VDTA · Vertical Data Inc. · Insider Trading

Represents RSUs granted under the plan referred to in footnote 3 as the annual grant to non-employee directors under the issuer's Non-Employee Director Compensation Policy for the service period July 1, 2026 through June 30, 2027, pursuant to a unanimous written consent of the Board of Directors executed by all directors on October 6, 2026. Each RSU represents the right to receive one share of common stock. 4,462 RSUs vested on the grant date, and the remaining RSUs vest in installments of 4,462 on December 31, 2026, 4,462 on March 31, 2027 and 4,463 on June 30, 2027, subject to continued service on the Board. Vested RSUs settle in shares of common stock as soon as practicable following each vesting date.

Each grant was approved by the Board of Directors of the issuer and is intended to be exempt from Section 16(b) pursuant to Rule 16b-3(d).

The RSUs were granted at no cash cost to the reporting person. The number of RSUs was determined by dividing $100,000 by $5.6023, the 30-day volume-weighted average price of the issuer's common stock as reported by OTC Markets for the period ended October 5, 2026, rounded down to the nearest whole unit.

Represents RSUs granted under the plan referred to in footnote 1 as the annual grant to non-employee directors under the issuer's Non-Employee Director Compensation Policy for the service period July 1, 2026 through June 30, 2027, pursuant to a unanimous written consent of the Board of Directors executed by all directors on October 6, 2026. Each RSU represents the right to receive one share of common stock. 4,462 RSUs vested on the grant date, and the remaining RSUs vest in installments of 4,462 on December 31, 2026, 4,462 on March 31, 2027 and 4,463 on June 30, 2027, subject to continued service on the Board. Vested RSUs settle in shares of common stock as soon as practicable following each vesting date.

Each grant was approved by the Board of Directors of the issuer and is intended to be exempt from Section 16(b) pursuant to Rule 16b-3(d).

The RSUs were granted at no cash cost to the reporting person. The number of RSUs was determined by dividing $100,000 by $5.6023, the 30-day volume-weighted average price of the issuer's common stock as reported by OTC Markets for the period ended October 5, 2026, rounded down to the nearest whole unit.

Shares issued under the Issuer's 2024 Stock Incentive Plan pursuant to Section 2.b of the Consulting Agreement in satisfaction of the $5,000 monthly equity fee for September 2026, received in shares in lieu of cash. The number of shares equals $5,000 divided by the volume-weighted average price of the Issuer's common stock on the OTCQB Marketplace for all trading days in September 2026 ($5.6065), rounded down to the nearest whole share.

The shares are held of record by Lincoln Hall Advisors LLC, a Wyoming limited liability company of which the Reporting Person is the sole member, through which the Reporting Person provides services to the Issuer.

Shares issued under the Issuer's 2024 Stock Incentive Plan pursuant to Section 2.b of the Consulting Agreement between the Issuer and Lincoln Hall Advisors LLC, effective August 1, 2026, in satisfaction of the $5,000 monthly equity fee for August 2026, received in shares in lieu of cash. The number of shares equals $5,000 divided by the volume-weighted average price of the Issuer's common stock on the OTCQB Marketplace for all trading days in August 2026 ($3.6820), rounded down to the nearest whole share.

The shares are held of record by Lincoln Hall Advisors LLC, a Wyoming limited liability company of which the Reporting Person is the sole member, through which the Reporting Person provides services to the Issuer.

Represents restricted stock units ("RSUs") granted under the Vertical Data Inc. 2024 Stock Incentive Plan pursuant to a unanimous written consent of the Board of Directors executed by all directors on September 17, 2026, in consideration of services rendered to the issuer during the period July 1, 2025 through June 30, 2026. Each RSU represents the right to receive one share of common stock, settles solely in shares of common stock on a one-for-one basis and may not be settled in cash.

The RSUs were 100% vested as of the grant date and are not subject to any continued-service requirement, forfeiture condition or issuer repurchase right. The underlying shares are to be delivered as promptly as practicable following the grant date and in all events no later than March 15, 2027.

Each such transaction was approved by the Board of Directors of the issuer and is intended to be exempt from Section 16(b) pursuant to Rule 16b-3(d).

The RSUs were granted at no cash cost to the reporting person. The number of RSUs was determined by dividing the target grant value approved by the Board ($206,606) by $4.73, the 30-calendar-day volume-weighted average price of the issuer's common stock as reported by OTC Markets for the period ended September 15, 2026, rounded to the nearest whole unit.

Represents restricted stock units ("RSUs") granted under the Vertical Data Inc. 2024 Stock Incentive Plan pursuant to a unanimous written consent of the Board of Directors executed by all directors on September 17, 2026, in consideration of services rendered to the issuer during the period July 1, 2025 through June 30, 2026. Each RSU represents the right to receive one share of common stock, settles solely in shares of common stock on a one-for-one basis and may not be settled in cash.

The RSUs were 100% vested as of the grant date and are not subject to any continued-service requirement, forfeiture condition or issuer repurchase right. The underlying shares are to be delivered as promptly as practicable following the grant date and in all events no later than March 15, 2027.

Each grant was approved by the Board of Directors of the issuer and is intended to be exempt from Section 16(b) pursuant to Rule 16b-3(d).

The RSUs were granted at no cash cost to the reporting person. The number of RSUs was determined by dividing the target grant value approved by the Board ($150,000) by $4.73, the 30-calendar-day volume-weighted average price of the issuer's common stock as reported by OTC Markets for the period ended September 15, 2026, rounded to the nearest whole unit.

Represents restricted stock units ("RSUs") granted under the Vertical Data Inc. 2024 Stock Incentive Plan pursuant to a unanimous written consent of the Board of Directors executed by all directors on September 17, 2026, in consideration of services rendered to the issuer during the period July 1, 2025 through June 30, 2026. Each RSU represents the right to receive one share of common stock, settles solely in shares of common stock on a one-for-one basis and may not be settled in cash. The RSUs were granted to the reporting person individually.

The RSUs were 100% vested as of the grant date and are not subject to any continued-service requirement, forfeiture condition or issuer repurchase right. The underlying shares are to be delivered as promptly as practicable following the grant date and in all events no later than March 15, 2027.

Each grant was approved by the Board of Directors of the issuer and is intended to be exempt from Section 16(b) pursuant to Rule 16b-3(d).

The RSUs were granted at no cash cost to the reporting person. The number of RSUs was determined by dividing the target grant value approved by the Board ($150,000) by $4.73, the 30-calendar-day volume-weighted average price of the issuer's common stock as reported by OTC Markets for the period ended September 15, 2026, rounded to the nearest whole unit.

Shares purchased in the issuer's private placement of 1,373,152 shares of common stock at $3.00 per share, which closed on August 11, 2026.

Shares held of record by PansyCake Holdings Limited.

Shares issued in settlement of accrued compensation for the period April 1 through June 30, 2026, at $3.03 per share, the volume-weighted average price of the issuer's common stock for May 2026, as approved by the Board of Directors.

Each such transaction was approved by the Board of Directors of the issuer and is intended to be exempt from Section 16(b) pursuant to Rule 16b-3(d).

Shares issued in settlement of accrued compensation for the period April 1 through June 30, 2026, at $3.03 per share, the volume-weighted average price of the issuer's common stock for May 2026, as approved by the Board of Directors.

The transaction was approved by the Board of Directors of the issuer and is intended to be exempt from Section 16(b) pursuant to Rule 16b-3(d).

This Form 4 is being made to disclose the transfer of shares from TDK Cashflow Ltd. to Hamble International Inc. The shares were transferred without consideration.

This Form 4 is being made to disclose the transfer of shares from TDK Cashflow Ltd. to Hamble International Inc. The shares were transferred without consideration.

Shares issued in settlement of accrued fees for services rendered to the issuer, at $0.50 per share, as approved by the Board of Directors at its meeting held March 11, 2026.

Each such transaction was approved by the Board of Directors of the issuer and is intended to be exempt from Section 16(b) pursuant to Rule 16b-3(d).

This Amendment also amends the Table I line reporting the acquisition of 300,000 shares of common stock, which the original Form 4 reported as occurring on March 1, 2026 at a price of $0.05 per share. Shares issued in settlement of accrued fees for services rendered to the issuer, at $0.50 per share, as approved by the Board of Directors at its meeting held March 11, 2026.

The transaction was approved by the Board of Directors of the issuer and is intended to be exempt from Section 16(b) pursuant to Rule 16b-3(d).

This Amendment also amends the reporting of ownership form. The original Form 4 reported the securities acquired, and the 259,552 shares beneficially owned following the transaction, as held directly. Those shares were issued to, and are held of record by, Jaime Leverton Ventures & Advisory Inc., and are beneficially owned indirectly by the reporting person. See also the Form 3/A filed herewith.

This Amendment No. 1 amends the Form 4 filed March 26, 2026 to amend the Table I line reporting the January 23, 2026 exercise of stock options. The original Form 4 reported a price of $0.50 per share. The exercise price of the options is $0.05 per share, as set forth in the applicable Stock Option Notice. The number of shares acquired and the number of shares beneficially owned following the transaction are unchanged.