
|
40,000 |
| 2022-03-16 | Knie Robb |
Director, CEO and President |
Award↑
Filing footnotes — Options (Direct)
The options were issued pursuant to the Issuer's 2018 Equity Incentive Plan and vested in full upon grant. |
Options
|
500,000 |
| 2022-03-16 | Springer Graig |
Director |
Award↑
Filing footnotes — Options (Direct)
The options were used pursuant to the Issuer's 2018 Equity Incentive Plan and vested in full upon grant. |
Options
|
40,000 |
| 2022-03-16 | Springer Graig |
Director |
Award↑
Filing footnotes — Options (Indirect)
The options were used pursuant to the Issuer's 2018 Equity Incentive Plan and vested in full upon grant. Held beneficially by the wife of the Reporting Person. |
Options
(I)
|
250,000 |
| 2022-03-16 | Johns Stefanie |
Chief Scientific Officer |
Award↑
Filing footnotes — Options (Direct)
The options were used pursuant to the Issuer's 2018 Equity Incentive Plan and vested in full upon grant. |
Options
|
250,000 |
| 2021-01-29 | MATS VADIM |
Director, CEO & Chairman |
Award↑
Filing footnotes — Options (Direct)
The options were issued pursuant to the Issuer's 2018 Equity Incentive Plan and vested in full upon grant. |
Options
|
33,000 |
| 2021-01-29 | Linsley Wayne |
Director |
Award↑
Filing footnotes — Options (Direct)
The options were issued pursuant to the Issuer's 2018 Equity Incentive Plan and vested in full upon grant. |
Options
|
33,000 |
| 2021-01-29 | Springer Graig |
Director |
Award↑
Filing footnotes — Options (Indirect)
The options were issued pursuant to the Issuer's 2018 Equity Incentive Plan and vested in full upon grant. Held beneficially by the wife of the Reporting Person. |
Options
(I)
|
150,000 |
| 2021-01-29 | Sarnoff David |
Director |
Award↑
Filing footnotes — Options (Direct)
The options were issued pursuant to the Issuer's 2018 Equity Incentive Plan and vested in full upon grant. |
Options
|
33,000 |
| 2021-01-29 | Johns Stefanie |
Chief Scientific Officer |
Award↑
Filing footnotes — Options (Direct)
The options were issued pursuant to the Issuer's 2018 Equity Incentive Plan and vested in full upon grant. |
Options
|
125,000 |
| 2021-01-29 | Springer Graig |
Director |
Award↑
Filing footnotes — Options (Direct)
The options were issued pursuant to the Issuer's 2018 Equity Incentive Plan and vested in full upon grant. |
Options
|
33,000 |
| 2021-01-29 | Knie Robb |
Director, CEO and President |
Award↑
Filing footnotes — Options (Direct)
The options were issued pursuant to the Issuer's 2018 Equity Incentive Plan and vested in full upon grant. |
Options
|
225,000 |
| 2020-09-08 | Johns Stefanie |
Chief Scientific Officer |
Other↑
|
No Securities Owned
|
0 |
| 2020-07-21 | Sarnoff David |
Director |
Award↑
Filing footnotes — Options (Direct)
The options were issued pursuant to the Issuer's 2018 Equity Incentive Plan and vested in full upon grant. |
Options
|
15,000 |
| 2020-07-21 | Linsley Wayne |
Director |
Award↑
Filing footnotes — Options (Direct)
The options were issued pursuant to the Issuer's 2018 Equity Incentive Plan and vested in full upon grant. |
Options
|
15,000 |