SNOA · Sonoma Pharmaceuticals, Inc. · Insider Trading

The options were awarded and granted to Mr. McLaughlin for services performed on the Board of Directors.

The options vest one third each on 7/9/2027, 7/9/2028 and 7/9/2029, or upon change of control.

Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock.

The RSUs were awarded and granted to Mr. Dal Poggetto for services performed.

The RSUs vest on the third anniversary of the grant date, or upon change of control.

Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock.

The RSUs were awarded and granted to Mr. Dvonch for services performed.

The RSUs on the third anniversary of the grant date, or upon change of control.

Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock.

The RSUs were awarded and granted to Ms. Trombly for services performed.

The RSUs vest on the third anniversary of the grant date, or upon change of control.

The options were awarded and granted to Ms. Jacoby for services performed on the Board of Directors.

The options vest one third each on 7/9/2027, 7/9/2028 and 7/9/2029, or upon change of control.

The options were awarded and granted to Mr. Weigerstorfer for services performed on the Board of Directors.

The options vest one third each on 7/9/2027, 7/9/2028 and 7/9/2029, or upon change of control.

The options were awarded and granted to Mr. Birnbaum for services performed on the Board of Directors as part of the Company's annual grant of stock options.

The options vest one third each on 1/2/2027, 1/2/2028 and 1/2/2029, or upon change of control.

Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock.

The RSUs were awarded and granted to Mr. Dvonch for services performed.

The RSUs on the third anniversary of the grant date, or upon change of control.

The options were awarded and granted to Mr. Weigerstorfer for services performed on the Board of Directors as part of the Company's annual grant of stock options.

The options vest one third each on 1/2/2027, 1/2/2028 and 1/2/2029, or upon change of control.

The options were awarded and granted to Mr. McLaughlin for services performed on the Board of Directors as part of the Company's annual grant of stock options.

The options vest one third each on 1/2/2027, 1/2/2028 and 1/2/2029, or upon change of control.

Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock.

The RSUs were awarded and granted to Ms. Trombly for services performed.

The RSUs vest on the third anniversary of the grant date, or upon change of control.

Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock.

The RSUs were awarded and granted to Mr. Dal Poggetto for services performed.

The RSUs vest on the third anniversary of the grant date, or upon change of control.

Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock.

The RSUs were awarded and granted to Mr. Dal Poggetto for services performed.

The RSUs vest on the third anniversary of the grant date, or upon change of control.

Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock.

The RSUs were awarded and granted to Mr. Dvonch for services performed.

The RSUs on the third anniversary of the grant date, or upon change of control.

Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock.

The RSUs were awarded and granted to Mr. Thornton for services performed.

The RSUs vest on the third anniversary of the grant date, or upon change of control.

Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock.

The RSUs were awarded and granted to Ms. Trombly for services performed.

The RSUs vest on the third anniversary of the grant date, or upon change of control.

Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock.

The RSUs were awarded and granted to Mr. Dal Poggetto for services performed as part of the Company's annual equity grant.

The RSUs vest one-third each on July 2, 2025, July 2, 2026 and January 2, 2027, or upon change of control.

Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock.

The RSUs were awarded and granted to Mr. Dvonch for services performed as part of the Company's annual equity grant.

The RSUs vest one-third each on July 2, 2025, July 2, 2026 and January 2, 2027, or upon change of control.

Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock.

The RSUs were awarded and granted to Mr. Thornton for services performed as part of the Company's annual equity grant.

The RSUs vest one-third each on July 2, 2025, July 2, 2026 and January 2, 2027, or upon change of control.

Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock.

The RSUs were awarded and granted to Ms. Trombly for services performed as part of the Company's annual equity grant.

The RSUs vest one-third each on July 2, 2025, July 2, 2026 and January 2, 2027, or upon change of control.

The options were awarded and granted to Mr. McLaughlin for services performed on the Board of Directors as part of the Company's annual grant of stock options.

The options vest one third each on 1/2/2026, 1/2/2027 and 1/2/2028, or upon change of control.

The options were awarded and granted to Mr. Weigerstorfer for services performed on the Board of Directors as part of the Company's annual grant of stock options.

The options vest one third each on 1/2/2026, 1/2/2027 and 1/2/2028, or upon change of control.

The options were awarded and granted to Mr. Birnbaum for services performed on the Board of Directors as part of the Company's annual grant of stock options.

The options vest one third each on 1/2/2026, 1/2/2027 and 1/2/2028, or upon change of control.

The shares of common stock were awarded and granted as Restricted Stock Units to Mr. Dvonch for services performed as part of the Company's annual bonus compensation to executives. The shares vested in full on the grant date.

The shares of common stock were awarded and granted as Restricted Stock Units to Mr. Thornton for services performed as part of the Company's annual bonus compensation to executives. The shares vested in full on the grant date.

The shares of common stock were awarded and granted as Restricted Stock Units to Ms. Trombly for services performed as part of the Company's annual bonus compensation to executives. The shares vested in full on the grant date.

The shares of common stock were awarded and granted as Restricted Stock Units to Mr. Dal Poggetto for services performed as part of the Company's annual bonus compensation to executives. The shares vested in full on the grant date.

The options were awarded and granted to Mr. Dal Poggetto for services performed as part of the Company's annual grant of stock options.

The options were awarded and granted to Mr. Thornton for services performed as part of the Company's annual grant of stock options.

The options vest one third each on 12/29/2024, 12/29/2025 and 12/29/2026, or upon change of control or as provided by Mr. Thornton's employment agreement.

The options were awarded and granted to Mr. Dvonch for services performed as part of the Company's annual grant of stock options.

The options vest one third each on 12/29/2024, 12/29/2025 and 12/29/2026, or upon change of control.

The options were awarded and granted to Ms. Trombly for services performed as part of the Company's annual grant of stock options.

The options vest one third each on 12/29/2024, 12/29/2025 and 12/29/2026, or upon change of control or as provided by Ms. Trombly's employment agreement.

The shares of common stock were awarded and granted to Ms. Trombly for services performed as part of the Company's annual bonus compensation to executives.

The shares of common stock were awarded and granted to Mr. Thornton for services performed as part of the Company's annual bonus compensation to executives.

The options were awarded and granted to Mr. Weigerstorfer for services performed on the Board of Directors as part of the Company's annual grant of stock options.

The options vest one third each on 12/29/2023, 12/29/2024 and 12/29/2025, or upon change of control.

The options were awarded and granted to Ms. Trombly for services performed as part of the Company's annual grant of stock options.

The options vest one third each on 12/29/2023, 12/29/2024 and 12/29/2025, or upon change of control or as provided by Ms. Trombly's employment agreement.

The options were awarded and granted to Mr. Birnbaum for services performed on the Board of Directors as part of the Company's annual grant of stock options.

The options vest one third each on 12/29/2023, 12/29/2024 and 12/29/2025, or upon change of control.

The options were awarded and granted to Mr. White for services performed as part of the Company's annual grant of stock options.

The options vest one third each on 12/29/2023, 12/29/2024 and 12/29/2025, or upon change of control.

The options were awarded and granted to Mr. Thornton for services performed as part of the Company's annual grant of stock options.

The options vest one third each on 12/29/2023, 12/29/2024 and 12/29/2025, or upon change of control or as provided by Mr. Thornton's employment agreement.

The options were awarded and granted to Mr. McLaughlin for services performed on the Board of Directors as part of the Company's annual grant of stock options.

The options vest one third each on 12/29/2023, 12/29/2024 and 12/29/2025, or upon change of control.

The options were awarded and granted to Mr. McLaughlin for services performed on the Board of Directors.

The options vest 10,000 each on 07/14/2022, 07/14/2023 and 07/14/2024, or upon change of control.

The options were awarded and granted to Mr. Thornton for services performed.

The options vest 10,000 each on 07/14/2022, 07/14/2023 and 07/14/2024, or upon change of control.

The options were awarded and granted to Mr. Dvonch for services performed.

The options vest 10,000 options each on 07/14/2022, 07/14/2023, 07/14/2024 and or upon a change of control.

The options were awarded and granted to Mr. Birnbaum for services performed on the Board of Directors.

The options vest 10,000 each on 07/14/2022, 07/14/2023 and 07/14/2024, or upon change of control.

The options were awarded and granted to Mr. Weigerstorfer for services performed on the Board of Directors.

The options vest 10,000 each on 07/14/2022, 07/14/2023 and 07/14/2024, or upon change of control.

The options were awarded and granted to Ms. Trombly for services performed.

The options vest 10,000 each on 07/14/2022, 07/14/2023 and 07/14/2024, or upon change of control.

The options were awarded and granted to Mr. Thornton for services performed.

The options vest one third each on 01/07/2022, 01/07/2023 and 01/07/2024 or upon change of control.

The options were awarded and granted to Mr. Dvonch for services performed.

The options vest one third each on 01/07/2022, 01/07/2023 and 01/07/2024, or upon a change of control.

The options were awarded and granted to Ms. Trombly for services performed.

The options vest one third each on 01/07/2022, 01/07/2023 and 01/07/2024, or upon change of control.

The award will vest in three years, with the first third vesting on April 14, 2021, second third will vest on April 14, 2022 and remaining third will vest on April 14, 2023. If the Issuer terminates Mr. Edwards prior to April 14, 2021, all stock will vest immediately on the termination date. If the Issuer terminates Mr. Edwards on or after April 14, 2021, including by not renewing this agreement, all unvested stock will be forfeited. If Mr. Edwards terminates, all unvested stock will be forfeited.

The shares were granted pursuant to the mutual separation and release agreement dated April 14, 2020.