WTER 8-K
ALKALINE WATER Co INC (WTER)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM
CURRENT REPORT
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b -2 of this chapter).
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Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
Effective as of September 27, 2022, our company's 2020 Equity Incentive Plan was amended to increase the number of shares of common stock available for grant of non-stock awards by 5,000,000 shares.
Item 5.07 Submission of Matters to a Vote of Security Holders.
On September 27, 2022, we held an annual meeting of stockholders. At the meeting, our stockholders:
1. elected Frank Lazaran, David A. Guarino, Aaron Keay and Brian Sudano as the directors of our company;
2. ratified the appointment of Prager Metis CPAs, LLC as our independent registered public accounting firm; and
3. approved, ratified and confirmed the increase in the number of shares of common stock available for grant of non-stock option awards under our company's 2020 Equity Incentive Plan by 5,000,000 shares.
The final voting results for each of the proposals submitted to a vote of our stockholders are set forth below.
Proposal 1. Election of Directors:
| For | Against | Abstain | Broker Non-Votes | |
| Frank Lazaran | 41,129,121 | 5,563,775 | 270,283 | 34,760,502 |
| David A. Guarino | 40,930,726 | 5,669,710 | 362,743 | 34,760,502 |
| Aaron Keay | 40,460,212 | 6,146,864 | 356,102 | 34,760,502 |
| Brian Sudano | 40,620,591 | 5,978,013 | 364,575 | 34,760,502 |
Proposal 2. To ratify the appointment of Prager Metis CPAs, LLC as our independent registered public accounting firm:
| For | Against | Abstain | Broker Non-Votes |
| 79,471,921 | 552,302 | 1,249,458 | 34,760,502 |
Proposal 3. To approve, ratify and confirm the increase in the number of shares of common stock available for grant of non-stock option awards under our company's 2020 Equity Incentive Plan by 5,000,000 shares:
| For | Against | Abstain | Broker Non-Votes |
| 41,661,602 | 4,554,908 | 746,669 | 34,760,502 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
THE ALKALINE WATER COMPANY INC.
/s/ David A. Guarino
David A. Guarino
Chief Financial Officer and Director
September 30, 2022