AFSM · First Trust Active Factor Small Cap ETF · Fails to Deliver ETF

$39.90 +0.15 (+0.37%) At close · Oct 21

Volume · Oct 21 12.3K Avg daily vol (3M) 17.23K

Fails to deliver — shares from a trade that were not delivered to the buyer by the settlement date — published by the SEC twice a month. Persistent fails can reflect settlement problems or naked short selling.

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Fails to Deliver History

Settlement Date	Quantity	Price	Value
2026-09-30	1,590	$39.53	$62,853
2026-09-29	2,882	$39.55	$113,983
2026-09-28	748	$39.75	$29,733
2026-09-25	1,069	$39.59	$42,322
2026-09-24	4,368	$39.44	$172,274
2026-09-23	3,912	$40.00	$156,480
2026-09-22	596	$39.86	$23,757
2026-09-21	1,160	$39.72	$46,075
2026-09-18	833	$39.89	$33,228
2026-09-17	194	$39.76	$7,713
2026-09-15	1,683	$39.82	$67,017
2026-09-14	107	$40.02	$4,282
2026-09-11	111	$39.68	$4,404
2026-09-10	357	$40.03	$14,291
2026-09-09	271	$40.18	$10,889
2026-09-08	541	$40.46	$21,889
2026-09-04	894	$40.28	$36,010
2026-09-02	553	$39.65	$21,926
2026-09-01	2,935	$40.04	$117,517
2026-08-31	4,361	$40.31	$175,792
2026-08-28	5,594	$40.82	$228,347
2026-08-27	13	$40.60	$528
2026-08-26	1,096	$40.56	$44,454
2026-08-25	1,061	$40.48	$42,949
2026-08-24	4,279	$40.76	$174,412
2026-08-21	3,836	$40.38	$154,898
2026-08-20	3,414	$40.83	$139,394
2026-08-19	2,612	$40.95	$106,961
2026-08-18	933	$41.55	$38,766
2026-08-14	1,250	$41.20	$51,500
2026-08-13	916	$40.98	$37,538
2026-08-12	1,134	$40.56	$45,995
2026-08-11	515	$40.61	$20,914
2026-08-10	823	$41.03	$33,768
2026-08-07	2,100	$40.62	$85,302
2026-08-06	827	$41.01	$33,915
2026-08-04	3,105	$40.64	$126,187
2026-08-03	1,602	$39.94	$63,984
2026-07-31	716	$39.97	$28,619
2026-07-30	144	$39.48	$5,685
2026-07-29	480	$39.88	$19,142
2026-07-27	1,441	$39.68	$57,179
2026-07-24	221	$39.77	$8,789
2026-07-23	4,230	$40.02	$169,285
2026-07-22	3,154	$40.36	$127,295

Showing 1–45 of 45 settlements