SMSI · Smith Micro Software, Inc. · Holdings
$2.90
+0.09 (+3.20%)
At close · Sep 11
Going-concern doubt
— flagged Aug 14, 2026
Substantial doubt about the company's ability to continue as a going concern.
“certain conditions in the Company's evaluation, considered in the aggregate, have raised substantial doubt about the Company's ability to continue as a going concern within one year from the date that the financial statements are issued, which has not been alleviated.”View the 10-Q filed Aug 14, 2026
Market Cap
$16.21M
Shares
5.59M
Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.
Holders: 18
Total Value: $1,169,543
Total Shares: 436,400
Institutional Ownership Trend
26 quarters
Holder Concentration
Across 18 13F filers · Δ vs Mar 31, 2026Top Holder
30.6%
−2.1 pts
Top 5
76.9%
−10.6 pts
Top 10
97.7%
+1.2 pts
HHI
1,775
Moderately concentrated−285
Quarterly Activity
vs Mar 31, 2026
New
2
Increased
9
Decreased
6
Sold Out
7
Unchanged
1
Holder count:
-5
Institutional value:
+2.0%
Shares held:
-72.6%
Top Buyers
vs Mar 31, 2026| Institution | Added | Now Holds | Open |
|---|---|---|---|
| Mega VANGUARD CAPITAL MANAGEMENT LLC | +71,999 | 133,421 | |
| Mega UBS Group AG | +26,040 | 28,038 | |
| Mega CITADEL ADVISORS LLC | +21,493 | 24,733 | |
| Mid Virtu Financial LLC | +13,235 | 15,701 | |
| Mega MORGAN STANLEY | +6,124 | 6,126 |
Top Sellers
vs Mar 31, 2026| Institution | Sold | Now Holds | Open |
|---|---|---|---|
| Mega GEODE CAPITAL MANAGEMENT, LLC | −31,810 | 40,786 | |
| Mid GROUP ONE TRADING LLC | −840 | 54 | |
| Mega BlackRock, Inc. | −1 | 9,063 | |
| Large OSAIC HOLDINGS, INC. | −1 | 8 | |
| Mega WELLS FARGO & COMPANY/MN | −1 | 2,148 |
Top New Positions
vs Mar 31, 2026| Institution | Acquired | Value (USD) | Open |
|---|---|---|---|
| Large HRT FINANCIAL LP | 29,340 | $78,631 | |
| Mid Tower Research Capital LLC (TRC) | 1,328 | $3,559 |
Top Sold-Out Positions
vs Mar 31, 2026| Institution | Previously Held | Last Value (USD) | Open |
|---|---|---|---|
| Mega NORTHERN TRUST CORP | 6,203 | $22,331 | |
| Mega STATE STREET CORP | 5,084 | $18,303 | |
| Small TWO SIGMA SECURITIES, LLC | 4,422 | $15,918 | |
| Mega RAYMOND JAMES FINANCIAL INC | 3,820 | $13,752 | |
| Mega Russell Investments Group, Ltd. | 0 | $1 |