Skip to main content
Equibles
SMSI logo

SMSI · Smith Micro Software, Inc. · Shareholders & Ownership

Track SMSI — free

Use SMSI with AI

Add company filings, earnings and prices to ChatGPT or Claude, then ask questions in your own chat.

Choose your app for step-by-step connection instructions. Sign in with Equibles when asked; no code or API key is needed.

Claude ChatGPT

After connecting, ask your AI to use Equibles to research SMSI.

Other apps & server URL
https://mcp.equibles.com/mcp
Gemini CLI setup
or ask here

Free, nothing to set up — ALVIS runs on the same tools and cites every figure.

See what you can ask in ChatGPT or Claude

All connection guides →
$2.32 -0.01 (-0.43%) Play latest call Q2 2026 earnings call transcript
Rebalance outlook locked
Going-concern doubt — flagged Aug 14, 2026

Substantial doubt about the company's ability to continue as a going concern.

“certain conditions in the Company's evaluation, considered in the aggregate, have raised substantial doubt about the Company's ability to continue as a going concern within one year from the date that the financial statements are issued, which has not been alleviated.”
View the 10-Q filed Aug 14, 2026
Market Cap
$13.09M
Shares
5.59M
Volume · Nov 4 5604 Avg daily vol (3M) 20.65K

Every disclosed holder of SMSI in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

How the holder list picks a filing →

Who Owns SMSI

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions
Holder group Shares % Out
Institutional (13F) 436,400 7.81%
Insiders (Forms 3, 4, 5) 1,329,242 23.78%
13D/G-only blocks 0 0.00%
Remaining 3,824,238 68.41%
Registered funds (N-PORT, not summed) 216,096 3.87%

Shares outstanding: 5,589,880, the issuer's latest cover-page count restated onto today's split basis.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of SMSI

One row per holder Every filing By ultimate parent
All 13F Funds Insiders 13D/G Non-US
# Holder Shares
1
SMITH WILLIAM W JR
Insider CIK 1251368 · Sep 15, 2026
Director, President and CEO, 10% Owner, issuer-wide
 1,160,820
1.1
William W. Smith, Jr.
13D CIK 1251368 · Unknown · Jul 12, 2026
Item 4 purpose: Passive investment
not summed
 5,748,317
2
VANGUARD CAPITAL MANAGEMENT LLC
13F CIK 2100119 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
 133,421
3
Pacific Ridge Capital Partners, LLC
13F CIK 1591546 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
 104,145
4
VANGUARD TOTAL STOCK MARKET INDEX FUND
Fund S000002848 · Registered fund · Jun 30, 2026
VANGUARD INDEX FUNDS, not summed
 91,993
5
Kempton James M
Insider CIK 1456883 · May 13, 2025
Controller & PAO, issuer-wide
 42,059
6
Adara Smaller Companies Fund
Fund S000047045 · Registered fund · Aug 31, 2026
RBB Fund, Inc., not summed
 41,218
7
GEODE CAPITAL MANAGEMENT, LLC
13F CIK 1214717 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
 40,786
8
VANGUARD EXTENDED MARKET INDEX FUND
Fund S000002841 · Registered fund · Jun 30, 2026
VANGUARD INDEX FUNDS, not summed
 40,039
9
Huffmyer Timothy C.
Insider CIK 1559111 · Sep 15, 2026
Chief Financial Officer, issuer-wide
 36,279
10
HRT FINANCIAL LP
13F CIK 1475597 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
 29,340
11
UBS Group AG
13F CIK 1610520 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
 28,038
12
CITADEL ADVISORS LLC
13F CIK 1423053 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
 24,733
13
RENAISSANCE TECHNOLOGIES LLC
13F CIK 1037389 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
 23,625
14
Fidelity Extended Market Index Fund
Fund S000006021 · Registered fund · Aug 31, 2026
Fidelity Concord Street Trust, not summed
 20,583
15
Arno Andrew
Insider CIK 1472122 · Mar 9, 2026
Director, issuer-wide
 18,726
16
VANGUARD FIDUCIARY TRUST CO
13F CIK 933478 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
 17,370
17
Virtu Financial LLC
13F CIK 1533964 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
 15,701
18
SZABO GREGORY J
Insider CIK 1255114 · Mar 9, 2026
Director, issuer-wide
 14,699
19
gulko samuel
Insider CIK 1308199 · Mar 9, 2026
Director, issuer-wide
 14,055
20
Elfman Steven Lawrence
Insider CIK 1334805 · Mar 9, 2026
Director, issuer-wide
 13,817
21
Keddy Asha
Insider CIK 1922655 · Mar 9, 2026
Director, issuer-wide
 10,926
22
CAMPBELL THOMAS G
Insider CIK 1251303 · Mar 9, 2026
Director, issuer-wide
 9,941
23
BlackRock, Inc.
13F CIK 2012383 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
 9,063
24
Fidelity Total Market Index Fund
Fund S000006026 · Registered fund · Aug 31, 2026
Fidelity Concord Street Trust, not summed
 7,532
25
Braund Bethany M
Insider CIK 2127393 · Aug 19, 2026
VP, CFO and Treasurer, issuer-wide
 6,193
26
MORGAN STANLEY
13F CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
 6,126
27
Fidelity Series Total Market Index Fund
Fund S000065248 · Registered fund · Aug 31, 2026
Fidelity Concord Street Trust, not summed
 4,889
28
Dimensional US Sustainability Core 1 ETF
Fund S000076639 · Registered fund · Jul 31, 2026
Dimensional ETF Trust, not summed
 3,675
29
Dimensional U.S. Core Equity 2 ETF
Fund S000070903 · Registered fund · Jul 31, 2026
Dimensional ETF Trust, not summed
 3,118
30
WELLS FARGO & COMPANY/MN
13F CIK 72971 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
 2,148
31
Sharma Chetan
Insider CIK 1922870 · Jan 23, 2025
Director, issuer-wide
 1,727
32
U.S. VECTOR EQUITY PORTFOLIO
Fund S000000982 · Registered fund · Jul 31, 2026
DFA INVESTMENT DIMENSIONS GROUP INC, not summed
 1,654
33
VANGUARD INSTITUTIONAL TOTAL STOCK MARKET INDEX FUND
Fund S000002855 · Registered fund · Jun 30, 2026
VANGUARD INSTITUTIONAL INDEX FUNDS, not summed
 1,389
34
Tower Research Capital LLC (TRC)
13F CIK 1533421 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
 1,328
35
Vanguard Global Advisers, LLC
13F CIK 1811242 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
 505
36
GROUP ONE TRADING LLC
13F CIK 932540 · Broker-dealer · Jun 30, 2026
carried, not yet filed for the newest quarter
 54
37
OSAIC HOLDINGS, INC.
13F CIK 1677044 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
 8
38
Guggenheim Active Allocation Fund
Fund · Registered fund · Aug 31, 2026
Guggenheim Active Allocation Fund, not summed
 6
39
New England Capital Financial Advisors LLC
13F CIK 1964652 · Registered investment adviser · Sep 30, 2026
6
40
JPMORGAN CHASE & CO
13F CIK 19617 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
 3

Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.

Key facts CIK 948708 CUSIP 832154504 13F (30d) 1 filings 1 filers Visit website Investor relations