TOMPKINS FINANCIAL CORP

CIK

1005817

Location

Ithaca, NY

Portfolio Value

Mid $1,331,592,819

Diversification

Diversified

Filing Date

Global Rank

#12 / 70 ▲ 2004

Top Industry

Banks - Regional 14.5%

Period ended 6 days ago

Filed Oct 5, 2026 · 1d

26 quarters · since Mar 2020

Clone Performance

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Portfolio Concentration

421 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

18.8%

+1.5 pts

Top 5

43.0%

+4.2 pts

Top 10

58.7%

+5.0 pts

HHI

600

Diversified+80

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	43.2%	$574,653,867	49
Technology	16.4%	$217,961,327	50
Financial Services	14.0%	$186,940,481	70
Healthcare	8.6%	$115,092,529	39
Consumer Defensive	4.7%	$62,628,862	29
Consumer Cyclical	4.0%	$53,602,261	32
Industrials	4.0%	$53,356,775	57
Communication Services	2.3%	$30,957,838	14
Utilities	1.7%	$22,863,044	29
Real Estate	0.6%	$8,555,479	17
Energy	0.2%	$3,184,597	15
Basic Materials	0.1%	$1,795,759	20

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
GLIX	Lazard Listed Infrastructure ETF	+72,969	942,394	$33,002,637
AAXJ	iShares MSCI All Country Asia ex Japan ETF	+67,332	2,269,734	$249,852,780
SAN	Banco Santander, S.A.	+55,729	55,849	$772,391
VEA	Vanguard FTSE Developed Markets ETF	+10,017	516,490	$36,469,358
FBCG	Fidelity Blue Chip Growth ETF	+9,394	114,916	$6,985,768
NDAQ	Nasdaq, Inc.	+7,729	7,788	$716,573
VB	Vanguard Morningstar Small-Cap ETF	+3,485	82,852	$45,413,164
—		+3,060	515,268	$0
BKF	iShares MSCI BIC ETF	+1,444	2,247	$143,540
CDEI	Calvert US Large-Cap Diversity, Equity and Inclusion Index ETF	+1,217	71,315	$5,910,376
AGRH	iShares Interest Rate Hedged U.S. Aggregate Bond ETF	+865	8,735	$437,509
AWK	American Water Works Company, Inc.	+831	22,163	$2,869,443
BNDW	Vanguard Total World Bond ETF	+787	308,470	$101,377,967
KMB	Kimberly Clark Corp	+740	30,808	$3,001,622
FNDA	Schwab Fundamental U.S. Small Company ETF	+676	51,439	$1,516,645
KMI	Kinder Morgan, Inc.	+610	2,743	$82,701
IBM	International Business Machines Corp	+597	9,171	$2,016,977
PM	Philip Morris International Inc.	+592	18,315	$3,494,867
BBAG	JPMorgan BetaBuilders U.S. Aggregate Bond ETF	+541	78,486	$4,574,740
BWX	State Street SPDR Bloomberg International Treasury Bond ETF	+417	9,079	$798,901
DUK	Duke Energy CORP	+417	81,282	$9,266,960
PAYX	Paychex Inc	+359	14,099	$1,388,751
CRWD	CrowdStrike Holdings, Inc.	+348	464	$122,844
NFG	National Fuel Gas Co	+318	1,313	$99,604
MRVL	Marvell Technology, Inc.	+301	405	$107,004
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
IVZ	Invesco Ltd.	−22,655	285,853	$0
BIV	Vanguard Intermediate-Term Bond ETF	−18,006	564,530	$39,551,691
NVDA	Nvidia Corp	−16,996	238,194	$54,398,745
TMP	Tompkins Financial Corp	−12,728	1,104,591	$106,316,883
ICE	Intercontinental Exchange, Inc.	−10,283	21,454	$3,261,651
PFE	Pfizer Inc	−9,284	46,534	$1,327,149
AJG	Arthur J. Gallagher & Co.	−8,055	39,342	$8,974,303
CRS	Carpenter Technology Corp	−6,806	115	$44,714
CSCO	Cisco Systems, Inc.	−5,803	219,578	$23,633,179
TEL	TE Connectivity plc	−5,427	30,045	$6,341,898
T	At&T Inc.	−4,720	29,255	$713,821
AAPL	Apple Inc.	−4,539	172,419	$57,418,975
AFK	VanEck Africa Index ETF	−3,681	36,057	$3,689,306
VZ	Verizon Communications Inc	−3,444	24,165	$1,108,447
XLBI	State Street Materials Select Sector SPDR Premium Income ETF	−3,362	125,812	$23,979,811
BAB	Invesco Taxable Municipal Bond ETF	−3,229	15,344	$1,081,905
WMT	Walmart Inc.	−3,066	222,059	$23,076,370
AMZN	Amazon Com Inc	−2,722	69,641	$17,351,054
GOOGL	Alphabet Inc.	−2,168	71,167	$24,469,010
TJX	Tjx Companies Inc /De/	−1,657	85,512	$11,314,092
ABT	Abbott Laboratories	−1,308	103,685	$10,247,188
MSFT	Microsoft Corp	−1,296	111,714	$57,298,110
WM	Waste Management Inc	−1,266	61,739	$12,589,816
DHR	Danaher Corp /De/	−1,124	33,215	$7,358,783
PEG	Public Service Enterprise Group Inc	−1,118	115,980	$7,810,092
No positions match the current search.

New Positions

Positions the filer opened this quarter

21 positions

Ticker	Company	Shares	Value
HON	Honeywell International Inc	25,129	$5,300,710
MS	Morgan Stanley	16,732	$3,146,954
HONA	Honeywell Aerospace Inc.	16,088	$2,493,157
AAAP	Pacer Barings CLO Market Flex ETF	11,618	$703,982
SPCX	Space Exploration Technologies Corp	549	$82,822
VMRK	Vivmark Residential	1,256	$76,314
TRN	Trinity Industries Inc	2,000	$51,080
FDXF	FedEx Freight Holding Company, Inc.	452	$49,439
OHI	Omega Healthcare Investors Inc	1,000	$46,310
SMP	Standard Motor Products, Inc.	1,000	$37,100
UL	Unilever PLC	444	$26,964
CVY	Invesco Zacks Multi-Asset Income ETF	300	$25,224
ASIX	AdvanSix Inc.	1,000	$15,920
AQN	Algonquin Power & Utilities Corp.	3,000	$15,090
AAAU	Goldman Sachs Physical Gold ETF	325	$13,312
CELC	Celcuity Inc.	125	$9,940
TS	Tenaris SA	116	$6,400
DD	DuPont de Nemours, Inc.	32	$4,156
THO	Thor Industries Inc	57	$3,938
MBGL	Mobility Global Inc.	115	$1,972
MICC	Magnum Ice Cream Co N.V.	100	$1,778
No positions match the current search.

Sold Out

Positions the filer fully exited

17 positions

Ticker	Company	Shares	Value
XOM	ExxonMobil Holdings Corp	155,480	$21,257,225
—		25,262	$1,930,522
OKE	Oneok Inc /New/	12,006	$1,043,801
ENB	Enbridge Inc	3,000	$162,630
—		450	$84,910
ADI	Analog Devices Inc	18	$7,149
TDC	Teradata Corp /De/	200	$6,930
NATL	NCR Atleos Corp	100	$4,341
VLO	Valero Energy Corp/Tx	15	$3,906
ELV	Elevance Health, Inc.	9	$3,480
SHW	Sherwin Williams Co	9	$3,098
WTW	Willis Towers Watson PLC	9	$2,352
AMT	American Tower Corp /Ma/	13	$2,126
VYX	NCR Voyix Corp	200	$1,634
VFC	V F Corp	43	$717
FMC	Fmc Corp	17	$195
BYND	Beyond Meat, Inc.	85	$2
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

421 tracked positions · $1,331,592,819 total · filing declares 727 positions · $1,419,419,141 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 421 positions by value · page 1 of 9

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AAXJ	iShares MSCI All Country Asia ex Japan ETF	Added	2,269,734	+67,332	$249,852,780	+1.5%	18.76%
TMP	Tompkins Financial Corp Financial Services	Reduced	1,104,591	-12,728	$106,316,883	+0.7%	7.98%
BNDW	Vanguard Total World Bond ETF	Added	308,470	+787	$101,377,967	+2.0%	7.61%
AAPL	Apple Inc. Technology	Reduced	172,419	-4,539	$57,418,975	+12.1%	4.31%
MSFT	Microsoft Corp Technology	Reduced	111,714	-1,296	$57,298,110	+35.9%	4.30%
NVDA	Nvidia Corp Technology	Reduced	238,194	-16,996	$54,398,745	+6.5%	4.09%
VB	Vanguard Morningstar Small-Cap ETF	Added	82,852	+3,485	$45,413,164	+4.3%	3.41%
BIV	Vanguard Intermediate-Term Bond ETF	Reduced	564,530	-18,006	$39,551,691	−7.4%	2.97%
VEA	Vanguard FTSE Developed Markets ETF	Added	516,490	+10,017	$36,469,358	+1.1%	2.74%
GLIX	Lazard Listed Infrastructure ETF	Added	942,394	+72,969	$33,002,637	+8.2%	2.48%
LLY	ELI LILLY & Co Healthcare	Reduced	26,968	-629	$31,204,133	−5.7%	2.34%
GOOGL	Alphabet Inc. Communication Services	Reduced	71,167	-2,168	$24,469,010	−6.6%	1.84%
XLBI	State Street Materials Select Sector SPDR Premium Income ETF	Reduced	125,812	-3,362	$23,979,811	−0.0%	1.80%
CSCO	Cisco Systems, Inc. Technology	Reduced	219,578	-5,803	$23,633,179	−10.7%	1.77%
WMT	Walmart Inc. Consumer Defensive	Reduced	222,059	-3,066	$23,076,370	−9.5%	1.73%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	63,982	-912	$21,167,164	−0.4%	1.59%
AMGN	Amgen Inc Healthcare	Reduced	45,820	-392	$19,313,588	+15.4%	1.45%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	69,641	-2,722	$17,351,054	+0.6%	1.30%
MRK	Merck & Co., Inc. Healthcare	Reduced	92,848	-624	$13,491,742	+12.3%	1.01%
WM	Waste Management Inc Industrials	Reduced	61,739	-1,266	$12,589,816	−10.3%	0.95%
MCD	Mcdonalds Corp Consumer Cyclical	Reduced	54,431	-358	$12,570,294	−15.1%	0.94%
MA	Mastercard Inc Financial Services	Reduced	20,953	-623	$11,554,950	+4.3%	0.87%
TJX	Tjx Companies Inc /De/ Consumer Cyclical	Reduced	85,512	-1,657	$11,314,092	−14.3%	0.85%
BLK	BlackRock, Inc. Financial Services	Reduced	10,261	-147	$10,859,113	+8.5%	0.82%
COST	Costco Wholesale Corp /New Consumer Defensive	Reduced	11,823	-540	$10,762,948	−6.9%	0.81%
ABT	Abbott Laboratories Healthcare	Reduced	103,685	-1,308	$10,247,188	+7.6%	0.77%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	19,710	-783	$9,814,594	−4.3%	0.74%
ABBV	AbbVie Inc. Healthcare	Added	35,524	+156	$9,292,722	+4.4%	0.70%
DUK	Duke Energy CORP Utilities	Added	81,282	+417	$9,266,960	−9.5%	0.70%
HD	Home Depot, Inc. Consumer Cyclical	Reduced	31,743	-845	$9,030,565	−21.4%	0.68%
AJG	Arthur J. Gallagher & Co. Financial Services	Reduced	39,342	-8,055	$8,974,303	−17.5%	0.67%
JNJ	Johnson & Johnson Healthcare	Reduced	30,728	-53	$8,134,930	+4.1%	0.61%
PEP	Pepsico Inc Consumer Defensive	Reduced	63,455	-886	$8,041,017	−7.7%	0.60%
GD	General Dynamics Corp Industrials	Reduced	24,005	-503	$7,965,579	−8.2%	0.60%
PEG	Public Service Enterprise Group Inc Utilities	Reduced	115,980	-1,118	$7,810,092	−17.8%	0.59%
PG	PROCTER & GAMBLE Co Consumer Defensive	Reduced	52,608	-26	$7,642,889	−1.0%	0.57%
DHR	Danaher Corp /De/ Healthcare	Reduced	33,215	-1,124	$7,358,783	+12.5%	0.55%
FBCG	Fidelity Blue Chip Growth ETF	Added	114,916	+9,394	$6,985,768	+9.7%	0.52%
PSA	Public Storage Real Estate	Added	24,082	+60	$6,811,352	−10.9%	0.51%
TEL	TE Connectivity plc Technology	Reduced	30,045	-5,427	$6,341,898	−11.3%	0.48%
SPY	Spdr S&P 500 ETF Trust	Added	7,805	+279	$5,952,326	+5.9%	0.45%
CDEI	Calvert US Large-Cap Diversity, Equity and Inclusion Index ETF	Added	71,315	+1,217	$5,910,376	−0.5%	0.44%
ISRG	Intuitive Surgical Inc Healthcare	Reduced	13,897	-751	$5,650,937	−3.0%	0.42%
HON	Honeywell International Inc Industrials	NEW	25,129	NEW	$5,300,710	NEW	0.40%
BBAG	JPMorgan BetaBuilders U.S. Aggregate Bond ETF	Added	78,486	+541	$4,574,740	+0.3%	0.34%
SYK	Stryker Corp Healthcare	Reduced	15,147	-638	$4,171,331	−16.1%	0.31%
AVGO	Broadcom Inc. Technology	Added	10,690	+289	$3,754,220	−4.4%	0.28%
AFK	VanEck Africa Index ETF	Reduced	36,057	-3,681	$3,689,306	−8.1%	0.28%
PM	Philip Morris International Inc. Consumer Defensive	Added	18,315	+592	$3,494,867	+9.0%	0.26%
PWR	Quanta Services, Inc. Industrials	Reduced	5,281	-350	$3,393,095	−16.3%	0.25%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.