Unilever PLC 6-K, filed Nov 3, 2026
Unilever PLC (UL)
6-K
2026-11-03
For: 2026-11-03
View Original
Added on
November 03, 2026
About this 6-K
Unilever PLC filed this 6-K on November 3, 2026.
Trian Fund Management, L.P., associated with director Nelson Peltz, sold Unilever PLC ordinary 3 1/2 pence shares on 2026-10-28, 2026-10-29 and 2026-10-30 in connection with a fund expiration, alongside swap-related transactions. AI summary
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_________________________________________________
FORM 6-K
_________________________________________________
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16
OF THE SECURITIES EXCHANGE ACT OF 1934
November 2026
Commission File
Number: 001-04546
______________________________________________________
UNILEVER
PLC
(Translation of registrant’s name into English)
_____________________________________________________
UNILEVER HOUSE, BLACKFRIARS, LONDON, ENGLAND
(Address of principal executive office)
_____________________________________________________
Indicate by check mark whether the registrant files or will file
annual reports
under cover of Form 20-F or Form 40-F.
Form 20-F ☒ Form 40-F ☐
Unilever
PLC
3
November 2026
Unilever PLC
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
The
Company announces the following transactions undertaken by a person
closely associated with a person discharging managerial
responsibilities (Nelson Peltz, director of Unilever
PLC).
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Trian
Fund Management, L.P. ("Trian")
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Person
closely associated with a person discharging managerial
responsibilities (Nelson Peltz, director of Unilever
PLC)
|
|
|
b)
|
Initial
notification /Amendment
|
Initial
Notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Unilever
PLC
|
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC ordinary 3 1/2 pence shares
GB00BVZK7T90
|
|
|
b)
|
Nature
of the transaction
|
Sale of
Unilever PLC ordinary 3 1/2 pence shares by Trian in connection
with the expiration of a fund
|
|
|
c)
|
Currency
|
GBP
– British Pound
|
|
|
d)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
|
£47.67
(weighted average)
|
1,552,427
|
||
|
e)
|
Aggregated
information
-
Volume
-
Total
|
1,552,427
£73,999,870
|
|
|
f)
|
Date of
the transaction
|
2026-10-28
|
|
|
g)
|
Place
of the transaction
|
London
Stock Exchange – XLON
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Trian
Fund Management, L.P. ("Trian")
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Person
closely associated with a person discharging managerial
responsibilities (Nelson Peltz, director of Unilever
PLC)
|
|
|
b)
|
Initial
notification /Amendment
|
Initial
Notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Unilever
PLC
|
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC ordinary 3 1/2 pence shares
GB00BVZK7T90
|
|
|
b)
|
Nature
of the transaction
|
Sale of
Unilever PLC ordinary 3 1/2 pence shares by Trian in connection
with the expiration of a fund
|
|
|
c)
|
Currency
|
GBP
– British Pound
|
|
|
d)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
|
£47.98
(weighted average)
|
464,481
|
||
|
e)
|
Aggregated
information
-
Volume
-
Total
|
464,481
£22,287,727
|
|
|
f)
|
Date of
the transaction
|
2026-10-29
|
|
|
g)
|
Place
of the transaction
|
London
Stock Exchange – XLON
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Trian
Fund Management, L.P. ("Trian")
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Person
closely associated with a person discharging managerial
responsibilities (Nelson Peltz, director of Unilever
PLC)
|
|
|
b)
|
Initial
notification /Amendment
|
Initial
Notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Unilever
PLC
|
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC ordinary 3 1/2 pence shares
GB00BVZK7T90
|
|
|
b)
|
Nature
of the transaction
|
Sale of
Unilever PLC ordinary 3 1/2 pence shares by Trian in connection
with the expiration of a fund
|
|
|
c)
|
Currency
|
GBP
– British Pound
|
|
|
d)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
|
£48.73
(weighted average)
|
1,600,000
|
||
|
e)
|
Aggregated
information
-
Volume
-
Total
|
1,600,000
£77,968,681
|
|
|
f)
|
Date of
the transaction
|
2026-10-30
|
|
|
g)
|
Place
of the transaction
|
London
Stock Exchange – XLON
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Trian
Fund Management, L.P. ("Trian")
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Person
closely associated with a person discharging managerial
responsibilities (Nelson Peltz, director of Unilever
PLC)
|
|
|
b)
|
Initial
notification /Amendment
|
Initial
Notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Unilever
PLC
|
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC ordinary 3 1/2 pence shares
GB00BVZK7T90
|
|
|
b)
|
Nature
of the transaction
|
Distribution
in specie of Unilever PLC ordinary 3 1/2 pence shares by a fund
managed by Trian in connection with the fund’s
expiration
|
|
|
c)
|
Currency
|
GBP
– British Pound
|
|
|
d)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
|
£0.00
|
100,000
|
||
|
e)
|
Aggregated
information
-
Volume
-
Total
|
100,000
£0.00
|
|
|
f)
|
Date of
the transaction
|
2026-10-30
|
|
|
g)
|
Place
of the transaction
|
Outside
a trading venue
|
|
Trian
Fund Management, L.P. ("Trian"), has also undertaken the following
series of related transactions (the net result of which was the
settlement of a swap via the disposition of 335,519 Unilever PLC
ordinary shares) in connection with the expiration of a
fund:
|
Date
|
Nature
of the transaction
|
Number
of ordinary shares or ADRs
|
Price
per ordinary share or ADR
|
|
29
October
|
Short
sale of American Depositary Receipts (“ADRs”) on the
New York Stock Exchange
|
335,519
|
$64.11
(weighted average)
|
|
29
October
|
Purchase
of ADRs from broker in connection with entry into a new short
swap
|
335,519
|
$64.18
|
|
30
October
|
Conversion
of short swap on ADRs into short swap on ordinary
shares
|
335,519
|
-
|
|
30
October
|
Sale by
Trian of ordinary shares to the broker in connection with closure
of short swap
|
335,519
|
£48.71
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Trian
Fund Management, L.P. ("Trian")
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Person
closely associated with a person discharging managerial
responsibilities (Nelson Peltz, director of Unilever
PLC)
|
|
|
b)
|
Initial
notification /Amendment
|
Initial
Notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Unilever
PLC
|
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC American Depositary Receipts (each representing one Unilever
PLC ordinary 3 1/2 pence share)
US9047678035
|
|
|
b)
|
Nature
of the transaction
|
Short
sale by Trian of Unilever PLC American Depositary
Receipts
|
|
|
c)
|
Currency
|
USD
– United States Dollar
|
|
|
d)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
|
$64.11
(weighted average)
|
335,519
|
||
|
e)
|
Aggregated
information
-
Volume
-
Total
|
335,519
$21,510,928
|
|
|
f)
|
Date of
the transaction
|
2026-10-29
|
|
|
g)
|
Place
of the transaction
|
New
York Stock Exchange – XNYS
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC American Depositary Receipts (each representing one Unilever
PLC ordinary 3 1/2 pence share)
US9047678035
|
|
|
b)
|
Nature
of the transaction
|
Purchase
by Trian of Unilever PLC American Depositary Receipts from broker
in connection with entry into a new short swap
|
|
|
c)
|
Currency
|
USD
– United States Dollar
|
|
|
d)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
|
$64.18
|
335,519
|
||
|
e)
|
Aggregated
information
-
Volume
-
Total
|
335,519
$21,533,609
|
|
|
f)
|
Date of
the transaction
|
2026-10-29
|
|
|
g)
|
Place
of the transaction
|
Outside
a trading venue
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC American Depositary Receipts (each representing one Unilever
PLC ordinary 3 1/2 pence share)
US9047678035
|
|
|
b)
|
Nature
of the transaction
|
Conversion
of short swap on ADRs into short swap on ordinary
shares
|
|
|
c)
|
Currency
|
N/A
|
|
|
d)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
|
$0.00
|
335,519
|
||
|
e)
|
Aggregated
information
-
Volume
-
Total
|
335,519
$0.00
|
|
|
f)
|
Date of
the transaction
|
2026-10-30
|
|
|
g)
|
Place
of the transaction
|
Outside
a trading venue
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC ordinary 3 1/2 pence shares
GB00BVZK7T90
|
|
|
b)
|
Nature
of the transaction
|
Sale of
Unilever PLC ordinary 3 1/2 pence shares by Trian to broker in
connection with the closure of short swap
|
|
|
c)
|
Currency
|
GBP
– British Pound
|
|
|
d)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
|
£48.71
|
335,519
|
||
|
e)
|
Aggregated
information
-
Volume
-
Total
|
335,519
£16,341,453
|
|
|
f)
|
Date of
the transaction
|
2026-10-30
|
|
|
g)
|
Place
of the transaction
|
Outside
a trading venue
|
|
Prakash
Kakkad
Chief
Legal Officer and Group Company Secretary
3
November 2026
Signatures
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned, thereunto duly
authorized.
|
UNILEVER PLC
|
|
/s/ P. KAKKAD
|
|
|
|
|
|
By P KAKKAD
|
|
CHIEF LEGAL OFFICER AND GROUP COMPANY SECRETARY
|
Date: 03 November 2026