XAGE · Longevity Health Holdings, Inc.
Substantial doubt about the company's ability to continue as a going concern.
“These conditions raise substantial doubt about the Company’s ability to continue as a going concern.”View the 10-Q filed May 15, 2026
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-03-16 | Ajjarapu J. Ram |
Director, Chief Executive Officer, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Indirect)
The reporting person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein. |
Common Stock
(I)
|
689,656 |
| 2024-10-11 | Bracken-Ferguson Kendra |
Chief Executive Officer |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
Stock options vest as follows: 25% on the one-year anniversary of grant date, with the remaining 75% in 36 equal monthly installments thereafter, subject to continued service through each vesting date. |
Stock Option (right to buy)
|
378,705 |
| 2024-10-11 | Shukla Rajiv |
Director, Chairman and CEO, 10% Owner |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
Stock options vest as follows: 25% on the one-year anniversary of grant date, with the remaining 75% in 36 equal monthly installments thereafter, subject to continued service through each vesting date. |
Stock Option (right to buy)
|
876,878 |
| 2024-10-11 | Sturgeon Patrick A |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
Stock options vest as follows: 25% on the one-year anniversary of grant date, with the remaining 75% in 36 equal monthly installments thereafter, subject to continued service through each vesting date. |
Stock Option (right to buy)
|
76,878 |
| 2024-10-11 | Cassaday Bryan J. |
Chief Financial Officer |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
Stock options vest as follows: 25% on the one-year anniversary of grant date, with the remaining 75% in 36 equal monthly installments thereafter, subject to continued service through each vesting date. |
Stock Option (right to buy)
|
120,000 |
| 2024-10-11 | Spenlehauer Gilles |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
Stock options vest as follows: 25% on the one-year anniversary of grant date, with the remaining 75% in 36 equal monthly installments thereafter, subject to continued service through each vesting date. |
Stock Option (right to buy)
|
76,878 |
| 2024-10-11 | Frisch Scott M. |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
Stock options vest as follows: 25% on the one-year anniversary of grant date, with the remaining 75% in 36 equal monthly installments thereafter, subject to continued service through each vesting date. |
Stock Option (right to buy)
|
76,878 |
| 2024-10-11 | Gregory Kathryn |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
Stock options vest as follows: 25% on the one-year anniversary of grant date, with the remaining 75% in 36 equal monthly installments thereafter, subject to continued service through each vesting date. |
Stock Option (right to buy)
|
76,878 |
| 2024-10-11 | Upton Richard A |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
Stock options vest as follows: 25% on the one-year anniversary of grant date, with the remaining 75% in 36 equal monthly installments thereafter, subject to continued service through each vesting date. |
Stock Option (right to buy)
|
76,878 |
| 2024-09-13 | Upton Richard A |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $0.458 to $0.480, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
Common Stock
|
5,000 |
| 2024-09-10 | Cassaday Bryan J. |
Chief Financial Officer |
Buy↑
|
Common Stock
|
475 |
| 2024-09-06 | Sturgeon Patrick A |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of his filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC. |
Common Stock
(I)
|
1,261 |
| 2024-09-06 | Spenlehauer Gilles |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of his filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC. |
Common Stock
(I)
|
1,009 |
| 2024-09-06 | Frisch Scott M. |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of his filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC. |
Common Stock
(I)
|
1,009 |
| 2024-09-06 | Gregory Kathryn |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of his filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC. |
Common Stock
(I)
|
1,260 |
| 2024-08-30 | Spenlehauer Gilles |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of his filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC. |
Common Stock
(I)
|
87 |
| 2024-08-30 | Sturgeon Patrick A |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of his filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC. |
Common Stock
(I)
|
109 |
| 2024-08-30 | Frisch Scott M. |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of his filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC. |
Common Stock
(I)
|
87 |
| 2024-08-30 | Gregory Kathryn |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of his filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC. |
Common Stock
(I)
|
109 |
| 2024-08-29 | Frisch Scott M. |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of his filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC. |
Common Stock
(I)
|
522 |
| 2024-08-29 | Spenlehauer Gilles |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of his filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC. |
Common Stock
(I)
|
522 |
| 2024-08-29 | Gregory Kathryn |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of his filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC. |
Common Stock
(I)
|
652 |
| 2024-08-29 | Anderson David W |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of his filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC. |
Common Stock
(I)
|
652 |
| 2024-08-29 | Sturgeon Patrick A |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of his filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC. |
Common Stock
(I)
|
652 |
| 2024-08-29 | Cassaday Bryan J. |
Chief Financial Officer |
Buy↑
|
Common Stock
|
1,000 |
| 2024-08-28 | Anderson David W |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of his filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC. |
Common Stock
(I)
|
749 |
| 2024-08-28 | Spenlehauer Gilles |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of his filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC. |
Common Stock
(I)
|
599 |
| 2024-08-28 | Gregory Kathryn |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of his filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC. |
Common Stock
(I)
|
1,084 |
| 2024-08-28 | Frisch Scott M. |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of his filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC. |
Common Stock
(I)
|
599 |
| 2024-08-28 | Sturgeon Patrick A |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of his filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC. |
Common Stock
(I)
|
970 |
| 2024-08-27 | Gregory Kathryn |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of this filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC. |
Common Stock
(I)
|
2,413 |
| 2024-08-27 | Sturgeon Patrick A |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of this filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC. |
Common Stock
(I)
|
1,587 |
| 2024-08-26 | Gregory Kathryn |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of this filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC. |
Common Stock
(I)
|
2,413 |
| 2024-08-26 | Sturgeon Patrick A |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of this filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC. |
Common Stock
(I)
|
1,587 |
| 2024-08-23 | Gregory Kathryn |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of this filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC. |
Common Stock
(I)
|
2,413 |
| 2024-08-23 | Sturgeon Patrick A |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of this filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC. |
Common Stock
(I)
|
1,587 |
| 2024-08-22 | Gregory Kathryn |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of this filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC. |
Common Stock
(I)
|
2,413 |
| 2024-08-21 | Sturgeon Patrick A |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of this filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC. |
Common Stock
(I)
|
1,984 |
| 2024-08-21 | Gregory Kathryn |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of this filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC. |
Common Stock
(I)
|
3,016 |
| 2024-08-20 | Upton Richard A |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $0.889 to $0.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
Common Stock
|
3,600 |
| 2024-07-30 | Bracken-Ferguson Kendra |
Chief Executive Officer |
Other↑
|
No Securities Owned
|
0 |
| 2024-07-30 | Bracken-Ferguson Kendra |
Chief Executive Officer |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
Options to purchase 908,893 shares of common stock of Carmell Corporation were granted on July 30, 2024 and vest as follows: 25% vested on July 30, 2025 and the remaining 75% becomes vested in 36 equal monthly installments thereafter, subject to continued service through each vesting date. |
Stock Option (right to buy)
|
908,893 |
| 2024-07-26 | Shukla Rajiv |
Director, Chairman and CEO, 10% Owner |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
Options to purchase 450,000 shares of common stock of Carmell Corporation were granted on July 26, 2024 and vest as follows: 25% vested on July 26, 2025 and the remaining 75% becomes vested in 36 equal monthly installments thereafter, subject to continued service through each vesting date. Includes options to purchase 426,878 shares of common stock of Carmell Corporation that were granted on October 9, 2023 and vest as follows: 25% vest on October 9, 2024 and the remaining 75% becomes vested in 36 equal monthly installments thereafter, subject to continued service through each vesting date. |
Stock Option (right to buy)
|
450,000 |
| 2024-06-12 | Upton Richard A |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $2.1835 to $2.2257, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 2 |
Common Stock
|
2,000 |
| 2024-06-10 | Cassaday Bryan J. |
Chief Financial Officer |
Buy↑
|
Common Stock
|
440 |
| 2024-06-06 | Shukla Rajiv |
Director, Chairman and CEO, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $2.58 to $2.65, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 1. |
Common Stock
|
2,100 |
| 2024-05-30 | Cassaday Bryan J. |
Chief Financial Officer |
Buy↑
|
Common Stock
|
365 |
| 2024-05-30 | Shukla Rajiv |
Director, Chairman and CEO, 10% Owner |
Buy↑
|
Common Stock
|
2,000 |
| 2024-05-29 | Cassaday Bryan J. |
Chief Financial Officer |
Buy↑
|
Common Stock
|
30 |
| 2024-05-28 | Shukla Rajiv |
Director, Chairman and CEO, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $2.50 to $2.64, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
Common Stock
|
20 |