SCM · Stellus Capital Investment Corp · Shareholders & Ownership

$6.70 +0.06 (+0.90%)

Market Cap

$189.11M

28.48M

Volume · Oct 23 186.32K Avg daily vol (3M) 160.91K

Every disclosed holder of SCM in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

How the holder list picks a filing →

Who Owns SCM

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions

Holder group	Holders	Shares	% Out	Summed
Institutional (13F)	59	3,612,643	12.68%	Yes
Insiders (Forms 3, 4, 5)	4	1,005,556	3.53%	Yes
13D/G-only blocks	0	0	0.00%	Yes
Remaining	—	23,861,738	83.78%	Rest
Registered funds (N-PORT, not summed)	2	62,740	0.22%	No

Shares outstanding: 28,479,937, the issuer's latest cover-page count restated onto today's split basis.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of SCM

One row per holder Every filing By ultimate parent

All 13F Funds Insiders 13D/G Non-US

#	Holder	Shares	% Out	Change	As of	Notes
1	Ladd Robert T. Insider CIK 1561515 · Mar 16, 2026 Director, President and CEO, issuer-wide	669,635	2.35%	+42,043	Mar 16, 2026	Director, President and CEO, issuer-wide
2	Corient Private Wealth LLC 13F CIK 1948780 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	284,746	1.00%	+29,267	Jun 30, 2026	carried, not yet filed for the newest quarter
3	LPL Financial LLC 13F CIK 1403438 · Broker-dealer · Jun 30, 2026 carried, not yet filed for the newest quarter	263,356	0.92%	-51,436	Jun 30, 2026	carried, not yet filed for the newest quarter
4	Muzinich & Co., Inc. 13F CIK 1618824 · Registered investment adviser · Sep 30, 2026	262,816	0.92%	+7,790	Sep 30, 2026
5	RAYMOND JAMES FINANCIAL INC 13F CIK 720005 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	252,821	0.89%	+15,222	Jun 30, 2026	carried, not yet filed for the newest quarter
6	Legal & General Group Plc 13F CIK 764068 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	238,329	0.84%	+8,794	Jun 30, 2026	carried, not yet filed for the newest quarter
7	Bilger Bruce R Insider CIK 1561707 · Mar 13, 2026 Director, issuer-wide	228,055	0.80%	+45,490	Mar 13, 2026	Director, issuer-wide
8	Advisors Asset Management, Inc. 13F CIK 1297376 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	220,277	0.77%	+27,584	Jun 30, 2026	carried, not yet filed for the newest quarter
9	Ethos Financial Group, LLC 13F CIK 1954242 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	217,193	0.76%	+19,403	Jun 30, 2026	carried, not yet filed for the newest quarter
10	CONDOR CAPITAL MANAGEMENT 13F CIK 1082491 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	211,987	0.74%	+5,571	Jun 30, 2026	carried, not yet filed for the newest quarter
11	Sumitomo Mitsui Trust Group, Inc. 13F CIK 1475365 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	156,151	0.55%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
12	Icon Wealth Advisors, LLC 13F CIK 1963212 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	135,536	0.48%	+267	Jun 30, 2026	carried, not yet filed for the newest quarter
13	Samjo Management, LLC 13F CIK 1986590 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	133,700	0.47%	+133,700	Jun 30, 2026	carried, not yet filed for the newest quarter
14	BlackRock, Inc. 13F CIK 2012383 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	109,462	0.38%	-2,764	Jun 30, 2026	carried, not yet filed for the newest quarter
15	MILLENNIUM MANAGEMENT LLC 13F CIK 1273087 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	96,424	0.34%	-20,243	Jun 30, 2026	carried, not yet filed for the newest quarter
16	Inspire Advisors, LLC 13F CIK 1810558 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	86,232	0.30%	-24,925	Jun 30, 2026	carried, not yet filed for the newest quarter
17	GABLES CAPITAL MANAGEMENT INC. 13F CIK 1740839 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	67,052	0.24%	+185	Jun 30, 2026	carried, not yet filed for the newest quarter
18	MORGAN STANLEY 13F CIK 895421 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	64,355	0.23%	-83,400	Jun 30, 2026	carried, not yet filed for the newest quarter
19	Trexquant Investment LP 13F CIK 1633445 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	63,649	0.22%	-4,671	Jun 30, 2026	carried, not yet filed for the newest quarter
20	Virtus Investment Advisers, LLC 13F CIK 19481 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	62,135	0.22%	+1,463	Jun 30, 2026	carried, not yet filed for the newest quarter
20.1	Virtus Private Credit Strategy ETF Fund S000064727 · Registered fund · Jul 31, 2026 ETFis Series Trust I, not summed	62,135	0.22%	+10,632	Jul 31, 2026	ETFis Series Trust I, not summed
21	XTX Topco Ltd 13F CIK 1828301 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	57,978	0.20%	+40,886	Jun 30, 2026	carried, not yet filed for the newest quarter
22	BANK OF AMERICA CORP /DE/ 13F CIK 70858 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	57,317	0.20%	+31,506	Jun 30, 2026	carried, not yet filed for the newest quarter
23	Huskinson W. Todd Insider CIK 1561513 · Mar 13, 2026 CFO and CCO, issuer-wide	54,297	0.19%	—	Mar 13, 2026	CFO and CCO, issuer-wide
24	Arnoult J Tim Insider CIK 1293472 · Sep 16, 2026 Director, issuer-wide	53,569	0.19%	+2,000	Sep 16, 2026	Director, issuer-wide
25	PFG Investments, LLC 13F CIK 1973224 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	53,260	0.19%	-21,401	Jun 30, 2026	carried, not yet filed for the newest quarter
26	MARSHALL WACE, LLP 13F CIK 1318757 · Exempt reporting adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	48,843	0.17%	-104,016	Jun 30, 2026	carried, not yet filed for the newest quarter
27	CITADEL ADVISORS LLC 13F CIK 1423053 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	46,090	0.16%	-16,264	Jun 30, 2026	carried, not yet filed for the newest quarter
28	Janney Montgomery Scott LLC 13F CIK 1329948 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	42,833	0.15%	-500	Jun 30, 2026	carried, not yet filed for the newest quarter
29	Campbell & CO Investment Adviser LLC 13F CIK 1353570 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	34,955	0.12%	+19,194	Jun 30, 2026	carried, not yet filed for the newest quarter
30	CANADA LIFE ASSURANCE Co 13F CIK 1046192 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	34,747	0.12%	+3,181	Jun 30, 2026	carried, not yet filed for the newest quarter
31	Gallagher Capital Advisors, LLC 13F CIK 2034519 · Registered investment adviser · Sep 30, 2026	34,000	0.12%	0	Sep 30, 2026
32	TWO SIGMA INVESTMENTS, LP 13F CIK 1179392 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	28,812	0.10%	-168,434	Jun 30, 2026	carried, not yet filed for the newest quarter
33	DOLIVER ADVISORS, LP 13F CIK 938077 · Registered investment adviser · Sep 30, 2026	24,501	0.09%	-30,791	Sep 30, 2026
34	Stonebridge Financial Group, LLC/CA 13F CIK 2142299 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	22,155	0.08%	—	Jun 30, 2026	carried, not yet filed for the newest quarter
35	SUSQUEHANNA INTERNATIONAL GROUP, LLP 13F CIK 1446194 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	19,531	0.07%	+19,531	Jun 30, 2026	carried, not yet filed for the newest quarter
36	Qube Research & Technologies Ltd 13F CIK 1729829 · Exempt reporting adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	19,464	0.07%	+3,056	Jun 30, 2026	carried, not yet filed for the newest quarter
37	ROYAL BANK OF CANADA 13F CIK 1000275 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	17,817	0.06%	-10	Jun 30, 2026	carried, not yet filed for the newest quarter
38	OPPENHEIMER & CO INC 13F CIK 822581 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	15,329	0.05%	-81	Jun 30, 2026	carried, not yet filed for the newest quarter
39	SANDERS MORRIS HARRIS LLC 13F CIK 1053994 · Broker-dealer · Sep 30, 2026	14,046	0.05%	+98	Sep 30, 2026
40	PNC FINANCIAL SERVICES GROUP, INC. 13F CIK 713676 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	13,000	0.05%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
41	Concurrent Investment Advisors, LLC 13F CIK 2001015 · Registered investment adviser · Sep 30, 2026	12,909	0.05%	-1,000	Sep 30, 2026
42	WELLS FARGO & COMPANY/MN 13F CIK 72971 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	12,681	0.04%	-2,514	Jun 30, 2026	carried, not yet filed for the newest quarter
43	UBS Group AG 13F CIK 1610520 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	12,109	0.04%	-88,287	Jun 30, 2026	carried, not yet filed for the newest quarter
44	Arax Advisory Partners 13F CIK 1586767 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	11,466	0.04%	+11,466	Jun 30, 2026	carried, not yet filed for the newest quarter
45	Mariner, LLC 13F CIK 1373442 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	11,000	0.04%	+11,000	Jun 30, 2026	carried, not yet filed for the newest quarter
46	Significant Wealth Partners LLC 13F CIK 1964680 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	10,131	0.04%	+114	Jun 30, 2026	carried, not yet filed for the newest quarter
47	CHILTON CAPITAL MANAGEMENT LLC 13F CIK 1056859 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	9,218	0.03%	+1,618	Jun 30, 2026	carried, not yet filed for the newest quarter
48	OSAIC HOLDINGS, INC. 13F CIK 1677044 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	5,367	0.02%	+1,054	Jun 30, 2026	carried, not yet filed for the newest quarter
49	Clayton Financial Group LLC 13F CIK 2011212 · Registered investment adviser · Sep 30, 2026	3,907	0.01%	+3,907	Sep 30, 2026
50	Rockefeller Capital Management L.P. 13F CIK 1739439 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	3,353	0.01%	+119	Jun 30, 2026	carried, not yet filed for the newest quarter

Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.

Showing 1–50 of 64 holders

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Key facts CIK 1551901 CUSIP 858568108 13F (30d) 9 filings 9 filers Visit website Investor relations