SCKT · Socket Mobile, Inc.
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-06-12 | Lazarev Ivan |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Shares were granted to the newly elected Board of Directors on June 12, 2026, valued at the market closing price of $0.91. |
Common Stock
|
9,000 |
| 2026-06-12 | BASS CHARLIE |
Director, 10% Owner |
Award↑
Filing footnotes — Common Stock (Direct)
Shares were granted to the newly elected Board of Directors on June 12, 2026, valued at the market closing price of $0.91. |
Common Stock
|
13,000 |
| 2026-06-12 | PARNELL WILLIAM L. JR |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Shares were granted to the newly elected Board of Directors on June 12, 2026, valued at the market closing price of $0.91. |
Common Stock
|
10,000 |
| 2026-05-27 | MILLS KEVIN J |
Director, Chief Executive Officer |
Gift↓
|
Common Stock
|
128,981 |
| 2026-04-29 | Marx Felix |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Effective April 29, 2026, the Board of Directors approved a Director Compensation Program which allows Directors to receive common stock in lieu of their cash compensation. The number of shares of common stock shown reflects the common stock this Reporting Person is entitled to receive in lieu of a portion of his annual cash retainer fee paid quarterly. Shares were valued at the market closing price of $0.8668. |
Common Stock
|
4,000 |
| 2026-04-29 | BASS CHARLIE |
Director, 10% Owner |
Award↑
Filing footnotes — Common Stock (Direct)
Effective April 29, 2026, the Board of Directors approved a Director Compensation Program which allows Directors to receive common stock in lieu of their cash compensation. The number of shares of common stock shown reflects the common stock this Reporting Person is entitled to receive in lieu of a portion of his annual cash retainer fee paid quarterly. Shares were valued at the market closing price of $0.8668. |
Common Stock
|
5,000 |
| 2026-04-29 | Lazarev Ivan |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Effective April 29, 2026, the Board of Directors approved a Director Compensation Program which allows Directors to receive common stock in lieu of their cash compensation. The number of shares of common stock shown reflects the common stock this Reporting Person is entitled to receive in lieu of a portion of his annual cash retainer fee paid quarterly. Shares were valued at the market closing price of $0.8668. |
Common Stock
|
4,000 |
| 2026-04-29 | PARNELL WILLIAM L. JR |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Effective April 29, 2026, the Board of Directors approved a Director Compensation Program which allows Directors to receive common stock in lieu of their cash compensation. The number of shares of common stock shown reflects the common stock this Reporting Person is entitled to receive in lieu of a portion of his annual cash retainer fee paid quarterly. Shares were valued at the market closing price of $0.8668. |
Common Stock
|
5,000 |
| 2026-03-27 | BASS CHARLIE |
Director, 10% Owner |
Buy↑
Filing footnotes — Subordinated Convertible Note (Direct)
The Subordinated Convertible note is convertible any time on or prior to March 27, 2029. In addition, on or after March 27, 2027, the noteholder has the option to receive the prepayment of principal and accrued interest in cash. |
Subordinated Convertible Note
|
444,444 |
| 2026-02-27 | BASS CHARLIE |
Director, 10% Owner |
Award↑
Filing footnotes — Common Stock Option (Direct)
Represents repayment of 2025 voluntary compensation deductions through the grant of stock options with an exercise price of $1.00 per share. The options vest in equal monthly installments over a four-year period commencing February 27, 2026. Vests monthly over a 4-year period commencing February 27, 2026. |
Common Stock Option
|
16,000 |
| 2026-02-27 | Holmes David A. |
Chief Business Officer |
Award↑
Filing footnotes — Common Stock Option (Direct)
Represents repayment of 2025 voluntary compensation deductions through the grant of stock options with an exercise price of $1.00 per share. The options vest in equal monthly installments over a four-year period commencing February 27, 2026. Vests monthly over a 4-year period commencing February 27, 2026. |
Common Stock Option
|
48,300 |
| 2026-02-27 | Zhao Lynn |
Director, Chief Financial Officer |
Award↑
Filing footnotes — Common Stock Option (Direct)
Represents repayment of 2025 voluntary compensation deductions through the grant of stock options with an exercise price of $1.00 per share. The options vest in equal monthly installments over a four-year period commencing February 27, 2026. Vests monthly over a 4-year period commencing February 27, 2026. |
Common Stock Option
|
23,800 |
| 2026-02-27 | MILLS KEVIN J |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Common Stock Option (Direct)
Represents repayment of 2025 voluntary compensation deductions through the grant of stock options with an exercise price of $1.00 per share. The options vest in equal monthly installments over a four-year period commencing February 27, 2026. Vests monthly over a 4-year period commencing February 27, 2026. |
Common Stock Option
|
54,750 |
| 2026-02-27 | OTT LEONARD L |
Chief Information Officer |
Award↑
Filing footnotes — Common Stock Option (Direct)
Represents repayment of 2025 voluntary compensation deductions through the grant of stock options with an exercise price of $1.00 per share. The options vest in equal monthly installments over a four-year period commencing February 27, 2026. Vests monthly over a 4-year period commencing February 27, 2026. |
Common Stock Option
|
21,900 |
| 2026-02-27 | PARNELL WILLIAM L. JR |
Director |
Award↑
Filing footnotes — Common Stock Option (Direct)
Represents repayment of 2025 voluntary compensation deductions through the grant of stock options with an exercise price of $1.00 per share. The options vest in equal monthly installments over a four-year period commencing February 27, 2026. Vests monthly over a 4-year period commencing February 27, 2026. |
Common Stock Option
|
16,000 |
| 2026-02-27 | Lazarev Ivan |
Director |
Award↑
Filing footnotes — Common Stock Option (Direct)
Represents repayment of 2025 voluntary compensation deductions through the grant of stock options with an exercise price of $1.00 per share. The options vest in equal monthly installments over a four-year period commencing February 27, 2026. Vests monthly over a 4-year period commencing February 27, 2026. |
Common Stock Option
|
12,400 |
| 2026-02-24 | Marx Felix |
Director |
Sell↑
Filing footnotes — Common Stock (Direct)
The reporting person properly pre-cleared the trade in accordance with Company policy. |
Common Stock
|
3,000 |
| 2026-02-04 | PARNELL WILLIAM L. JR |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Effective February 4, 2026, the Board of Directors approved a Director Compensation Program which allows Directors to receive common stock in lieu of their cash compensation. The number of shares of common stock shown reflects the common stock this Reporting Person is entitled to receive in lieu of a portion of his annual cash retainer fee paid quarterly. Shares were valued at the market closing price of $1.12. |
Common Stock
|
6,250 |
| 2026-02-04 | Marx Felix |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Effective February 4, 2026, the Board of Directors approved a Director Compensation Program which allows Directors to receive common stock in lieu of their cash compensation. The number of shares of common stock shown reflects the common stock this Reporting Person is entitled to receive in lieu of a portion of his annual cash retainer fee paid quarterly. Shares were valued at the market closing price of $1.12. |
Common Stock
|
4,643 |
| 2026-02-04 | Lazarev Ivan |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Effective February 4, 2026, the Board of Directors approved a Director Compensation Program which allows Directors to receive common stock in lieu of their cash compensation. The number of shares of common stock shown reflects the common stock this Reporting Person is entitled to receive in lieu of a portion of his annual cash retainer fee paid quarterly. Shares were valued at the market closing price of $1.12. |
Common Stock
|
4,643 |
| 2026-02-04 | BASS CHARLIE |
Director, 10% Owner |
Award↑
Filing footnotes — Common Stock (Direct)
Effective February 4, 2026, the Board of Directors approved a Director Compensation Program which allows Directors to receive common stock in lieu of their cash compensation. The number of shares of common stock shown reflects the common stock this Reporting Person is entitled to receive in lieu of a portion of his annual cash retainer fee paid quarterly. Shares were valued at the market closing price of $1.12. |
Common Stock
|
6,250 |
| 2025-11-28 | BASS CHARLIE |
Director, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
Open market purchase by the reporting person of 5,000 shares of common stock, par value $0.0001 per share (the "Common Stock"). Reflects the weighted average price of the shares of Common Stock purchased on the open market in multiple transactions on November 28, 2025 at prices ranging from $1.31 to $1.35 per share, inclusive. |
Common Stock
|
5,000 |
| 2025-11-26 | Lazarev Ivan |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
Open market purchase by the reporting person of shares of common stock, par value $0.0001 per share (the "Common Stock"). Reflects the weighted average price of the shares purchased on the open market in multiple transactions on November 26, 2025 at prices ranging from $1.31 to $1.33 per share, inclusive. |
Common Stock
|
8,993 |
| 2025-11-26 | BASS CHARLIE |
Director, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
Open market purchase by the reporting person of 5,000 shares of common stock, par value $0.0001 per share (the "Common Stock"). Reflects the weighted average price of the shares of Common Stock purchased on the open market in multiple transactions on November 26, 2025 at prices ranging from $1.31 to $1.35 per share, inclusive. |
Common Stock
|
5,000 |
| 2025-11-25 | BASS CHARLIE |
Director, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
Open market purchase by the reporting person of 5,000 shares of common stock, par value $0.0001 per share (the "Common Stock"). Reflects the weighted average price of the shares of Common Stock purchased on the open market in multiple transactions on November 25, 2025 at prices ranging from $1.2750 to $1.31 per share, inclusive. |
Common Stock
|
5,000 |
| 2025-11-25 | Lazarev Ivan |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
Open market purchase by the reporting person of shares of common stock, par value $0.0001 per share (the "Common Stock"). Reflects the price of the shares purchased on the open market. |
Common Stock
|
7,286 |
| 2025-11-24 | BASS CHARLIE |
Director, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
Open market purchase by the reporting person of 5,000 shares of common stock, par value $0.0001 per share (the "Common Stock"). Reflects the weighted average price of the shares of Common Stock purchased on the open market in multiple transactions on November 24, 2025 at prices ranging from $1.22 to $1.29 per share, inclusive. |
Common Stock
|
5,000 |
| 2025-11-21 | BASS CHARLIE |
Director, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
Open market purchase by the reporting person of 5,000 shares of common stock, par value $0.0001 per share (the "Common Stock"). Reflects the weighted average price of the shares purchased on the open market in multiple transactions on November 21, 2025 at prices ranging from $1.20 to $1.25 per share, inclusive. |
Common Stock
|
5,000 |
| 2025-11-20 | Lazarev Ivan |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
Open market purchase by the reporting person of shares of common stock, par value $0.0001 per share (the "Common Stock"). Reflects the price of the shares purchased on the open market. |
Common Stock
|
5,428 |
| 2025-11-20 | BASS CHARLIE |
Director, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
Open market purchase by the reporting person of 5,000 shares of common stock, par value $0.0001 per share (the "Common Stock"). Reflects the weighted average price of the shares of Common Stock purchased on the open market in multiple transactions on November 20, 2025 at prices ranging from $1.15 to $1.23 per share, inclusive. |
Common Stock
|
5,000 |
| 2025-11-19 | BASS CHARLIE |
Director, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
Open market purchase by the reporting person of 5,000 shares of common stock, par value $0.0001 per share (the "Common Stock"). Reflects the weighted average price of the shares purchased on the open market in multiple transactions on November 19, 2025 at prices ranging from $1.22 to $1.26 per share, inclusive. |
Common Stock
|
5,000 |
| 2025-11-19 | Lazarev Ivan |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
Open market purchase by the reporting person of shares of common stock, par value $0.0001 per share (the "Common Stock"). Reflects the price of the shares purchased on the open market. |
Common Stock
|
96 |
| 2025-11-18 | BASS CHARLIE |
Director, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
Open market purchase by the reporting person of 5,000 shares of common stock, par value $0.0001 per share (the "Common Stock"). Reflects the weighted average price of the shares of Common Stock purchased on the open market in multiple transactions on November 18, 2025 at prices ranging from $1.22 to $1.2650 per share, inclusive. |
Common Stock
|
5,000 |
| 2025-11-17 | BASS CHARLIE |
Director, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
Open market purchase by the reporting person of 5,000 shares of common stock, par value $0.0001 per share (the "Common Stock"). Reflects the weighted average price of the shares purchased on the open market in multiple transactions on November 17, 2025 at prices ranging from $1.23 to $1.27 per share, inclusive. |
Common Stock
|
5,000 |
| 2025-11-14 | BASS CHARLIE |
Director, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
Open market purchase by the reporting person of 5,000 shares of common stock, par value $0.0001 per share (the "Common Stock"). Reflects the weighted average price of the shares of Common Stock purchased on the open market in multiple transactions on November 14, 2025 at prices ranging from $1.17 to $1.25 per share, inclusive. |
Common Stock
|
5,000 |
| 2025-11-13 | BASS CHARLIE |
Director, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
Open market purchase by the reporting person of 3,801 shares of common stock, par value $0.0001 per share (the "Common Stock"). Reflects the weighted average price of the shares purchased on the open market in multiple transactions on November 13, 2025 at prices ranging from $1.13 to $1.19 per share, inclusive. |
Common Stock
|
3,801 |
| 2025-11-13 | Lazarev Ivan |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
Open market purchase by the reporting person of shares of common stock, par value $0.0001 per share (the "Common Stock"). Reflects the weighted average price of the shares purchased on the open market in multiple transactions on November 13, 2025 at prices ranging from $1.12 to $1.14 per share, inclusive. |
Common Stock
|
30,005 |
| 2025-11-12 | BASS CHARLIE |
Director, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
Open market purchase by the reporting person of 5,000 shares of common stock, par value $0.0001 per share (the "Common Stock"). Reflects the weighted average price of the shares of Common Stock purchased on the open market in multiple transactions on November 12, 2025 at prices ranging from $1.09 to $1.12 per share, inclusive. |
Common Stock
|
5,000 |
| 2025-11-12 | Lazarev Ivan |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
Open market purchase by the reporting person of shares of common stock, par value $0.0001 per share (the "Common Stock"). Reflects the weighted average price of the shares purchased on the open market in multiple transactions on November 12, 2025 at prices ranging from $1.0835 to $1.0961 per share, inclusive. |
Common Stock
|
4,500 |
| 2025-11-11 | BASS CHARLIE |
Director, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
Open market purchase by the reporting person of 5,000 shares of common stock, par value $0.0001 per share (the "Common Stock"). Reflects the weighted average price of the shares purchased on the open market in multiple transactions on November 11, 2025 at prices ranging from $1.08 to $1.13 per share, inclusive. |
Common Stock
|
5,000 |
| 2025-11-10 | BASS CHARLIE |
Director, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
Open market purchase by the reporting person of 5,000 shares of common stock, par value $0.0001 per share (the "Common Stock"). Reflects the weighted average price of the shares of Common Stock purchased on the open market in multiple transactions on November 10, 2025 at prices ranging from $1.07 to $1.10 per share, inclusive. |
Common Stock
|
5,000 |
| 2025-11-07 | BASS CHARLIE |
Director, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
Open market purchase by the reporting person of 5,000 shares of common stock, par value $0.0001 per share (the "Common Stock"). Reflects the weighted average price of the shares purchased on the open market in multiple transactions on November 7, 2025 at prices ranging from $1.09 to $1.10 per share, inclusive. |
Common Stock
|
5,000 |
| 2025-11-06 | BASS CHARLIE |
Director, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
Open market purchase by the reporting person of 5,000 shares of common stock, par value $0.0001 per share (the "Common Stock"). Reflects the weighted average price of the shares of Common Stock purchased on the open market in multiple transactions on November 6, 2025 at prices ranging from $1.07 to $1.08 per share, inclusive. |
Common Stock
|
5,000 |
| 2025-11-05 | BASS CHARLIE |
Director, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
Open market purchase by the reporting person of 5,000 shares of common stock, par value $0.0001 per share (the "Common Stock"). Reflects the weighted average price of the shares purchased on the open market in multiple transactions on November 5, 2025 at prices ranging from $1.015 to $1.06 per share, inclusive. |
Common Stock
|
5,000 |
| 2025-11-05 | Lazarev Ivan |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
Open market purchase by the reporting person of shares of common stock, par value $0.0001 per share (the "Common Stock"). Reflects the weighted average price of the shares purchased on the open market in multiple transactions on November 5, 2025 at prices ranging from $1.03 to $1.04 per share, inclusive. |
Common Stock
|
10,067 |
| 2025-11-04 | BASS CHARLIE |
Director, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
Open market purchase by the reporting person of 5,000 shares of common stock, par value $0.0001 per share (the "Common Stock"). Reflects the weighted average price of the shares of Common Stock purchased on the open market in multiple transactions on November 4, 2025 at prices ranging from $0.9979 to $1.06 per share, inclusive. |
Common Stock
|
5,000 |
| 2025-11-03 | BASS CHARLIE |
Director, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
Open market purchase by the reporting person of 5,000 shares of common stock, par value $0.0001 per share (the "Common Stock"). Reflects the weighted average price of the shares purchased on the open market in multiple transactions on November 3, 2025 at prices ranging from $0.93 to $1.0074 per share, inclusive. |
Common Stock
|
5,000 |
| 2025-10-13 | BASS CHARLIE |
Director, 10% Owner |
Award↑
Filing footnotes — Subordinated Convertible Note (Direct)
On 10/13/2025, Mr. Kevin Mills transferred a $500,000.00 principal amount of Convertible Note, originally issued on May 26,2023, to Mr. Charlie Bass. The number of underlying shares represents the number of common shares into which the note may be converted. The Subordinated Convertible note is convertible any time on or prior to May 26, 2026. In addition, after May 26, 2024, the noteholder has the option to receive the prepayment of principal and accrued interest in cash. |
Subordinated Convertible Note
|
373,134 |
| 2025-10-13 | MILLS KEVIN J |
Director, Chief Executive Officer |
Other↓
Filing footnotes — Subordinated Convertible Note (Direct)
On 10/13/2025, Mr. Kevin Mills transferred a $500,000.00 principal amount of Convertible Note, originally issued on May 26,2023, to Mr. Charlie Bass. The number of underlying shares represents the number of common shares into which the note may be converted. The Subordinated Convertible note is convertible any time on or prior to May 26, 2026. In addition, after May 26, 2024, the noteholder has the option to receive the prepayment of principal and accrued interest in cash. |
Subordinated Convertible Note
|
373,134 |
| 2025-10-01 | Holmes David A. |
Chief Business Officer |
Award↑
Filing footnotes — Common Stock Option (Direct)
The shares of common stock subject to the option award granted to the Reporting Person in connection with his promotion to Executive Vice President and Chief Business Officer shall vest in equal monthly installments over 24 months beginning October 1, 2025, subject to the Reporting Person's continued service relationship with the company through each applicable vesting date. |
Common Stock Option
|
25,000 |