AFSM · First Trust Active Factor Small Cap ETF ETF
$40.46
+0.18 (+0.45%)
At close · Sep 4
Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.
Holders: 9
Total Value: $6,262,541
Total Shares: 203,125
Institutional Ownership Trend
19 quarters
Holder Concentration
Across 9 13F filers · Δ vs Jun 30, 2024Top Holder
61.8%
+6.8 pts
Top 5
91.6%
−4.5 pts
Top 10
100.0%
0.0 pts
HHI
4,080
Highly concentrated+549
Quarterly Activity
vs Jun 30, 2024
New
4
Increased
0
Decreased
2
Sold Out
6
Unchanged
3
Holder count:
-2
Institutional value:
-15.6%
Shares held:
-22.6%
Top Buyers
vs Jun 30, 2024No qualifying movers this quarter.
Top Sellers
vs Jun 30, 2024| Institution | Sold | Now Holds | Open |
|---|---|---|---|
| Small Beacon Financial Advisory LLC | −18,812 | 125,457 | |
| Small CREATIVE FINANCIAL DESIGNS INC /ADV | −713 | 16,295 |
Top New Positions
vs Jun 30, 2024| Institution | Acquired | Value (USD) | Open |
|---|---|---|---|
| Mid Snowden Capital Advisors LLC | 16,485 | $508,249 | |
| Small WORLD EQUITY GROUP, INC. | 9,445 | $291,198 | |
| Large Kestra Advisory Services, LLC | 6,598 | $203,422 | |
| Large Federation des caisses Desjardins du Quebec | 700 | $21,581 |
Top Sold-Out Positions
vs Jun 30, 2024| Institution | Previously Held | Last Value (USD) | Open |
|---|---|---|---|
| Mid Tower Research Capital LLC (TRC) | 45,185 | $1,278,374 | |
| Micro Boyce & Associates Wealth Consulting, Inc. | 27,258 | $771,183 | |
| Mid INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 487 | $13,778 | |
| Mega UBS Group AG | 35 | $990 | |
| Mega MORGAN STANLEY | 1 | $28 |
| Holder | Value (USD) | % of 13F | Shares | Type | Filed | Open |
|---|---|---|---|---|---|---|
| Small Beacon Financial Advisory LLC AFSM | $3,867,964 | 61.76% | 125,457 | Shares | 2024-10-30 | |
| Mid Prospera Financial Services Inc AFSM | $568,831 | 9.08% | 18,450 | Shares | 2024-11-07 | |
| Mid Snowden Capital Advisors LLC AFSM | $508,249 | 8.12% | 16,485 | Shares | 2024-11-14 | |
| Small CREATIVE FINANCIAL DESIGNS INC /ADV AFSM | $502,391 | 8.02% | 16,295 | Shares | 2024-10-28 | |
| Small WORLD EQUITY GROUP, INC. AFSM | $291,198 | 4.65% | 9,445 | Shares | 2024-10-30 | |
| Mid Sigma Planning Corp AFSM | $278,866 | 4.45% | 9,045 | Shares | 2024-11-04 | |
| Large Kestra Advisory Services, LLC AFSM | $203,422 | 3.25% | 6,598 | Shares | 2024-11-13 | |
| Large Federation des caisses Desjardins du Quebec AFSM | $21,581 | 0.34% | 700 | Shares | 2024-11-13 | |
| Large OSAIC HOLDINGS, INC. AFSM | $20,039 | 0.32% | 650 | Shares | 2024-11-13 |