SMSI · Smith Micro Software, Inc. · Proposed Sales
$2.90
+0.09 (+3.20%)
At close · Sep 11
Going-concern doubt
— flagged Aug 14, 2026
Substantial doubt about the company's ability to continue as a going concern.
“certain conditions in the Company's evaluation, considered in the aggregate, have raised substantial doubt about the Company's ability to continue as a going concern within one year from the date that the financial statements are issued, which has not been alleviated.”View the 10-Q filed Aug 14, 2026
Market Cap
$16.21M
Shares
5.59M
Notices of intent to sell restricted or control shares, filed with the SEC on Form 144 by insiders and affiliates. A Form 144 signals a planned sale — it does not confirm the shares were actually sold.
| Filed | Seller | Relationship | Shares | Approx. Sale | Broker |
|---|---|---|---|---|---|
| 2025-12-10 | Smith, William W. | Officer, Director, 10% Stockholder | 75,294 | 2025-12-10 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2025-03-14 | Thomas G. Campbell | Director | 10,000 | 2025-03-14 | Roth Capital Partners, LLC |
| 2024-12-16 | Kempton James M | Officer | 437 | 2024-12-16 | Merrill Lynch |
| 2024-12-03 | WILLIAM W SMITH JR | Officer, Director, 10% Stockholder | 7,066 | 2024-12-03 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2024-03-13 | James M. Kempton | Officer | 4,711 | 2024-03-13 | Morgan Stanley |
| 2024-03-13 | William W. Smith Jr. | Officer, Director | 11,427 | 2024-03-13 | Morgan Stanley |
| 2024-01-22 | James M. Kempton | Officer | 2,289 | 2024-01-23 | Morgan Stanley |
| 2024-01-22 | Wiliam W. Smith Jr. | Officer, Director | 6,938 | 2024-01-23 | Morgan Stanley |
| 2023-11-30 | William W. Smith, Jr. | Officer, Director | 17,911 | 2023-12-01 | Morgan Stanley |
| 2023-11-30 | James M. Kempton | Officer | 6,876 | 2023-12-01 | Morgan Stanley |
Showing 1–10 of 10 filings