SFES · Safeguard Scientifics Inc · Shareholders & Ownership
Every disclosed holder of SFES in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns SFES
13F quarter Mar 31, 2024| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 39 | 0.00% |
| Insiders (Forms 3, 4, 5) | 0 | 0.00% |
| 13D/G-only blocks | 1,607,696 | 9.61% |
| Remaining | 15,115,259 | 90.39% |
| Registered funds (N-PORT, not summed) | 0 | 0.00% |
Shares outstanding: 16,722,994, the issuer's latest cover-page count restated onto today's split basis.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of SFES
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
Halis Family Foundation
13G
CIK 1666628 · Unknown · Dec 31, 2023
|
843,311 | ||
| 2 |
Yakira Capital Management, Inc.
13G
CIK 1584639 · Registered investment adviser · Dec 31, 2023
Rule 13d-1(b), qualified institution
|
764,385 | ||
| 3 |
Rise Advisors, LLC
13F
CIK 1831316 · Registered investment adviser · Mar 31, 2024
|
39 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.