VUZI · Vuzix Corp · Holdings

$2.05 -0.01 (-0.49%)

Russell 2000 member Rebalance outlook locked

Market Cap

$176.51M

84.41M

Volume · Oct 26 429.19K Avg daily vol (3M) 955.47K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of VUZI: 13F, 13D and 13G, insiders and funds →

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 122

Total Value: $97,894,016

Total Shares: 33,776,790

Showing 1–100 of 129 holdings by value · page 1 of 2

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 127 13F filers

Top Holder

22.5%

of institutional value

Top 5

71.1%

of institutional value

Top 10

81.5%

of institutional value

HHI

1,249

Broadly held

Who Holds VUZI

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 126 filers, like-for-like change +7.9%; actively managed books +35.7%; index-like books -4.6%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	26.3%	66	+10.3%	21	9
Adviser	0.2%	2	-84.7%	0	2
Bank	27.1%	12	+3.5%	0	1
Broker-dealer	0.3%	1	-53.0%	0	1
Benefit plan	0.0%	1	-74.1%	0	0
Non-US	1.0%	5	+9.2%	0	0
Holding company	15.4%	5	-2.8%	0	0
Exempt adviser	0.0%	0	-100.0%	0	1
Unknown	29.7%	34	+24.9%	7	4

Style	Share	Filers	Change	New	Exited
Index-like	60.9%	19	-4.6%	0	1
Systematic-like	0.9%	6	-52.1%	3	2
Concentrated	22.2%	22	+97.0%	7	3
Diversified active	15.9%	79	+1.9%	18	12
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	54.9%	76	-7.0%	13	9
Medium turnover	8.8%	25	+4.5%	8	6
High turnover	22.4%	16	+82.4%	7	3
Unknown	13.8%	9	+7.6%	0	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	35.7%	18	+53.2%	5	2
Medium horizon	15.7%	18	-15.5%	6	3
Long horizon	47.5%	86	-5.0%	15	12
Unknown	1.1%	4	+47.4%	2	1
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	3.4%	24	-11.6%	11	6
$1B to $10B	23.0%	33	+90.7%	10	5
$10B to $100B	4.1%	24	+32.4%	6	4
$100B or more	69.5%	45	-5.7%	1	3
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	1.4%	36	+28.1%	16	6
Pooled investment vehicles	3.9%	9	+20.2%	3	2
Registered funds and BDCs	17.8%	6	+4.8%	0	1
Insurance companies	0.2%	3	+239.5%	1	0
Governments and sovereign funds	0.2%	1	+4.2%	0	0
Corporations	0.0%	1	0.0%	0	0
Other investment advisers	0.0%	2	+18.0%	0	0
Other	0.0%	1	new	1	0
Diversified	2.6%	7	+24.9%	0	0
Charitable organizations	0.0%	0	—	0	0
Unknown	73.7%	60	+7.1%	7	9

Private funds	Share	Filers	Change	New	Exited
Hedge funds	4.2%	11	+17.9%	2	3
Private equity funds	0.2%	4	+201.1%	2	0
Venture capital funds	0.0%	1	new	1	0
Real estate funds	0.0%	4	-4.0%	2	1
Securitized asset funds	0.0%	1	0.0%	0	0
Other private funds	1.8%	6	+4.8%	0	0
Mixed private funds	0.2%	1	+214.8%	0	0
Private funds, type not stated	0.1%	1	new	1	0
No private funds	19.8%	37	+7.4%	13	6
Unknown	73.7%	60	+7.1%	7	8

Location	Share	Filers	Change	New	Exited
United States	94.9%	110	+15.1%	27	12
Outside the US	5.1%	16	-50.4%	1	6

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 1 holder with no observed 2026-03-31 13F and 1 holder with no observed 2026-06-30 13F.

Conviction and Crowding

126 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.000% of filers hold it in their top 10

Mar 31, 2026: 0

Holders above 5%

median weight 0.000%

Mar 31, 2026: 0

Crowding

11.0%

of shares outstanding, 33rd percentile

Mar 31, 2026: 7.16%

Private-fund advisers

2.53%

of shares outstanding

Institutional ownership

39.3%

44.0% of the estimated free float

Top 10 holders

83.8%

of 13F shares, Herfindahl 0.134

Active holders

+35.7%

like-for-like share change of active filers

5% stakes on record

0 13D, 4 13G (3 institutional, 1 passive, 0 exempt)

How long holders have held it value-weighted 12.1 quarters

Under 1 year 39.8% 1 to 3 years 21.2% 3 years or more 39.0% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$2.91

estimated per share

Mar 31, 2026: $2.71

Quarter-end price

$2.90

implied by 13F values

Estimated gain or loss

-0.2%

price against the estimated cost

Estimated at a loss

73.6%

of costed 13F value

Estimated cost covers 37.0% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies VUZI's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	SMR NUSCALE POWER Corp	3	0.137
2	CTAS Cintas Corp	4	0.065
3	XYL Xylem Inc.	3	0.061
4	AXON Axon Enterprise, Inc.	3	0.057
5	IDXX Idexx Laboratories Inc	3	0.056
6	WEC Wec Energy Group, Inc.	3	0.049
7	PLTR Palantir Technologies Inc.	6	0.045
8	ACIO Aptus Collared Investment Opportunity ETF	3	0.044
9	WDC Western Digital Corp	4	0.041
10	TMO Thermo Fisher Scientific Inc.	5	0.041

Shareholder Targets

13F filers that own its peers but not VUZI, quarter ended Jun 30, 2026

Found through its holder-overlap peers: SMR, CTAS, XYL, AXON, IDXX, WEC, PLTR, ACIO, WDC, TMO, CME, DIS, ABT, ABBV, INTC, LLY, ITW, PANW, AVGO, SPCX. 6,455 filers in all.

#	Filer	In peers	Of book	Largest peers
1	LILLY ENDOWMENT INC Unknown, Unknown	$108,400,867,760 1 held	100.0%	LLY
2	Capital Research Global Investors Adviser, Diversified active	$97,107,457,379 13 held	13.6%	AVGO, LLY, INTC
3	Alphabet Inc. Unknown, Concentrated	$94,945,614,106 2 held	95.8%	SPCX, CME
4	Capital World Investors Adviser, Diversified active	$94,893,245,780 9 held	11.3%	AVGO, LLY, WDC
5	Valor Management LLC Adviser, Concentrated	$86,013,406,595 1 held	99.8%	SPCX
6	NORGES BANK Non-US, Index-like	$75,184,585,430 17 held	7.50%	AVGO, LLY, INTC
7	Capital International Investors Adviser, Diversified active	$54,113,136,758 10 held	11.2%	AVGO, LLY, INTC
8	NVIDIA CORP Unknown, Concentrated	$50,964,855,708 2 held	80.3%	INTC, SPCX
9	WELLINGTON MANAGEMENT GROUP LLP Holding company, Diversified active	$46,458,337,391 18 held	8.02%	AVGO, LLY, DIS
10	VY Capital Management Co. Ltd. Exempt adviser, Concentrated	$46,441,712,890 1 held	98.9%	SPCX

Fund Ownership of VUZI by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 18.19% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	3.31%	+0.97 pp	2,796,549	50
Index ETFs	14.87%	+0.62 pp	12,554,185	21
Active ETFs	0.00%	0.00 pp	0	0
Active funds	0.36%	+0.03 pp	304,427	16
Unclassified	0.00%	0.00 pp	0	0
All registered funds	18.55%	+1.61 pp	15,655,161	87

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 61 Adviser 2 Bank 12 Broker-dealer 1 Benefit plan 1 Non-US 5 Holding company 5 Unknown 35

Showing 100 of 129

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

STATE STREET CORP

$22,126,681

22.60%

7,629,890

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	7,629,890	$22,126,681	100.0%	Defined

AIGH Capital Management LLC

$19,562,433

19.98%

6,745,667

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Worth Venture Partners, LLC	1,645,413	$4,771,697	24.4%	Other
Held directly	5,100,254	$14,790,736	75.6%	Sole

BlackRock, Inc.

$13,900,195

14.20%

4,793,172

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	25,282	$73,317	0.5%	Sole
BlackRock Investment Management, LLC	194,414	$563,800	4.1%	Sole
BLACKROCK ADVISORS LLC	129,744	$376,257	2.7%	Sole
BlackRock Fund Advisors	2,640,308	$7,656,893	55.1%	Sole
BlackRock Institutional Trust Company, N.A.	1,790,010	$5,191,029	37.3%	Sole
BlackRock Asset Management Ireland Ltd	5,433	$15,755	0.1%	Sole
Aperio Group, LLC	7,981	$23,144	0.2%	Sole

VANGUARD CAPITAL MANAGEMENT LLC

$9,058,709

9.25%

3,123,693

GEODE CAPITAL MANAGEMENT, LLC

$5,212,377

5.32%

1,797,372

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	250,351	$726,017	13.9%	Defined
Held directly	1,547,021	$4,486,360	86.1%	Defined

Mitsubishi UFJ Asset Management Co., Ltd.

$2,207,668

2.26%

761,265

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MITSUBISHI UFJ FINANCIAL GROUP INC	761,265	$2,207,668	100.0%	Defined

RENAISSANCE TECHNOLOGIES LLC

$2,152,377

2.20%

742,199

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$2,104,176

2.15%

725,578

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	725,578	$2,104,176	100.0%	Other

NORTHERN TRUST CORP

$1,704,470

1.74%

587,749

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	542,986	$1,574,658	92.4%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	33,336	$96,674	5.7%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	11,427	$33,138	1.9%	Other

VANGUARD FIDUCIARY TRUST CO

$1,448,381

1.48%

499,442

VANGUARD PORTFOLIO MANAGEMENT LLC

$1,396,210

1.43%

481,452

JANE STREET GROUP, LLC

$1,086,050

1.11%

374,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	374,500	$1,086,050	100.0%	Defined

Alesco Advisors, LLC, An ESL Co

$1,064,505

1.09%

367,071

CITADEL ADVISORS LLC

$952,650

0.97%

328,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	328,500	$952,650	100.0%	Defined

Taylor Frigon Capital Management LLC

$850,378

0.87%

304,795

FORMULA GROWTH LTD

$725,000

0.74%

250,000

JANE STREET GROUP, LLC

$627,270

0.64%

216,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	216,300	$627,270	100.0%	Defined

Nuveen, LLC

$622,261

0.64%

214,573

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TEACHERS ADVISORS, LLC joint	214,573	$622,261	100.0%	Defined

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$611,003

0.62%

210,691

BNP PARIBAS ARBITRAGE, SA

$574,144

0.59%

197,981

UBS Group AG

$502,519

0.51%

173,283

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	1,961	$5,686	1.1%	Defined
UBS AG	164,462	$476,939	94.9%	Defined
UBS Switzerland AG	6,860	$19,894	4.0%	Defined

Bank of New York Mellon Corp

$451,270

0.46%

155,611

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	49,386	$143,219	31.7%	Defined
The Bank of New York Mellon	105,888	$307,075	68.0%	Defined
BNY Mellon, NA	335	$971	0.2%	Defined
Held directly	2	$5	0.0%	Defined

LAUREL OAK WEALTH MANAGEMENT, LLC

$440,820

0.45%

158,000

MORGAN STANLEY

$419,414

0.43%

144,627

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	420	$1,218	0.3%	Defined
MORGAN STANLEY & CO. LLC	18,744	$54,357	13.0%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	22,737	$65,937	15.7%	Defined
MORGAN STANLEY SMITH BARNEY LLC	31,242	$90,600	21.6%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	71,484	$207,302	49.4%	Defined

PRICE T ROWE ASSOCIATES INC /MD/

$406,087

0.41%

140,030

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	140,030	$406,087	100.0%	Defined

SEB Asset Management AB

$404,845

0.41%

139,602

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$298,410

0.30%

102,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	102,900	$298,410	100.0%	Other

Squarepoint Ops LLC

$286,865

0.29%

98,919

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	98,919	$286,865	100.0%	Defined

AQR CAPITAL MANAGEMENT LLC

$273,343

0.28%

94,257

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RF&L WEALTH MANAGEMENT, LLC	36	$104	0.0%	Other
Arax Advisory Partners	356	$1,032	0.4%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	343	$994	0.4%	Other
Stokes Family Office, LLC	226	$655	0.2%	Other
Held directly	93,296	$270,558	99.0%	Defined

LPL Financial LLC

$257,044

0.26%

88,636

Headlands Technologies LLC

$249,429

0.25%

86,010

GOLDMAN SACHS GROUP INC

$244,402

0.25%

84,277

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	22,045	$63,930	26.2%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	62,232	$180,472	73.8%	Defined

CITIGROUP INC

$235,581

0.24%

81,235

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	81,235	$235,581	100.0%	Defined

RHUMBLINE ADVISERS

$225,907

0.23%

77,899

XTX Topco Ltd

$224,286

0.23%

77,340

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	77,340	$224,286	100.0%	Defined

KMT WEALTH MANAGEMENT, LLC

$214,875

0.22%

74,095

BANK OF AMERICA CORP /DE/

$204,565

0.21%

70,540

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	40,821	$118,380	57.9%	Defined
BOFA SECURITIES, INC.	29,719	$86,185	42.1%	Defined

Leonteq Securities AG

$203,000

0.21%

70,000

ProShare Advisors LLC

$198,908

0.20%

68,589

DEUTSCHE BANK AG\

$197,338

0.20%

68,048

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	252	$730	0.4%	Defined
DWS Investments UK Ltd	67,796	$196,608	99.6%	Defined

WELLS FARGO & COMPANY/MN

$194,049

0.20%

66,914

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	63,255	$183,439	94.5%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	3,521	$10,210	5.3%	Defined
Wells Fargo Securities, LLC	138	$400	0.2%	Defined

CITADEL ADVISORS LLC

$185,310

0.19%

63,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	63,900	$185,310	100.0%	Defined

ALLIANCEBERNSTEIN L.P.

$172,550

0.18%

59,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	59,500	$172,550	100.0%	Defined

Invesco Ltd.

$167,425

0.17%

57,733

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	10,505	$30,464	18.2%	Defined
Invesco Trust Co joint	24,349	$70,612	42.2%	Defined
Invesco Capital Management LLC	22,879	$66,349	39.6%	Defined

TWO SIGMA INVESTMENTS, LP

$154,271

0.16%

53,197

BARCLAYS PLC

$149,688

0.15%

51,617

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	51,025	$147,972	98.9%	Defined
BARCLAYS CAPITAL INC.	592	$1,716	1.1%	Defined

SG Americas Securities, LLC

$142,697

0.15%

49,206

Walleye Capital LLC

$137,750

0.14%

47,500

MetLife Investment Management, LLC

$122,168

0.12%

42,127

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	42,127	$122,168	100.0%	Defined

Virtu Financial LLC

$112,093

0.11%

38,653

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Virtu Americas LLC	38,653	$112,093	100.0%	Defined

GSA CAPITAL PARTNERS LLP

$104,690

0.11%

36,100

Walleye Capital LLC

$98,829

0.10%

34,079

ELEVATION POINT WEALTH PARTNERS, LLC

$93,380

0.10%

32,200

COMMONWEALTH EQUITY SERVICES, LLC

$93,235

0.10%

32,150

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$92,797

0.09%

31,999

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	31,999	$92,797	100.0%	Defined

Caitong International Asset Management Co., Ltd

$90,677

0.09%

31,268

JPMORGAN CHASE & CO

$87,687

0.09%

30,237

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	28,809	$83,546	95.3%	Defined
J.P. Morgan Investment Management Inc.	620	$1,798	2.1%	Defined
J.P. Morgan Securities LLC	189	$548	0.6%	Defined
J.P. Morgan Securities plc	619	$1,795	2.0%	Defined

Police & Firemen's Retirement System of New Jersey

$84,207

0.09%

29,037

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Capital	29,037	$84,207	100.0%	Defined

Simmons Bank

$77,720

0.08%

26,800

AXQ CAPITAL, LP

$77,070

0.08%

26,576

Quent Capital, LLC

$71,992

0.07%

24,825

JANE STREET GROUP, LLC

$68,602

0.07%

23,656

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	23,656	$68,602	100.0%	Defined

IMC-Chicago, LLC

$67,381

0.07%

23,235

Cambridge Investment Research Advisors, Inc.

$66,940

0.07%

23,083

THOMPSON DAVIS & CO., INC.

$66,700

0.07%

23,000

SIMPLEX TRADING, LLC

$65,505

0.07%

22,588

MCRAE CAPITAL MANAGEMENT INC

$64,170

0.07%

23,000

INTECH INVESTMENT MANAGEMENT LLC

$64,133

0.07%

22,115

Vanguard Global Advisers, LLC

$61,065

0.06%

21,057

Stonebridge Financial Group, LLC

$60,010

0.06%

21,509

HRT FINANCIAL LP

$59,928

0.06%

20,665

CAPITAL COUNSEL LLC/NY

$58,000

0.06%

20,000

Russell Investments Group, Ltd.

$53,652

0.05%

18,501

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	18,501	$53,652	100.0%	Defined

AMERIPRISE FINANCIAL INC

$50,170

0.05%

17,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC	17,300	$50,170	100.0%	Defined

VOYA INVESTMENT MANAGEMENT LLC

$44,172

0.05%

15,232

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Voya Investment Management Co. LLC joint	15,232	$44,172	100.0%	Defined

MANUFACTURERS LIFE INSURANCE COMPANY, THE

$43,178

0.04%

14,889

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MANULIFE FINANCIAL CORP joint	14,889	$43,178	100.0%	Defined

CIBC Bancorp USA Inc.

$40,127

0.04%

13,837

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CIBC Private Wealth Advisors, Inc.	10,000	$29,000	72.3%	Defined
CIBC WORLD MARKETS CORP	3,837	$11,127	27.7%	Defined

Vanguard Personalized Indexing Management, LLC

$38,839

0.04%

13,393

Brookwood Investment Group LLC

$37,120

0.04%

12,800

OSAIC HOLDINGS, INC.

$35,382

0.04%

12,201

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	12,201	$35,382	100.0%	Defined

Kingsbury Capital Investment Advisors LLC

$35,273

0.04%

12,643

CITADEL ADVISORS LLC

$33,402

0.03%

11,518

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	11,518	$33,402	100.0%	Defined

INSIGNEO ADVISORY SERVICES, LLC

$31,740

0.03%

10,945

Confluence Wealth Services, Inc.

$31,731

0.03%

10,942

SFE Investment Counsel

$29,000

0.03%

10,000

SBI Securities Co., Ltd.

$28,349

0.03%

10,161

JONES FINANCIAL COMPANIES LLLP

$26,622

0.03%

9,180

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	9,180	$26,622	100.0%	Sole

FMR LLC

$24,370

0.02%

8,404

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	8,332	$24,162	99.1%	Defined
STRATEGIC ADVISERS LLC	72	$208	0.9%	Defined

Legal & General Group Plc

$22,222

0.02%

7,663

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	7,663	$22,222	100.0%	Defined

Ameritas Investment Partners, Inc.

$19,015

0.02%

6,557

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EATON VANCE MANAGEMENT	6,557	$19,015	100.0%	Other

Harborfront Financial Group LLC

$18,850

0.02%

6,500

ROYAL BANK OF CANADA

$16,645

0.02%

5,740

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	2,107	$6,110	36.7%	Defined
RBC Dominion Securities Inc.	2,633	$7,635	45.9%	Defined
RBC Private Counsel (USA) Inc.	1,000	$2,900	17.4%	Defined

Tower Research Capital LLC (TRC)

$10,962

0.01%

3,780

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Latour Trading LLC (Latour)	3,780	$10,962	100.0%	Defined

Rockefeller Capital Management L.P.

$9,430

0.01%

3,252

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	3,252	$9,430	100.0%	Defined

MV CAPITAL MANAGEMENT, INC.

$9,042

0.01%

3,118

NEW YORK STATE COMMON RETIREMENT FUND

$8,120

0.01%

2,800

Walleye Capital LLC

$7,830

0.01%

2,700

NBC SECURITIES, INC.

$7,250

0.01%

2,500

Stonehage Fleming Financial Services Holdings Ltd

$6,525

0.01%

2,250

Sterling Capital Management LLC

$6,358

0.01%

2,279

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Key facts CIK 1463972 CUSIP 92921W300 13F (30d) 13 filings 13 filers Visit website Investor relations