IDEF · Holdings ETF

$30.15 -0.20 (-0.66%)

Volume · Oct 20 322.38K Avg daily vol (3M) 1.1M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

Quarter:

Holders: 54

Total Value: $160,381,845

Total Shares: 5,136,000

Institutional Ownership Trend

6 quarters

Holder Concentration

Across 54 13F filers · Δ vs Jun 30, 2026

Top Holder

31.6%

−7.3 pts

Top 5

61.2%

−1.6 pts

Top 10

74.7%

+0.2 pts

HHI

1,319

Broadly held−438

Who Holds IDEF

Last 6 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 278 filers, like-for-like change +34.5%; actively managed books +34.8%; index-like books +30.0%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	62.8%	197	+22.4%	47	8
Adviser	2.0%	1	new	1	0
Bank	4.7%	10	+16.9%	1	0
Broker-dealer	12.5%	1	+30.4%	0	0
Holding company	5.2%	4	+35.3%	0	1
Unknown	12.7%	65	+132.3%	22	3

Style	Share	Filers	Change	New	Exited
Index-like	6.7%	3	+30.0%	0	0
Concentrated	5.9%	86	+28.8%	20	7
Diversified active	87.4%	189	+35.2%	51	5
Systematic-like	0.0%	0	—	0	0
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	86.8%	178	+28.1%	45	8
Medium turnover	10.7%	56	+89.1%	11	3
High turnover	1.5%	10	+505.7%	7	0
Unknown	1.0%	34	+39.6%	8	1
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	1.1%	36	+100.7%	11	1
Medium horizon	8.4%	82	+32.7%	22	2
Long horizon	86.7%	151	+28.6%	32	9
Unknown	3.8%	9	+7268.7%	6	0
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	5.0%	128	+44.7%	36	6
$1B to $10B	10.2%	93	+44.0%	25	4
$10B to $100B	22.3%	41	+74.0%	8	1
$100B or more	62.5%	16	+22.6%	2	1
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	61.5%	182	+22.1%	43	8
Pooled investment vehicles	0.1%	1	new	1	0
Pension and profit sharing plans	0.2%	5	+18.9%	1	0
Other investment advisers	0.7%	3	+19.6%	0	0
Other	0.4%	1	+46.4%	0	0
Diversified	0.1%	5	+55.2%	2	0
Unknown	37.2%	81	+61.5%	24	4

Private funds	Share	Filers	Change	New	Exited
Hedge funds	0.1%	3	+748.1%	1	0
Private equity funds	0.7%	6	+22.3%	0	0
Venture capital funds	0.2%	1	new	1	0
Real estate funds	0.3%	5	+238.7%	2	0
Other private funds	0.3%	5	+79.2%	1	0
Mixed private funds	0.0%	1	new	1	0
Private funds, type not stated	0.0%	2	+116.3%	1	0
No private funds	61.3%	174	+21.3%	40	8
Unknown	37.2%	81	+61.5%	24	4

Location	Share	Filers	Change	New	Exited
United States	99.7%	273	+34.5%	71	12
Outside the US	0.3%	5	+18.3%	0	0

The Sep 30, 2026 filing window is still open, so its bar shows only the filers that have filed so far.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 5 holders with no observed 2026-03-31 13F and 6 holders with no observed 2026-06-30 13F.

Quarterly Activity

vs Jun 30, 2026

New

Increased

Decreased

Sold Out

Unchanged

New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.

Holder count: -225

Institutional value: -96.2%

Shares held: -96.2%

Top Buyers

vs Jun 30, 2026

Institution	Added	Now Holds
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	+96,686	294,916
Micro Scarborough Advisors, LLC	+95,865	109,223
Mid C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors	+36,276	170,028
Small Balefire, LLC	+26,073	44,133
Small LifeSteps Financial, Inc.	+15,026	17,291

Top Sellers

vs Jun 30, 2026

Institution	Sold	Now Holds
Mid JB Capital LLC	−223,766	1,621,862
Mid Atria Investments, Inc	−75,375	629,763
Small Redhawk Wealth Advisors, Inc.	−33,679	68,925
Small MLG Wealth Management DBA Pine Grove Financial Group	−33,652	223,835
Mid Blue Trust, Inc.	−30,576	124,708

Top New Positions

vs Jun 30, 2026

Institution	Acquired	Value (USD)
Small MILESTONE ASSET MANAGEMENT, LLC	48,494	$1,514,322
Small XY Planning Network, Inc.	8,314	$259,621
Small Tempus Wealth Planning, LLC	7,821	$244,226
Micro Asempa Wealth Advisors	7,328	$228,831
Mid Krilogy Financial LLC	6,640	$207,347

Top Sold-Out Positions

vs Jun 30, 2026

Institution	Previously Held	Last Value (USD)
Small Apeiron RIA LLC	77,184	$2,452,907
Small WORLD EQUITY GROUP, INC.	11,247	$357,429
Micro Fiscal Wisdom Wealth Management, LLC	7,010	$222,777
Mid Robertson Stephens Wealth Management, LLC	6,496	$206,442
Small Decker Retirement Planning Inc.	667	$21,197

Filter: New 9 Increased 14 Reduced 30 Sold out 6 Unchanged 1

Holder type: Registered adviser 42 Unknown 12

Showing 54 of 54

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

JB Capital LLC IDEF

$50,645,884

31.58%

1,621,862

Atria Investments, Inc IDEF

$19,665,609

12.26%

629,763

SteelPeak Wealth, LLC IDEF

$11,712,061

7.30%

375,062

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC IDEF

$9,209,341

5.74%

294,916

MLG Wealth Management DBA Pine Grove Financial Group IDEF

$6,989,695

4.36%

223,835

C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors IDEF

$5,309,464

3.31%

170,028

Farther Finance Advisors, LLC IDEF

$4,579,314

2.86%

146,646

Concurrent Investment Advisors, LLC IDEF

$4,238,596

2.64%

135,735

Blue Trust, Inc. IDEF

$3,894,255

2.43%

124,708

SigFig Wealth Management, LLC IDEF

$3,549,916

2.21%

113,681

Scarborough Advisors, LLC IDEF

$3,410,706

2.13%

109,223

Cobblestone Asset Management LLC IDEF

$3,191,180

1.99%

102,193

Able Wealth Management LLC IDEF

$2,745,602

1.71%

87,924

Lantz Financial LLC IDEF

$2,490,353

1.55%

79,750

ABSOLUTE CAPITAL MANAGEMENT, LLC IDEF

$2,297,183

1.43%

73,564

Redhawk Wealth Advisors, Inc. IDEF

$2,152,320

1.34%

68,925

Cornerstone Planning Group LLC IDEF

$2,104,918

1.31%

67,407

Patriot Financial Group Insurance Agency, LLC IDEF

$2,005,335

1.25%

64,218

Hoxton Planning & Management, LLC IDEF

$1,789,057

1.12%

57,292

IFP Advisors, Inc IDEF

$1,670,363

1.04%

53,491

MILESTONE ASSET MANAGEMENT, LLC IDEF

$1,514,322

0.94%

48,494

Balefire, LLC IDEF

$1,378,141

0.86%

44,133

CoreCap Advisors, LLC IDEF

$1,217,696

0.76%

38,995

Retirement Wealth Solutions LLC IDEF

$1,100,033

0.69%

35,227

B. Riley Wealth Advisors, Inc. IDEF

$1,036,330

0.65%

33,187

BCU Wealth Advisors, LLC IDEF

$1,030,709

0.64%

33,007

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Baxter Credit Union	33,007	$1,030,709	100.0%	Defined

ZENITH SOLUTIONS, INC. IDEF

$996,859

0.62%

31,923

First Heartland Consultants, Inc. IDEF

$892,436

0.56%

28,579

SIGNATURE ESTATE & INVESTMENT ADVISORS LLC IDEF

$793,665

0.49%

25,416

Two West Capital Advisors LLC IDEF

$790,355

0.49%

25,310

Centurion Wealth Management LLC IDEF

$758,535

0.47%

24,291

Avidian Wealth Enterprises, LLC IDEF

$556,964

0.35%

17,836

LifeSteps Financial, Inc. IDEF

$539,946

0.34%

17,291

DAVENPORT & Co LLC IDEF

$526,737

0.33%

16,868

VISTA INVESTMENT PARTNERS LLC IDEF

$384,841

0.24%

12,324

Cape Investment Advisory, Inc. IDEF

$371,320

0.23%

11,891

Blue Capital, Inc. IDEF

$310,302

0.19%

9,937

LOCKERMAN FINANCIAL GROUP, INC. IDEF

$292,503

0.18%

9,367

Legacy Wealth Partners, LLC IDEF

$282,947

0.18%

9,061

XY Planning Network, Inc. IDEF

$259,621

0.16%

8,314

Tempus Wealth Planning, LLC IDEF

$244,226

0.15%

7,821

Signal Advisors Wealth, LLC IDEF

$241,790

0.15%

7,743

Asempa Wealth Advisors IDEF

$228,831

0.14%

7,328

Hutchens & Kramer Investment Management Group, LLC IDEF

$217,902

0.14%

6,978

Spinnaker Investment Group, LLC IDEF

$217,433

0.14%

6,963

Krilogy Financial LLC IDEF

$207,347

0.13%

6,640

RCS Financial Planning, LLC IDEF

$205,598

0.13%

6,584

TD Waterhouse Canada Inc. IDEF

$67,138

0.04%

2,150

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TORONTO DOMINION BANK	2,150	$67,138	100.0%	Defined

YANKCOM Partnership IDEF

$23,232

0.01%

744

HARBOR INVESTMENT ADVISORY, LLC IDEF

$20,266

0.01%

649

BEACON INVESTMENT ADVISORY SERVICES, INC. IDEF

$18,923

0.01%

606

Essential Partners LLC IDEF

$2,029

0.00%

IFS Advisors, LLC IDEF

$936

0.00%

GILPIN WEALTH MANAGEMENT, LLC IDEF

$780

0.00%