VUZI · Vuzix Corp · Shareholders & Ownership
$2.05
-0.01 (-0.49%)
At close · Oct 26
Return incl. dividend (before tax)
Going-concern doubt
— cleared Aug 13, 2026
The latest filing states the doubt was alleviated.
“These historical financial factors initially raise substantial doubt about the Company's ability to continue as a going concern. ... As a result of management's plan above, our current amount of cash on hand, and our historical ability to raise capital, management has concluded that substantial doubt of our ability to continue as a going concern has been alleviated.”View the 10-Q filed Aug 13, 2026
Market Cap
$176.51M
Shares
84.41M
Volume · Oct 26
429.19K
Avg daily vol (3M)
955.47K
Every disclosed holder of VUZI in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns VUZI
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 32,570,490 | 38.58% |
| Insiders (Forms 3, 4, 5) | 1,167,573 | 1.38% |
| 13D/G-only blocks | 18,637,813 | 22.08% |
| Remaining | 32,038,354 | 37.95% |
| Registered funds (N-PORT, not summed) | 15,376,775 | 18.22% |
Shares outstanding: 84,414,230, the issuer's latest cover-page count restated onto today's split basis.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of VUZI
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
|
11,891,897 | ||
| 2 |
|
7,629,890 | ||
| 2.1 |
State Street(R) SPDR(R) S&P Kensho New Economies Composite ETF
Fund
S000063362 · Registered fund · Jun 30, 2026
SPDR SERIES TRUST, not summed
|
5,693,552 | ||
| 2.2 |
State Street(R) SPDR(R) S&P Kensho Future Security ETF
Fund
S000059702 · Registered fund · Jun 30, 2026
SPDR SERIES TRUST, not summed
|
613,909 | ||
| 2.3 |
STATE STREET SMALL/MID CAP EQUITY INDEX PORTFOLIO
Fund
S000050332 · Registered fund · Jun 30, 2026
STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed
|
21,900 | ||
| 2.4 |
State Street Total Return V.I.S. Fund
Fund
S000001637 · Registered fund · Jun 30, 2026
STATE STREET VARIABLE INSURANCE SERIES FUNDS INC, not summed
|
1,353 | ||
| 2.5 |
State Street Balanced Index Fund
Fund
S000082802 · Registered fund · Jun 30, 2026
STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed
|
400 | ||
| 3 |
AIGH Capital Management LLC
13F
CIK 1835943 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
6,745,667 | ||
| 4 |
Orin Hirschman
13G
CIK 1131362 · Investment adviser · Jun 30, 2026
Rule 13d-1(b), qualified institution
|
6,745,667 | ||
| 5 |
BlackRock, Inc.
13F
CIK 2012383 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
4,793,172 | ||
| 5.1 |
iShares Russell 2000 ETF
Fund
S000004344 · Registered fund · Jun 30, 2026
iShares Trust, not summed
|
1,831,508 | ||
| 5.2 |
iShares Russell 2000 Growth ETF
Fund
S000004343 · Registered fund · Jun 30, 2026
iShares Trust, not summed
|
565,373 | ||
| 5.3 |
iShares Micro-Cap ETF
Fund
S000004439 · Registered fund · Jun 30, 2026
iShares Trust, not summed
|
234,328 | ||
| 5.4 |
Master Small Cap Index Series
Fund
S000002716 · Registered fund · Jun 30, 2026
Quantitative Master Series LLC, not summed
|
111,273 | ||
| 5.5 |
iShares Russell Small/Mid-Cap Index Fund
Fund
S000050373 · Registered fund · Jul 31, 2026
BlackRock Funds, not summed
|
10,266 | ||
| 6 |
VANGUARD CAPITAL MANAGEMENT LLC
13F
CIK 2100119 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
3,123,693 | ||
| 7 |
VANGUARD TOTAL STOCK MARKET INDEX FUND
Fund
S000002848 · Registered fund · Jun 30, 2026
VANGUARD INDEX FUNDS, not summed
|
2,208,885 | ||
| 8 |
GEODE CAPITAL MANAGEMENT, LLC
13F
CIK 1214717 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,797,372 | ||
| 9 |
VANGUARD EXTENDED MARKET INDEX FUND
Fund
S000002841 · Registered fund · Jun 30, 2026
VANGUARD INDEX FUNDS, not summed
|
844,966 | ||
| 10 |
Mitsubishi UFJ Asset Management Co., Ltd.
13F
CIK 1466546 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
761,265 | ||
| 11 |
RENAISSANCE TECHNOLOGIES LLC
13F
CIK 1037389 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
742,199 | ||
| 12 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP
13F
CIK 1446194 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
725,578 | ||
| 13 |
NORTHERN TRUST CORP
13F
CIK 73124 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
587,749 | ||
| 13.1 |
Small Cap Index Fund
Fund
S000001245 · Registered fund · Jun 30, 2026
Northern Funds, not summed
|
34,120 | ||
| 14 |
VANGUARD FIDUCIARY TRUST CO
13F
CIK 933478 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
499,442 | ||
| 15 |
VANGUARD PORTFOLIO MANAGEMENT LLC
13F
CIK 2100121 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
481,452 | ||
| 16 |
Alesco Advisors, LLC, An ESL Co
13F
CIK 1269978 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
367,071 | ||
| 17 |
VANGUARD RUSSELL 2000 INDEX FUND
Fund
S000030003 · Registered fund · May 31, 2026
VANGUARD SCOTTSDALE FUNDS, not summed
|
348,546 | ||
| 18 |
|
347,570 | ||
| 19 |
|
309,511 | ||
| 20 |
Taylor Frigon Capital Management LLC
13F
CIK 1632665 · Registered investment adviser · Sep 30, 2026
|
304,795 | ||
| 20.1 |
Taylor Frigon Core Growth Fund
Fund
S000055970 · Registered fund · May 31, 2026
PFS FUNDS, not summed
|
82,649 | ||
| 21 |
FORMULA GROWTH LTD
13F
CIK 1093219 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
250,000 | ||
| 22 |
|
214,573 | ||
| 22.1 |
Nuveen Equity Index Fund
Fund
S000005360 · Registered fund · Jul 31, 2026
TIAA-CREF Funds, not summed
|
130,931 | ||
| 22.2 |
Nuveen Small Cap Blend Index Fund
Fund
S000005367 · Registered fund · Jul 31, 2026
TIAA-CREF Funds, not summed
|
83,642 | ||
| 23 |
CHARLES SCHWAB INVESTMENT MANAGEMENT INC
13F
CIK 884546 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
210,691 | ||
| 23.1 |
Schwab Small-Cap Index Fund
Fund
S000005912 · Registered fund · Jul 31, 2026
SCHWAB CAPITAL TRUST, not summed
|
162,008 | ||
| 23.2 |
Schwab Total Stock Market Index Fund
Fund
S000005913 · Registered fund · Jul 31, 2026
SCHWAB CAPITAL TRUST, not summed
|
48,683 | ||
| 24 |
BNP PARIBAS ARBITRAGE, SA
13F
CIK 1166588 · Non-US institution · Jun 30, 2026
carried, not yet filed for the newest quarter
|
197,981 | ||
| 25 |
|
173,283 | ||
| 26 |
|
164,575 | ||
| 27 |
LAUREL OAK WEALTH MANAGEMENT, LLC
13F
CIK 2111403 · Registered investment adviser · Sep 30, 2026
|
158,000 | ||
| 28 |
Bank of New York Mellon Corp
13F
CIK 1390777 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
155,611 | ||
| 29 |
MORGAN STANLEY
13F
CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
144,627 | ||
| 30 |
PRICE T ROWE ASSOCIATES INC /MD/
13F
CIK 80255 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
140,030 | ||
| 30.1 |
T. Rowe Price Small-Cap Index Fund
Fund
S000051327 · Registered fund · Jun 30, 2026
T. ROWE PRICE INDEX TRUST, INC., not summed
|
8,728 | ||
| 31 |
SEB Asset Management AB
13F
CIK 2127509 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
139,602 | ||
| 32 |
|
131,130 | ||
| 33 |
|
120,080 | ||
| 34 |
Squarepoint Ops LLC
13F
CIK 1642575 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
98,919 | ||
| 35 |
|
94,707 | ||
| 36 |
AQR CAPITAL MANAGEMENT LLC
13F
CIK 1167557 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
94,257 | ||
| 36.1 |
AQR Small Cap Momentum Style Fund
Fund
S000025644 · Registered fund · Mar 31, 2026
AQR Funds, not summed
|
33,727 | ||
| 36.2 |
AQR Small Cap Multi-Style Fund
Fund
S000040064 · Registered fund · Jun 30, 2026
AQR Funds, not summed
|
32,788 | ||
| 37 |
LPL Financial LLC
13F
CIK 1403438 · Broker-dealer · Jun 30, 2026
carried, not yet filed for the newest quarter
|
88,636 | ||
| 38 |
Headlands Technologies LLC
13F
CIK 1570271 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
86,010 | ||
| 39 |
GOLDMAN SACHS GROUP INC
13F
CIK 886982 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
84,277 | ||
| 39.1 |
Goldman Sachs Absolute Return Tracker Fund
Fund
S000020314 · Registered fund · Aug 31, 2026
GOLDMAN SACHS TRUST, not summed
|
13,214 | ||
| 39.2 |
Goldman Sachs ActiveBeta(R) U.S. Small Cap Equity ETF
Fund
S000048296 · Registered fund · May 31, 2026
Goldman Sachs ETF Trust, not summed
|
7,420 | ||
| 40 |
|
81,235 | ||
| 41 |
RHUMBLINE ADVISERS
13F
CIK 1115418 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
77,899 | ||
| 42 |
XTX Topco Ltd
13F
CIK 1828301 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
77,340 | ||
| 43 |
KMT WEALTH MANAGEMENT, LLC
13F
CIK 2058235 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
74,095 | ||
| 44 |
EQ/2000 Managed Volatility Portfolio
Fund
S000025800 · Registered fund · Jun 30, 2026
EQ Advisors Trust, not summed
|
73,036 | ||
| 45 |
BANK OF AMERICA CORP /DE/
13F
CIK 70858 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
70,540 | ||
| 46 |
ProShare Advisors LLC
13F
CIK 1357955 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
68,589 | ||
| 46.1 |
ProShares Metaverse ETF
Fund
S000075552 · Registered fund · May 31, 2026
ProShares Trust, not summed
|
72,577 | ||
| 46.2 |
ProShares Russell 2000 High Income ETF
Fund
S000087688 · Registered fund · May 31, 2026
ProShares Trust, not summed
|
3,185 | ||
| 46.3 |
ProShares UltraPro Russell2000
Fund
S000024921 · Registered fund · May 31, 2026
ProShares Trust, not summed
|
2,518 | ||
| 46.4 |
ProShares Ultra Russell2000
Fund
S000014248 · Registered fund · May 31, 2026
ProShares Trust, not summed
|
2,490 | ||
| 46.5 |
ProShares Hedge Replication ETF
Fund
S000031041 · Registered fund · May 31, 2026
ProShares Trust, not summed
|
63 | ||
| 47 |
DEUTSCHE BANK AG\
13F
CIK 948046 · Non-US institution · Jun 30, 2026
carried, not yet filed for the newest quarter
|
68,048 | ||
| 47.1 |
DWS Small Cap Index VIP
Fund
S000006223 · Registered fund · Jun 30, 2026
DEUTSCHE DWS INVESTMENTS VIT FUNDS, not summed
|
11,427 | ||
| 48 |
WELLS FARGO & COMPANY/MN
13F
CIK 72971 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
66,914 | ||
| 49 |
VANGUARD RUSSELL 2000 GROWTH INDEX FUND
Fund
S000030005 · Registered fund · May 31, 2026
VANGUARD SCOTTSDALE FUNDS, not summed
|
60,216 | ||
| 50 |
ALLIANCEBERNSTEIN L.P.
13F
CIK 1109448 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
59,500 |
3 more nested rows are not shown here; Every filing lists them all.
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.
Showing 1–50 of 174 holders
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Key facts
CIK
1463972
CUSIP
92921W300
13F (30d)
13 filings
13 filers
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