TRCK · Track Group, Inc.
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-08-21 | Kidd Kyle Thomas |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents an award of restricted stock, of which 65,000 shares vest on each of April 30, 2027, April 30, 2028, April 30, 2029, April 30, 2030 and April 30, 2031. |
Common Stock
|
325,000 |
| 2026-08-21 | Saour Jacob James |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents an award of restricted stock, of which 65,000 shares vest on each of April 30, 2027, April 30, 2028, April 30, 2029, April 30, 2030 and April 30, 2031. |
Common Stock
|
325,000 |
| 2026-08-21 | Smith Denver Johnson |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
This Form 4 is filed jointly by CRC Founders Fund, LP ("CRC Founders"), Carlson Ridge Capital, LLC ("Carlson Ridge Capital"), Carlson Ridge Capital GP, LLC ("Carlson Ridge GP") and Denver J. Smith (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Smith is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Represents an award of restricted stock, of which 65,000 shares vest on each of April 30, 2027, April 30, 2028, April 30, 2029, April 30, 2030 and April 30, 2031. |
Common Stock
|
325,000 |
| 2026-08-21 | Hardy Timothy |
Chief Information Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Represents grant of restricted stock. Shares shall vest 1/5 on April 30, 2027, 1/5 on April 30, 2028, 1/5 on April 30, 2029, 1/5 on April 30, 2030 and 1/5 on April 30, 2031. |
Common Stock
|
263,500 |
| 2026-08-21 | Sullivan John Richmond |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents an award of restricted stock, of which 65,000 shares vest on each of April 30, 2027, April 30, 2028, April 30, 2029, April 30, 2030 and April 30, 2031. |
Common Stock
|
325,000 |
| 2026-08-21 | BERG JAMES A |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Represents grant of restricted stock. Shares shall vest 1/5 on April 30, 2027, 1/5 on April 30, 2028, 1/5 on April 30, 2029, 1/5 on April 30, 2030 and 1/5 on April 30, 2031. |
Common Stock
|
204,000 |
| 2026-08-21 | Smith Denver Johnson |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
This Form 4 is filed jointly by CRC Founders Fund, LP ("CRC Founders"), Carlson Ridge Capital, LLC ("Carlson Ridge Capital"), Carlson Ridge Capital GP, LLC ("Carlson Ridge GP") and Denver J. Smith (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Smith is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Represents an award of restricted stock, of which 65,000 shares vest on each of April 30, 2027, April 30, 2028, April 30, 2029, April 30, 2030 and April 30, 2031. |
Common Stock
|
325,000 |
| 2026-08-21 | Cassell Derek |
Director, CHIEF EXECUTIVE OFFICER |
Award↑
Filing footnotes — Common Stock (Direct)
Represents grant of restricted stock. Shares shall vest 1/5 on April 30, 2027, 1/5 on April 30, 2028, 1/5 on April 30, 2029, 1/5 on April 30, 2030 and 1/5 on April 30, 2031. |
Common Stock
|
560,000 |
| 2026-08-21 | Swando Matthew J. |
CHIEF REVENUE OFFICER |
Award↑
Filing footnotes — Common Stock (Direct)
Represents grant of restricted stock. Shares shall vest 1/5 on April 30, 2027, 1/5 on April 30, 2028, 1/5 on April 30, 2029, 1/5 on April 30, 2030 and 1/5 on April 30, 2031. |
Common Stock
|
515,000 |
| 2026-08-21 | Powalski Matthew Scott |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents an award of restricted stock, of which 65,000 shares vest on each of April 30, 2027, April 30, 2028, April 30, 2029, April 30, 2030 and April 30, 2031. |
Common Stock
|
325,000 |
| 2026-08-21 | Gigler Arthur Jacob |
Chief Marketing Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Represents grant of restricted stock. Shares shall vest 1/5 on April 30, 2027, 1/5 on April 30, 2028, 1/5 on April 30, 2029, 1/5 on April 30, 2030 and 1/5 on April 30, 2031. |
Common Stock
|
323,000 |
| 2026-04-30 | Hardy Timothy |
Chief Information Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Represents shares of common stock (the "Shares") purchased in a private placement transaction directly from the Company pursuant to a Securities Purchase Agreement, dated April 30, 2026 (the "Private Placement"). The issuance of the Shares to the reporting person pursuant to the Private Placement was approved by the Company's board of directors and was deemed an exempt transaction pursuant to Rule 16b-3 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). |
Common Stock
|
60,000 |
| 2026-04-30 | BERG JAMES A |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Represents shares of common stock (the "Shares") purchased in a private placement transaction directly from the Company pursuant to a Securities Purchase Agreement, dated April 30, 2026 (the "Private Placement"). The issuance of the Shares to the reporting person pursuant to the Private Placement was approved by the Company's board of directors and was deemed an exempt transaction pursuant to Rule 16b-3 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). |
Common Stock
|
50,000 |
| 2026-04-30 | Cassell Derek |
Director, CHIEF EXECUTIVE OFFICER |
Award↑
Filing footnotes — Common Stock (Direct)
Represents shares of common stock (the "Shares") purchased in a private placement transaction directly from the Company pursuant to a Securities Purchase Agreement, dated April 30, 2026 (the "Private Placement"). The issuance of the Shares to the reporting person pursuant to the Private Placement was approved by the Company's board of directors and was deemed an exempt transaction pursuant to Rule 16b-3 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). |
Common Stock
|
300,000 |
| 2024-03-19 | Sehnaoui Karim |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
The shares were purchased in a private transaction pursuant to a share purchase agreement dated March 4, 2024, by and between the Reporting Person and an existing shareholder of the Issuer. |
Common Stock
|
370,000 |
| 2024-02-01 | Sehnaoui Karim |
Director |
Buy↑
|
Common Stock
|
4,400 |
| 2022-04-14 | Dubois Guy |
Director |
Convert↑
|
Common Stock
|
45,902 |
| 2022-04-14 | Dubois Guy |
Director |
Tax↓
|
Common Stock
|
8,596 |
| 2022-04-14 | Dubois Guy |
Director |
Convert↓
|
Warrants
|
40,366 |
| 2022-04-14 | Dubois Guy |
Director |
Convert↓
|
Warrants
|
5,536 |
| 2022-04-13 | Swando Matthew J. |
CHIEF REVENUE OFFICER |
Award↑
Filing footnotes — Common Stock (Direct)
Represents grant of restricted stock. Shares shall vest 1/3 on October 13, 2022, 1/3 on April 13, 2023 and 1/3 on October 13, 2023. |
Common Stock
|
185,000 |
| 2021-12-30 | Macleod Karen M |
Director |
Convert↑
|
Common Stock
|
9,191 |
| 2021-12-30 | Macleod Karen M |
Director |
Convert↓
|
Warrants
|
9,191 |
| 2021-12-28 | Dubois Guy |
Director |
Tax↓
|
Common Stock
|
1,261 |
| 2021-12-28 | Dubois Guy |
Director |
Convert↓
|
Warrants
|
7,371 |
| 2021-12-28 | Dubois Guy |
Director |
Convert↑
|
Common Stock
|
8,544 |
| 2021-12-28 | Dubois Guy |
Director |
Convert↓
|
Warrants
|
1,173 |
| 2021-08-20 | Macleod Karen M |
Director |
Convert↑
|
Common Stock
|
9,411 |
| 2021-08-20 | Macleod Karen M |
Director |
Convert↓
|
Options
|
5,882 |
| 2021-08-20 | Macleod Karen M |
Director |
Convert↓
|
Options
|
3,529 |
| 2021-08-17 | POLI PETER K |
CHIEF FINANCIAL OFFICER |
Convert↓
Filing footnotes — Stock Options (Direct)
50% of the stock options vested on January 1, 2018, with the remainder vesting on January 1, 2019. |
Stock Options
|
53,601 |
| 2021-08-17 | POLI PETER K |
CHIEF FINANCIAL OFFICER |
Convert↑
|
Common Stock
|
53,601 |