VUZI · Vuzix Corp

$2.44 +0.00 (+0.00%) At close · Sep 4

Russell 2000 member Rebalance outlook locked

Market Cap

$205.97M

84.41M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 127

Total Value: $98,257,180

Total Shares: 33,881,809

Showing 1–100 of 134 holdings by value · page 1 of 2

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 127 13F filers · Δ vs Mar 31, 2026

Top Holder

22.5%

−1.3 pts

Top 5

71.1%

+5.3 pts

Top 10

81.5%

+1.6 pts

HHI

1,251

Broadly held+139

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: +9

Institutional value: +38.3%

Shares held: +10.1%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mid AIGH Capital Management LLC	+3,449,913	6,745,667
Mega JANE STREET GROUP, LLC	+569,856	614,456
Mega STATE STREET CORP	+309,977	7,629,890
Mega VANGUARD CAPITAL MANAGEMENT LLC	+251,128	3,123,693
Mega GEODE CAPITAL MANAGEMENT, LLC	+168,663	1,797,372

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mega Mitsubishi UFJ Asset Management Co., Ltd.	−1,233,207	761,265
Mega Nuveen, LLC	−408,224	214,573
Mega CITADEL ADVISORS LLC	−299,400	403,918
Mega UBS Group AG	−139,020	173,283
Mega GOLDMAN SACHS GROUP INC	−100,566	84,277

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Large RENAISSANCE TECHNOLOGIES LLC	742,199	$2,152,377
Small Headlands Technologies LLC	86,010	$249,429
Mid XTX Topco Ltd	77,340	$224,286
Micro KMT WEALTH MANAGEMENT, LLC	74,095	$214,875
Large MetLife Investment Management, LLC	42,127	$122,168

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Small Apis Capital Advisors, LLC	320,000	$739,200
Large DNB Asset Management AS	319,451	$737,931
Large Vident Advisory, LLC	262,071	$605,384
Mega FRANKLIN RESOURCES INC	94,776	$218,932
Mid GROUP ONE TRADING LLC	79,114	$182,753

Filter: New 28 Increased 46 Reduced 28 Sold out 19 Unchanged 25

Showing 100 of 134

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

STATE STREET CORP

$22,126,681

22.52%

7,629,890

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	7,629,890	$22,126,681	100.0%	Defined

AIGH Capital Management LLC

$19,562,433

19.91%

6,745,667

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Worth Venture Partners, LLC	1,645,413	$4,771,697	24.4%	Other
Held directly	5,100,254	$14,790,736	75.6%	Sole

BlackRock, Inc.

$13,900,195

14.15%

4,793,172

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	25,282	$73,317	0.5%	Sole
BlackRock Investment Management, LLC	194,414	$563,800	4.1%	Sole
BLACKROCK ADVISORS LLC	129,744	$376,257	2.7%	Sole
BlackRock Fund Advisors	2,640,308	$7,656,893	55.1%	Sole
BlackRock Institutional Trust Company, N.A.	1,790,010	$5,191,029	37.3%	Sole
BlackRock Asset Management Ireland Ltd	5,433	$15,755	0.1%	Sole
Aperio Group, LLC	7,981	$23,144	0.2%	Sole

VANGUARD CAPITAL MANAGEMENT LLC

$9,058,709

9.22%

3,123,693

GEODE CAPITAL MANAGEMENT, LLC

$5,212,377

5.30%

1,797,372

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	250,351	$726,017	13.9%	Defined
Held directly	1,547,021	$4,486,360	86.1%	Defined

Mitsubishi UFJ Asset Management Co., Ltd.

$2,207,668

2.25%

761,265

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MITSUBISHI UFJ FINANCIAL GROUP INC	761,265	$2,207,668	100.0%	Defined

RENAISSANCE TECHNOLOGIES LLC

$2,152,377

2.19%

742,199

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$2,104,176

2.14%

725,578

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	725,578	$2,104,176	100.0%	Other

NORTHERN TRUST CORP

$1,704,470

1.73%

587,749

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	542,986	$1,574,658	92.4%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	33,336	$96,674	5.7%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	11,427	$33,138	1.9%	Other

VANGUARD FIDUCIARY TRUST CO

$1,448,381

1.47%

499,442

VANGUARD PORTFOLIO MANAGEMENT LLC

$1,396,210

1.42%

481,452

JANE STREET GROUP, LLC

$1,086,050

1.11%

374,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	374,500	$1,086,050	100.0%	Defined

Alesco Advisors, LLC, An ESL Co

$1,064,505

1.08%

367,071

CITADEL ADVISORS LLC

$952,650

0.97%

328,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	328,500	$952,650	100.0%	Defined

Taylor Frigon Capital Management LLC

$933,744

0.95%

321,981

FORMULA GROWTH LTD

$725,000

0.74%

250,000

JANE STREET GROUP, LLC

$627,270

0.64%

216,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	216,300	$627,270	100.0%	Defined

Nuveen, LLC

$622,261

0.63%

214,573

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TEACHERS ADVISORS, LLC joint	214,573	$622,261	100.0%	Defined

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$611,003

0.62%

210,691

BNP PARIBAS ARBITRAGE, SA

$574,144

0.58%

197,981

UBS Group AG

$502,519

0.51%

173,283

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	1,961	$5,686	1.1%	Defined
UBS AG	164,462	$476,939	94.9%	Defined
UBS Switzerland AG	6,860	$19,894	4.0%	Defined

LAUREL OAK WEALTH MANAGEMENT, LLC

$458,200

0.47%

158,000

Bank of New York Mellon Corp

$451,270

0.46%

155,611

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	49,386	$143,219	31.7%	Defined
The Bank of New York Mellon	105,888	$307,075	68.0%	Defined
BNY Mellon, NA	335	$971	0.2%	Defined
Held directly	2	$5	0.0%	Defined

MORGAN STANLEY

$419,414

0.43%

144,627

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	420	$1,218	0.3%	Defined
MORGAN STANLEY & CO. LLC	18,744	$54,357	13.0%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	22,737	$65,937	15.7%	Defined
MORGAN STANLEY SMITH BARNEY LLC	31,242	$90,600	21.6%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	71,484	$207,302	49.4%	Defined

PRICE T ROWE ASSOCIATES INC /MD/

$406,087

0.41%

140,030

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	140,030	$406,087	100.0%	Defined

SEB Asset Management AB

$404,845

0.41%

139,602

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$298,410

0.30%

102,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	102,900	$298,410	100.0%	Other

Squarepoint Ops LLC

$286,865

0.29%

98,919

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	98,919	$286,865	100.0%	Defined

AQR CAPITAL MANAGEMENT LLC

$273,343

0.28%

94,257

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RF&L WEALTH MANAGEMENT, LLC	36	$104	0.0%	Other
Arax Advisory Partners	356	$1,032	0.4%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	343	$994	0.4%	Other
Stokes Family Office, LLC	226	$655	0.2%	Other
Held directly	93,296	$270,558	99.0%	Defined

LPL Financial LLC

$257,044

0.26%

88,636

Headlands Technologies LLC

$249,429

0.25%

86,010

GOLDMAN SACHS GROUP INC

$244,402

0.25%

84,277

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	22,045	$63,930	26.2%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	62,232	$180,472	73.8%	Defined

CITIGROUP INC

$235,581

0.24%

81,235

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	81,235	$235,581	100.0%	Defined

RHUMBLINE ADVISERS

$225,907

0.23%

77,899

XTX Topco Ltd

$224,286

0.23%

77,340

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	77,340	$224,286	100.0%	Defined

KMT WEALTH MANAGEMENT, LLC

$214,875

0.22%

74,095

Kingsbury Capital Investment Advisors LLC

$214,875

0.22%

74,095

BANK OF AMERICA CORP /DE/

$204,565

0.21%

70,540

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	40,821	$118,380	57.9%	Defined
BOFA SECURITIES, INC.	29,719	$86,185	42.1%	Defined

Leonteq Securities AG

$203,000

0.21%

70,000

ProShare Advisors LLC

$198,908

0.20%

68,589

DEUTSCHE BANK AG\

$197,338

0.20%

68,048

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	252	$730	0.4%	Defined
DWS Investments UK Ltd	67,796	$196,608	99.6%	Defined

WELLS FARGO & COMPANY/MN

$194,049

0.20%

66,914

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	63,255	$183,439	94.5%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	3,521	$10,210	5.3%	Defined
Wells Fargo Securities, LLC	138	$400	0.2%	Defined

CITADEL ADVISORS LLC

$185,310

0.19%

63,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	63,900	$185,310	100.0%	Defined

ALLIANCEBERNSTEIN L.P.

$172,550

0.18%

59,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	59,500	$172,550	100.0%	Defined

Invesco Ltd.

$167,425

0.17%

57,733

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	10,505	$30,464	18.2%	Defined
Invesco Trust Co joint	24,349	$70,612	42.2%	Defined
Invesco Capital Management LLC	22,879	$66,349	39.6%	Defined

TWO SIGMA INVESTMENTS, LP

$154,271

0.16%

53,197

BARCLAYS PLC

$149,688

0.15%

51,617

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	51,025	$147,972	98.9%	Defined
BARCLAYS CAPITAL INC.	592	$1,716	1.1%	Defined

SG Americas Securities, LLC

$142,697

0.15%

49,206

Walleye Capital LLC

$137,750

0.14%

47,500

MetLife Investment Management, LLC

$122,168

0.12%

42,127

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	42,127	$122,168	100.0%	Defined

Virtu Financial LLC

$112,093

0.11%

38,653

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Virtu Americas LLC	38,653	$112,093	100.0%	Defined

GSA CAPITAL PARTNERS LLP

$104,690

0.11%

36,100

Walleye Capital LLC

$98,829

0.10%

34,079

ELEVATION POINT WEALTH PARTNERS, LLC

$93,380

0.10%

32,200

COMMONWEALTH EQUITY SERVICES, LLC

$93,235

0.09%

32,150

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$92,797

0.09%

31,999

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	31,999	$92,797	100.0%	Defined

Caitong International Asset Management Co., Ltd

$90,677

0.09%

31,268

JPMORGAN CHASE & CO

$87,687

0.09%

30,237

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	28,809	$83,546	95.3%	Defined
J.P. Morgan Investment Management Inc.	620	$1,798	2.1%	Defined
J.P. Morgan Securities LLC	189	$548	0.6%	Defined
J.P. Morgan Securities plc	619	$1,795	2.0%	Defined

B. Riley Wealth Advisors, Inc.

$87,000

0.09%

30,000

Police & Firemen's Retirement System of New Jersey

$84,207

0.09%

29,037

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Capital	29,037	$84,207	100.0%	Defined

Simmons Bank

$77,720

0.08%

26,800

AXQ CAPITAL, LP

$77,070

0.08%

26,576

Quent Capital, LLC

$71,992

0.07%

24,825

JANE STREET GROUP, LLC

$68,602

0.07%

23,656

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	23,656	$68,602	100.0%	Defined

IMC-Chicago, LLC

$67,381

0.07%

23,235

Cambridge Investment Research Advisors, Inc.

$66,940

0.07%

23,083

THOMPSON DAVIS & CO., INC.

$66,700

0.07%

23,000

MCRAE CAPITAL MANAGEMENT INC

$66,700

0.07%

23,000

SIMPLEX TRADING, LLC

$65,505

0.07%

22,588

INTECH INVESTMENT MANAGEMENT LLC

$64,133

0.07%

22,115

Stonebridge Financial Group, LLC

$62,376

0.06%

21,509

Vanguard Global Advisers, LLC

$61,065

0.06%

21,057

HRT FINANCIAL LP

$59,928

0.06%

20,665

McAdam, LLC

$54,285

0.06%

18,719

Russell Investments Group, Ltd.

$53,652

0.05%

18,501

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	18,501	$53,652	100.0%	Defined

AMERIPRISE FINANCIAL INC

$50,170

0.05%

17,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC	17,300	$50,170	100.0%	Defined

VOYA INVESTMENT MANAGEMENT LLC

$44,172

0.04%

15,232

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Voya Investment Management Co. LLC joint	15,232	$44,172	100.0%	Defined

MANUFACTURERS LIFE INSURANCE COMPANY, THE

$43,178

0.04%

14,889

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MANULIFE FINANCIAL CORP joint	14,889	$43,178	100.0%	Defined

CIBC Bancorp USA Inc.

$40,127

0.04%

13,837

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CIBC Private Wealth Advisors, Inc.	10,000	$29,000	72.3%	Defined
CIBC WORLD MARKETS CORP	3,837	$11,127	27.7%	Defined

Vanguard Personalized Indexing Management, LLC

$38,839

0.04%

13,393

Brookwood Investment Group LLC

$37,120

0.04%

12,800

OSAIC HOLDINGS, INC.

$35,382

0.04%

12,201

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	12,201	$35,382	100.0%	Defined

CITADEL ADVISORS LLC

$33,402

0.03%

11,518

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	11,518	$33,402	100.0%	Defined

INSIGNEO ADVISORY SERVICES, LLC

$31,740

0.03%

10,945

Confluence Wealth Services, Inc.

$31,731

0.03%

10,942

SFE Investment Counsel

$29,000

0.03%

10,000

JONES FINANCIAL COMPANIES LLLP

$26,622

0.03%

9,180

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	9,180	$26,622	100.0%	Sole

FMR LLC

$24,370

0.02%

8,404

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	8,332	$24,162	99.1%	Defined
STRATEGIC ADVISERS LLC	72	$208	0.9%	Defined

SBI Securities Co., Ltd.

$22,370

0.02%

7,714

Legal & General Group Plc

$22,222

0.02%

7,663

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	7,663	$22,222	100.0%	Defined

Ameritas Investment Partners, Inc.

$19,015

0.02%

6,557

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EATON VANCE MANAGEMENT	6,557	$19,015	100.0%	Other

Harborfront Financial Group LLC

$18,850

0.02%

6,500

ROYAL BANK OF CANADA

$16,645

0.02%

5,740

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	2,107	$6,110	36.7%	Defined
RBC Dominion Securities Inc.	2,633	$7,635	45.9%	Defined
RBC Private Counsel (USA) Inc.	1,000	$2,900	17.4%	Defined

Tower Research Capital LLC (TRC)

$10,962

0.01%

3,780

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Latour Trading LLC (Latour)	3,780	$10,962	100.0%	Defined

Rockefeller Capital Management L.P.

$9,430

0.01%

3,252

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	3,252	$9,430	100.0%	Defined

MV CAPITAL MANAGEMENT, INC.

$9,042

0.01%

3,118

NEW YORK STATE COMMON RETIREMENT FUND

$8,120

0.01%

2,800

Walleye Capital LLC

$7,830

0.01%

2,700

NBC SECURITIES, INC.

$7,250

0.01%

2,500

Stonehage Fleming Financial Services Holdings Ltd

$6,525

0.01%

2,250

Key facts CIK 1463972 CUSIP 92921W300 13F (30d) 71 filings 69 filers Visit website Investor relations