VUZI · Vuzix Corp
$2.45
+0.16 (+6.99%)
At close · Jul 21
Going-concern doubt
— flagged May 14, 2026
Substantial doubt about the company's ability to continue as a going concern.
“As required under applicable accounting standards, management has concluded that doubt may exist surrounding the Company's ability to meet its obligations within one year of the release of the financial statements.”View the 10-Q filed May 14, 2026
Market Cap
$203.74M
Shares
83.16M
Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.
The Jun 30, 2026 filing window is
still open — showing the latest known positions. Funds that have not filed yet
carry their prior-quarter positions; a fund that filed without this stock counts
as sold out.
Holders: 116
Total Value: $69,946,663
Total Shares: 30,219,764
Showing 1–100
of 122 holdings by value
· page 1 of 2
Institutional Ownership Trend
26 quarters
Holder Concentration
Across 115 13F filersTop Holder
24.2%
of institutional value
Top 5
67.0%
of institutional value
Top 10
81.3%
of institutional value
HHI
1,149
Broadly held
| Holder | Value (USD) | % of 13F | Shares | Type | Discretion | Filed | Open | |||
|---|---|---|---|---|---|---|---|---|---|---|
| Mega STATE STREET CORP | $16,908,999 | 24.17% | 7,319,913 | Shares | Defined | 2026-05-15 | ||||
| Mega BlackRock, Inc. | $11,006,212 | 15.74% | 4,764,595 | Shares | Sole | 2026-05-13 | ||||
| Small AIGH Capital Management LLC | $7,613,190 | 10.88% | 3,295,754 | Shares | Other | 2026-04-30 | ||||
| Mega VANGUARD CAPITAL MANAGEMENT LLC | $6,635,625 | 9.49% | 2,872,565 | Shares | Defined | 2026-05-15 | ||||
| Mega Mitsubishi UFJ Asset Management Co., Ltd. | $4,607,230 | 6.59% | 1,994,472 | Shares | Defined | 2026-05-12 | ||||
| Mega GEODE CAPITAL MANAGEMENT, LLC | $3,762,317 | 5.38% | 1,628,709 | Shares | Defined | 2026-05-15 | ||||
| Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1,739,697 | 2.49% | 753,116 | Shares | Other | 2026-05-15 | ||||
| Mega Nuveen, LLC | $1,438,661 | 2.06% | 622,797 | Shares | Defined | 2026-04-30 | ||||
| Mega NORTHERN TRUST CORP Bank | $1,213,772 | 1.74% | 525,443 | Shares | Defined | 2026-05-14 | ||||
| Mega VANGUARD FIDUCIARY TRUST CO Bank | $1,069,349 | 1.53% | 462,922 | Shares | Defined | 2026-05-08 | ||||
| Mega CITADEL ADVISORS LLC | $1,043,468 | 1.49% | 451,718 | Shares | Defined | 2026-05-15 | ||||
| Small Taylor Frigon Capital Management LLC | $746,224 | 1.07% | 323,041 | Shares | Sole | 2026-04-29 | ||||
| Small Apis Capital Advisors, LLC | $739,200 | 1.06% | 320,000 | Shares | Sole | 2026-05-15 | ||||
| Large DNB Asset Management AS | $737,931 | 1.05% | 319,451 | Shares | Other | 2026-05-14 | ||||
| Mega UBS Group AG | $721,419 | 1.03% | 312,303 | Shares | Defined | 2026-05-05 | ||||
| Small Alesco Advisors, LLC, An ESL Co | $616,795 | 0.88% | 267,011 | Shares | Sole | 2026-05-13 | ||||
| Large Vident Advisory, LLC | $605,384 | 0.87% | 262,071 | Shares | Defined | 2026-05-15 | ||||
| Mega CITADEL ADVISORS LLC | $521,598 | 0.75% | 225,800 | Call | Defined | 2026-05-15 | ||||
| Mega MORGAN STANLEY | $477,117 | 0.68% | 206,546 | Shares | Defined | 2026-05-15 | ||||
| Small LAUREL OAK WEALTH MANAGEMENT, LLC | $458,200 | 0.66% | 158,000 | Shares | Sole | 2026-07-21 | ||||
| Mega CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $456,492 | 0.65% | 197,616 | Shares | Sole | 2026-05-15 | ||||
| Mega BNP PARIBAS ARBITRAGE, SA | $455,850 | 0.65% | 197,338 | Shares | Defined | 2026-05-12 | ||||
| Mega GOLDMAN SACHS GROUP INC | $426,986 | 0.61% | 184,843 | Shares | Defined | 2026-05-15 | ||||
| Small FORMULA GROWTH LTD | $346,500 | 0.50% | 150,000 | Shares | Sole | 2026-05-14 | ||||
| Large SEB Asset Management AB | $320,001 | 0.46% | 138,529 | Shares | Sole | 2026-05-07 | ||||
| Mega Bank of New York Mellon Corp Bank | $313,386 | 0.45% | 135,666 | Shares | Defined | 2026-05-05 | ||||
| Mega PRICE T ROWE ASSOCIATES INC /MD/ | $274,508 | 0.39% | 118,835 | Shares | Defined | 2026-05-15 | ||||
| Mega LPL Financial LLC | $253,242 | 0.36% | 109,629 | Shares | Sole | 2026-05-06 | ||||
| Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP | $249,249 | 0.36% | 107,900 | Put | Other | 2026-05-15 | ||||
| Mega FRANKLIN RESOURCES INC | $218,932 | 0.31% | 94,776 | Shares | Defined | 2026-05-13 | ||||
| Mid GROUP ONE TRADING LLC | $182,753 | 0.26% | 79,114 | Shares | Sole | 2026-05-13 | ||||
| Large ProShare Advisors LLC | $177,477 | 0.25% | 76,830 | Shares | Sole | 2026-04-27 | ||||
| Mega RHUMBLINE ADVISERS | $172,753 | 0.25% | 74,785 | Shares | Sole | 2026-05-12 | ||||
| Mega BARCLAYS PLC | $170,664 | 0.24% | 73,881 | Shares | Defined | 2026-05-15 | ||||
| Mega BANK OF AMERICA CORP /DE/ Bank | $157,207 | 0.22% | 68,055 | Shares | Defined | 2026-05-18 | ||||
| Mega AQR CAPITAL MANAGEMENT LLC | $148,880 | 0.21% | 64,451 | Shares | Other | 2026-05-15 | ||||
| Mega HSBC HOLDINGS PLC | $137,070 | 0.20% | 59,338 | Shares | Defined | 2026-04-30 | ||||
| Mega Invesco Ltd. | $134,970 | 0.19% | 58,429 | Shares | Defined | 2026-05-12 | ||||
| Mid GSA CAPITAL PARTNERS LLP | $128,759 | 0.18% | 55,740 | Shares | Sole | 2026-05-08 | ||||
| Large NATIONAL BANK OF CANADA /FI/ Bank | $118,734 | 0.17% | 51,400 | Shares | Defined | 2026-05-15 | ||||
| Mega DEUTSCHE BANK AG\ Bank | $107,892 | 0.15% | 46,707 | Shares | Defined | 2026-05-06 | ||||
| Large Squarepoint Ops LLC | $95,319 | 0.14% | 41,264 | Shares | Defined | 2026-05-15 | ||||
| Large Walleye Capital LLC | $94,941 | 0.14% | 41,100 | Call | Sole | 2026-05-13 | ||||
| Large SG Americas Securities, LLC Broker-Dealer | $87,297 | 0.12% | 37,791 | Shares | Sole | 2026-04-16 | ||||
| Mid B. Riley Wealth Advisors, Inc. | $87,000 | 0.12% | 30,000 | Shares | Sole | 2026-07-14 | ||||
| Micro Laidlaw Wealth Management LLC | $79,353 | 0.11% | 34,352 | Shares | Sole | 2026-05-06 | ||||
| Large COMMONWEALTH EQUITY SERVICES, LLC | $79,119 | 0.11% | 34,251 | Shares | Sole | 2026-04-27 | ||||
| Large MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. Mutual Fund | $73,481 | 0.11% | 31,810 | Shares | Defined | 2026-05-15 | ||||
| Mega JANE STREET GROUP, LLC | $71,148 | 0.10% | 30,800 | Call | Defined | 2026-05-12 | ||||
| Mid Leonteq Securities AG Broker-Dealer | $69,300 | 0.10% | 30,000 | Shares | Sole | 2026-04-27 | ||||
| Small Caitong International Asset Management Co., Ltd | $69,078 | 0.10% | 29,904 | Shares | Sole | 2026-05-11 | ||||
| Small MCRAE CAPITAL MANAGEMENT INC | $66,700 | 0.10% | 23,000 | Shares | Sole | 2026-07-17 | ||||
| Mega WELLS FARGO & COMPANY/MN | $65,025 | 0.09% | 28,150 | Shares | Defined | 2026-05-11 | ||||
| Mega JPMORGAN CHASE & CO | $63,584 | 0.09% | 27,526 | Shares | Defined | 2026-05-13 | ||||
| Small Stonebridge Financial Group, LLC | $62,376 | 0.09% | 21,509 | Shares | Sole | 2026-07-06 | ||||
| Mid Simmons Bank Bank | $61,908 | 0.09% | 26,800 | Shares | Sole | 2026-04-23 | ||||
| Mega CITADEL ADVISORS LLC | $59,598 | 0.09% | 25,800 | Put | Defined | 2026-05-15 | ||||
| Small Quent Capital, LLC | $57,345 | 0.08% | 24,825 | Shares | Sole | 2026-04-28 | ||||
| Large Cambridge Investment Research Advisors, Inc. | $53,732 | 0.08% | 23,261 | Shares | Sole | 2026-04-30 | ||||
| Mega Vanguard Global Advisers, LLC | $48,641 | 0.07% | 21,057 | Shares | Defined | 2026-05-08 | ||||
| Small THOMPSON DAVIS & CO., INC. | $48,510 | 0.07% | 21,000 | Shares | Sole | 2026-04-16 | ||||
| Large CWM, LLC | $47,204 | 0.07% | 20,435 | Shares | Sole | 2026-05-14 | ||||
| Mid CAPITAL COUNSEL LLC/NY | $46,200 | 0.07% | 20,000 | Shares | Sole | 2026-05-15 | ||||
| Mega MANUFACTURERS LIFE INSURANCE COMPANY, THE Insurance | $45,347 | 0.06% | 19,631 | Shares | Defined | 2026-05-15 | ||||
| Small McAdam, LLC | $45,088 | 0.06% | 19,519 | Shares | Sole | 2026-05-08 | ||||
| Mega ALLIANCEBERNSTEIN L.P. | $43,659 | 0.06% | 18,900 | Shares | Defined | 2026-05-15 | ||||
| Mid INTECH INVESTMENT MANAGEMENT LLC | $43,305 | 0.06% | 18,747 | Shares | Sole | 2026-05-08 | ||||
| Large OSAIC HOLDINGS, INC. | $43,030 | 0.06% | 18,628 | Shares | Defined | 2026-05-15 | ||||
| Mega AMERIPRISE FINANCIAL INC | $39,963 | 0.06% | 17,300 | Shares | Defined | 2026-07-17 | ||||
| Mid SIMPLEX TRADING, LLC | $38,898 | 0.06% | 16,839 | Shares | Sole | 2026-05-14 | ||||
| Mega JANE STREET GROUP, LLC | $31,878 | 0.05% | 13,800 | Put | Defined | 2026-05-12 | ||||
| Mega TWO SIGMA INVESTMENTS, LP | $31,725 | 0.05% | 13,734 | Shares | Sole | 2026-05-15 | ||||
| Large CIBC Bancorp USA Inc. Bank | $31,050 | 0.04% | 13,442 | Shares | Defined | 2026-05-12 | ||||
| Large Police & Firemen's Retirement System of New Jersey Pension | $30,247 | 0.04% | 13,094 | Shares | Defined | 2026-04-29 | ||||
| Micro Waterford Advisors, LLC | $29,431 | 0.04% | 12,741 | Shares | Sole | 2026-05-15 | ||||
| Mega FMR LLC | $28,597 | 0.04% | 12,380 | Shares | Defined | 2026-05-15 | ||||
| Large VOYA INVESTMENT MANAGEMENT LLC | $28,348 | 0.04% | 12,272 | Shares | Defined | 2026-05-12 | ||||
| Mid IMC-Chicago, LLC | $27,297 | 0.04% | 11,817 | Shares | Sole | 2026-05-05 | ||||
| Mid NINE MASTS CAPITAL Ltd | $25,451 | 0.04% | 11,018 | Shares | Sole | 2026-05-13 | ||||
| Small INSIGNEO ADVISORY SERVICES, LLC | $25,282 | 0.04% | 10,945 | Shares | Sole | 2026-05-12 | ||||
| Mid Vanguard Personalized Indexing Management, LLC | $24,416 | 0.03% | 10,570 | Shares | Sole | 2026-05-14 | ||||
| Small SFE Investment Counsel | $23,100 | 0.03% | 10,000 | Shares | Sole | 2026-05-01 | ||||
| Large JONES FINANCIAL COMPANIES LLLP | $22,688 | 0.03% | 9,822 | Shares | Sole | 2026-05-15 | ||||
| Mid SBI Securities Co., Ltd. Broker-Dealer | $18,177 | 0.03% | 7,869 | Shares | Defined | 2026-04-28 | ||||
| Mid Ameritas Investment Partners, Inc. | $15,146 | 0.02% | 6,557 | Shares | Other | 2026-05-13 | ||||
| Mid Quantbot Technologies LP | $14,966 | 0.02% | 6,479 | Shares | Sole | 2026-05-13 | ||||
| Mid Tower Research Capital LLC (TRC) | $14,197 | 0.02% | 6,146 | Shares | Defined | 2026-05-15 | ||||
| Mega Legal & General Group Plc | $13,501 | 0.02% | 5,845 | Shares | Defined | 2026-05-08 | ||||
| Large Russell Investments Group, Ltd. | $12,864 | 0.02% | 5,569 | Shares | Defined | 2026-05-08 | ||||
| Mega CITIGROUP INC | $8,937 | 0.01% | 3,869 | Shares | Defined | 2026-05-11 | ||||
| Mega ROYAL BANK OF CANADA Bank | $8,620 | 0.01% | 3,732 | Shares | Defined | 2026-05-15 | ||||
| Large CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM Pension | $8,459 | 0.01% | 3,662 | Shares | Sole | 2026-05-18 | ||||
| Large Rockefeller Capital Management L.P. | $7,512 | 0.01% | 3,252 | Shares | Defined | 2026-05-14 | ||||
| Small NBC SECURITIES, INC. Broker-Dealer | $7,250 | 0.01% | 2,500 | Shares | Sole | 2026-07-21 | ||||
| Small MV CAPITAL MANAGEMENT, INC. | $7,202 | 0.01% | 3,118 | Shares | Sole | 2026-04-30 | ||||
| Large NEW YORK STATE COMMON RETIREMENT FUND Pension | $6,468 | 0.01% | 2,800 | Shares | Sole | 2026-05-06 | ||||
| Large Daiwa Securities Group Inc. Broker-Dealer | $6,006 | 0.01% | 2,600 | Shares | Defined | 2026-05-13 | ||||
| Large Daiwa Securities Group Inc. Broker-Dealer | $6,006 | 0.01% | 2,600 | Put | Defined | 2026-05-13 | ||||
| Small Essential Partners LLC | $5,271 | 0.01% | 2,282 | Shares | Sole | 2026-05-21 | ||||
| Mid Stonehage Fleming Financial Services Holdings Ltd | $5,197 | 0.01% | 2,250 | Shares | Other | 2026-05-13 | ||||
| No holders match your search. | ||||||||||
Key facts
CIK
1463972
CUSIP
92921W300
13F (30d)
13 filings
13 filers
Visit website
Investor relations