LEIGH BALDWIN & CO., LLC

Registered adviser

CIK

946629

Location

CAZENOVIA, NY

Portfolio Value

Small $182,787,460

Diversification

Diversified

Filing Date

Global Rank

#6,733 / 8,814 ▲ 137

Top Industry

Semiconductors 20.2%

Period ended 4 months ago

Filed Aug 13, 2026 · 2mo

7 quarters · since Dec 2024

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 38751

Roster of Oct 1, 2026

Regulatory AUM

$290,629,757

Main clients

Individuals and high net worth (90% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$290,629,757	Individuals and high net worth (90%)
Apr 2025 to Mar 2026	$285,522,208	Individuals and high net worth (91%)
Apr 2024 to Mar 2025	$232,011,373	Individuals and high net worth (90%)
May 2023 to Mar 2024	$179,985,619	Individuals and high net worth (87%)
Apr 2023	$179,985,619	Individuals and high net worth (87%)
Apr 2022 to Mar 2023	$182,368,225	Individuals and high net worth (86%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Diversified active

Top 10 weight 46.4%, 30.0 effective positions, active share 61.2% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

23.0% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 6.0 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 61.2%; sector active share 41.9% against the combined 13F book's sector weights.

Over time 7 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

181 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

12.0%

−1.1 pts

Top 5

31.0%

+1.0 pts

Top 10

46.4%

+1.4 pts

HHI

333

Diversified−3

Portfolio Trend

7 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	54.3%	$99,320,196	76
Technology	17.8%	$32,458,320	25
Industrials	7.2%	$13,188,928	15
Financial Services	4.5%	$8,153,422	18
Communication Services	3.9%	$7,078,652	6
Healthcare	3.6%	$6,616,100	11
Consumer Cyclical	3.2%	$5,846,109	5
Consumer Defensive	2.0%	$3,623,577	6
Energy	1.7%	$3,016,954	8
Utilities	1.0%	$1,828,497	5
Basic Materials	0.9%	$1,656,705	6

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
CGCP	Capital Group Core Plus Income ETF	+41,793	249,853	$5,569,223
IWF	iShares Russell 1000 Growth ETF	+41,672	54,350	$6,748,639
DYNF	iShares U.S. Equity Factor Rotation Active ETF	+27,070	88,791	$6,038,675
WCMI	First Trust WCM International Equity ETF	+23,563	123,828	$2,423,313
CGGR	Capital Group Growth ETF	+20,513	161,564	$7,625,820
FBND	Fidelity Total Bond ETF	+17,991	108,042	$4,914,830
CGDV	Capital Group Dividend Value ETF	+15,470	123,048	$6,063,805
BLCR		+12,134	53,657	$2,702,703
FDEC	FT Vest U.S. Equity Buffer ETF - December	+11,170	85,055	$4,632,690
IDEF		+10,962	30,347	$964,427
DGRO	iShares Core Dividend Growth ETF	+10,054	103,228	$7,823,650
FENI	Fidelity Enhanced International ETF	+8,400	86,048	$3,453,106
BUFR	FT Vest Laddered Buffer ETF	+5,966	14,018	$512,077
KYN	Kayne Anderson Energy Infrastructure Fund, Inc.	+2,380	31,861	$440,637
IQLT	iShares MSCI Intl Quality Factor ETF	+1,984	6,673	$330,647
AVEM	Avantis Emerging Markets Equity ETF	+1,485	27,164	$2,621,054
ZM	Zoom Communications, Inc.	+1,393	7,125	$614,958
FDVV	Fidelity High Dividend ETF	+1,353	18,122	$1,092,575
CGBL	Capital Group Core Balanced ETF	+1,057	36,315	$1,378,517
SHY	iShares 1-3 Year Treasury Bond ETF	+976	15,448	$1,268,435
T	At&T Inc.	+873	15,559	$322,071
RSP	Victory Portfolios II	+814	9,111	$1,938,547
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	+764	6,785	$307,631
FCX	Freeport-Mcmoran Inc	+739	5,115	$321,682
BAI	BlackRock ETF Trust	+709	39,709	$2,093,458
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
BINC		−9,710	45,973	$2,406,226
IEFA	iShares Core MSCI EAFE ETF	−5,610	30,012	$2,898,558
FOCT	FT Vest U.S. Equity Buffer ETF - October	−3,050	9,065	$474,008
NVDA	Nvidia Corp	−2,819	38,438	$7,691,059
NNY	Nuveen New York Municipal Value Fund	−2,335	117,483	$1,026,801
AAPL	Apple Inc.	−1,873	15,764	$4,561,471
GBTC	Grayscale Bitcoin Trust ETF	−1,519	5,350	$243,532
MSFT	Microsoft Corp	−1,391	6,025	$2,247,445
IAU	Ishares Gold Trust	−1,268	5,972	$450,945
IVV	iShares Core S&P 500 ETF	−1,268	1,062	$795,321
AMD	Advanced Micro Devices Inc	−1,113	1,364	$792,361
INTC	Intel Corp	−1,063	3,693	$515,653
AMZN	Amazon Com Inc	−997	12,034	$2,868,183
XOM	ExxonMobil Holdings Corp	−732	6,279	$858,464
BAC	Bank Of America Corp	−659	5,045	$287,464
PFE	Pfizer Inc	−653	19,135	$460,770
MU	Micron Technology Inc	−613	4,400	$5,078,876
—		−610	3,687	$331,276
TSLA	Tesla, Inc.	−566	4,193	$1,763,575
ITA	iShares U.S. Aerospace & Defense ETF	−500	2,483	$0
GOOGL	Alphabet Inc.	−447	4,440	$1,586,722
GLD	Spdr Gold Trust	−437	1,974	$727,182
XLI	State Street(R) Industrial Select Sector SPDR(R) ETF	−415	1,235	$228,759
IWM	iShares Russell 2000 ETF	−406	1,506	$452,477
JBL	Jabil Inc	−404	974	$375,457
No positions match the current search.

New Positions

Positions the filer opened this quarter

20 positions

Ticker	Company	Shares	Value
IALT		27,717	$777,461
SPCX	Space Exploration Technologies Corp	2,219	$379,138
STRL	Sterling Infrastructure, Inc.	400	$335,744
MRVL	Marvell Technology, Inc.	1,010	$300,868
UFO	Procure Space ETF	5,375	$272,351
AMAT	Applied Materials Inc	352	$254,496
AIPO	Tidal Trust II	7,600	$253,916
DK	Delek US Holdings, Inc.	4,885	$248,206
CGUS	Capital Group Core Equity ETF	5,405	$240,414
UNM	Unum Group	2,640	$236,016
EUV		7,300	$233,454
CGXU	Capital Group International Focus Equity ETF	6,648	$230,153
SNDK	Sandisk Corp	100	$227,373
—		1,176	$223,663
FFLG	Fidelity Fundamental Large Cap Growth ETF	6,432	$223,061
IWO	iShares Russell 2000 Growth ETF	540	$212,738
CRWV	CoreWeave, Inc.	2,130	$212,020
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	562	$207,962
FHLC	Fidelity MSCI Health Care Index ETF	2,609	$201,545
MEAR	iShares Trust	5,028	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

1 positions

Ticker	Company	Shares	Value	Open
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	6,195	$379,505
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

181 tracked positions · $182,787,460 total · filing declares 182 positions · $185,670,254 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology Utilities

Showing 1–50 of 181 positions by value · page 1 of 4

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
DGRO	iShares Core Dividend Growth ETF	Added	103,228	+10,054	$7,823,650	+19.6%	7	before history	4.28%
NVDA	Nvidia Corp Technology	Reduced	38,438	-2,819	$7,691,059	+6.9%	7	before history	4.21%
CGGR	Capital Group Growth ETF	Added	161,564	+20,513	$7,625,820	+34.5%	7	before history	4.17%
IWF	iShares Russell 1000 Growth ETF	Added	54,350	+41,672	$6,748,639	+24.8%	7	before history	3.69%
CGDV	Capital Group Dividend Value ETF	Added	123,048	+15,470	$6,063,805	+32.5%	7	before history	3.32%
DYNF	iShares U.S. Equity Factor Rotation Active ETF	Added	88,791	+27,070	$6,038,675	+68.2%	5	$56.25	3.30%
CGCP	Capital Group Core Plus Income ETF	Added	249,853	+41,793	$5,569,223	+19.8%	7	before history	3.05%
MU	Micron Technology Inc Technology	Reduced	4,400	-613	$5,078,876	+199.9%	4	$240.11	2.78%
FBND	Fidelity Total Bond ETF	Added	108,042	+17,991	$4,914,830	+19.6%	7	before history	2.69%
FDEC	FT Vest U.S. Equity Buffer ETF - December	Added	85,055	+11,170	$4,632,690	+26.1%	3	$51.27	2.53%
AAPL	Apple Inc. Technology	Reduced	15,764	-1,873	$4,561,471	+1.9%	7	before history	2.50%
GOOG	Alphabet Inc. Communication Services	Added	11,476	+497	$4,054,815	+28.7%	7	before history	2.22%
FENI	Fidelity Enhanced International ETF	Added	86,048	+8,400	$3,453,106	+19.5%	5	$33.33	1.89%
IEFA	iShares Core MSCI EAFE ETF	Reduced	30,012	-5,610	$2,898,558	−10.1%	7	before history	1.59%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	12,034	-997	$2,868,183	+5.7%	7	before history	1.57%
SPY	Spdr S&P 500 ETF Trust	Reduced	3,625	-231	$2,707,041	+7.9%	7	before history	1.48%
BLCR		Added	53,657	+12,134	$2,702,703	+58.5%	2	$44.02	1.48%
AVEM	Avantis Emerging Markets Equity ETF	Added	27,164	+1,485	$2,621,054	+26.7%	7	before history	1.43%
WCMI	First Trust WCM International Equity ETF	Added	123,828	+23,563	$2,423,313	+44.1%	2	$17.86	1.33%
BINC		Reduced	45,973	-9,710	$2,406,226	−16.8%	7	before history	1.32%
MSFT	Microsoft Corp Technology	Reduced	6,025	-1,391	$2,247,445	−18.1%	7	before history	1.23%
GEV	GE Vernova Inc. Industrials	Added	1,809	+8	$2,125,321	+35.2%	4	$607.71	1.16%
BAI	BlackRock ETF Trust	Added	39,709	+709	$2,093,458	+62.9%	3	$34.78	1.15%
GLW	Corning Inc Technology	Reduced	8,176	-30	$2,088,395	+87.2%	7	before history	1.14%
GE	General Electric Co Industrials	Added	5,457	+1	$2,039,444	+31.7%	4	$273.35	1.12%
RSP	Victory Portfolios II	Added	9,111	+814	$1,938,547	+21.7%	7	before history	1.06%
TSLA	Tesla, Inc. Consumer Cyclical	Reduced	4,193	-566	$1,763,575	−0.3%	7	before history	0.96%
RTX	RTX Corp Industrials	Reduced	8,656	-5	$1,642,302	−1.7%	7	before history	0.90%
AVGO	Broadcom Inc. Technology	Reduced	4,323	-93	$1,633,013	+19.5%	7	before history	0.89%
GOOGL	Alphabet Inc. Communication Services	Reduced	4,440	-447	$1,586,722	+12.9%	7	before history	0.87%
WMT	Walmart Inc. Consumer Defensive	Added	12,183	+641	$1,379,846	−3.8%	7	before history	0.75%
CGBL	Capital Group Core Balanced ETF	Added	36,315	+1,057	$1,378,517	+13.6%	6	$32.20	0.75%
LLY	ELI LILLY & Co Healthcare	Reduced	1,112	-355	$1,333,766	−1.2%	7	before history	0.73%
SHY	iShares 1-3 Year Treasury Bond ETF	Added	15,448	+976	$1,268,435	+6.1%	7	before history	0.69%
CAT	Caterpillar Inc Industrials	Reduced	1,187	-80	$1,264,036	+40.8%	7	before history	0.69%
RDVY	First Trust Rising Dividend Achievers ETF	Reduced	14,695	-245	$1,191,176	+16.8%	7	before history	0.65%
WM	Waste Management Inc Industrials	Added	5,259	+124	$1,172,125	−0.7%	7	before history	0.64%
		Added	6,936	+142	$1,147,075	+57.3%	7	before history	0.63%
FDVV	Fidelity High Dividend ETF	Added	18,122	+1,353	$1,092,575	+17.9%	3	$56.56	0.60%
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	Reduced	12,329	-210	$1,083,472	+12.9%	7	before history	0.59%
IEF	iShares 7-10 Year Treasury Bond ETF	Reduced	11,449	-37	$1,082,731	−1.2%	7	before history	0.59%
LMT	Lockheed Martin Corp Industrials	Reduced	2,040	-32	$1,039,298	−17.0%	7	before history	0.57%
NNY	Nuveen New York Municipal Value Fund Financial Services	Reduced	117,483	-2,335	$1,026,801	+2.6%	7	before history	0.56%
SMH	VanEck Semiconductor ETF	Added	1,480	+25	$970,717	+74.0%	6	unpriced	0.53%
IDEF		Added	30,347	+10,962	$964,427	+52.1%	2	$34.19	0.53%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	1,913	+4	$957,246	+4.6%	7	before history	0.52%
PANW	Palo Alto Networks Inc Technology	Reduced	2,539	-190	$865,849	+97.9%	7	before history	0.47%
XOM	ExxonMobil Holdings Corp Energy	Reduced	6,279	-732	$858,464	−27.8%	7	before history	0.47%
DE	Deere & Co Industrials	Held	1,319	0	$836,681	+12.6%	7	before history	0.46%
CVS	CVS HEALTH Corp Healthcare	Reduced	8,022	-179	$829,875	+40.9%	7	before history	0.45%

Showing the top 50 of 181 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.