ROTHSCHILD INVESTMENT CORP /IL
Filing Date
Global Rank
#1,435
/ 6,895
▲ 12
Top Industry
Drug Manufacturers - General
9.4%
3Y Alpha vs SPY
-3.3%
Period ended 2 years ago
Filed Oct 16, 2023 · 2y
15 quarters · since Mar 2020
Clone Performance
Jun 2023–Jun 2026 · vs SPYHypothetical growth of cloning every reported 13F position and rebalancing on each filing, indexed to the same start.
Cloned portfolio
+62.2%
SPY
+76.3%
Annualised alpha
-3.3%
Max drawdown
−16.9%
Estimate. 13F holdings are quarter-lagged and long-only, so the clone rebalances about 45 days after each period end — when the filing becomes public — and excludes options and short positions. Past performance does not predict future results.
Portfolio Concentration
304 positions · as of Sep 30, 2023 · Δ vs Jun 30, 2023Top Position
6.4%
−0.6 pts
Top 5
17.0%
−0.3 pts
Top 10
28.1%
+0.3 pts
HHI
144
Diversified−4
Portfolio Trend
15 quarters · across all stocks
Sector Breakdown
As of Sep 30, 2023| Sector | % Portfolio | Value |
|---|---|---|
| Technology | 17.3% | $148,714,794 |
| Financial Services | 15.8% | $135,578,670 |
| Healthcare | 15.1% | $129,785,998 |
| Industrials | 13.0% | $111,703,255 |
| Energy | 7.8% | $67,176,059 |
| Consumer Cyclical | 7.0% | $60,288,222 |
| Consumer Defensive | 6.6% | $56,954,022 |
| Communication Services | 5.9% | $50,967,971 |
| Real Estate | 4.2% | $35,963,118 |
| Utilities | 3.0% | $25,432,970 |
| Basic Materials | 2.5% | $21,225,447 |
| Unclassified | 1.8% | $15,589,232 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| WBD | Warner Bros. Discovery, Inc. | +36,402 | 57,362 | $622,951 | |
| PFE | Pfizer Inc | +17,242 | 167,856 | $5,567,783 | |
| CAG | Conagra Brands Inc. | +16,615 | 26,184 | $717,965 | |
| DLR | Digital Realty Trust, Inc. | +14,922 | 28,636 | $3,465,528 | |
| BA | Boeing Co | +13,079 | 75,101 | $14,395,359 | |
| ALLO | Allogene Therapeutics, Inc. | +12,900 | 29,850 | $94,624 | |
| NMFC | New Mountain Finance Corp | +10,000 | 20,520 | $265,734 | |
| GEO | Geo Group Inc | +10,000 | 32,000 | $261,760 | |
| ARCC | Ares Capital Corp | +8,147 | 58,099 | $1,131,187 | |
| RVT | Royce Small-Cap Trust, Inc. | +7,904 | 153,992 | $1,981,877 | |
| NVO | Novo Nordisk A S | +7,541 | 14,891 | $1,354,187 | |
| CGEN | Compugen Ltd | +7,500 | 351,100 | $326,523 | |
| F | Ford Motor Co | +7,329 | 508,473 | $6,315,234 | |
| OKE | Oneok Inc /New/ | +6,034 | 16,708 | $1,059,788 | |
| GOOGL | Alphabet Inc. | +5,768 | 174,070 | $22,778,800 | |
| AAPL | Apple Inc. | +5,647 | 318,764 | $54,575,583 | |
| VTRS | Viatris Inc | +4,955 | 31,190 | $307,533 | |
| AMZN | Amazon Com Inc | +4,622 | 96,739 | $12,297,461 | |
| NEE | Nextera Energy Inc | +4,416 | 27,640 | $1,583,495 | |
| DIS | Walt Disney Co | +4,202 | 43,235 | $3,504,196 | |
| STWD | Starwood Property Trust, Inc. | +4,000 | 105,833 | $2,047,868 | |
| MMM | 3M Co | +3,105 | 14,133 | $1,106,297 | |
| HLT | Hilton Worldwide Holdings Inc. | +2,979 | 45,043 | $6,764,557 | |
| MRK | Merck & Co., Inc. | +2,648 | 108,857 | $11,206,828 | |
| JPM | Jpmorgan Chase & Co | +2,572 | 165,058 | $23,936,711 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| KEY | Keycorp /New/ | −46,315 | 14,031 | $150,973 | |
| BAC | Bank Of America Corp /De/ | −36,901 | 142,179 | $3,892,861 | |
| PYPL | PayPal Holdings, Inc. | −18,860 | 7,157 | $418,398 | |
| JNJ | Johnson & Johnson | −18,368 | 95,973 | $14,947,794 | |
| INVH | Invitation Homes Inc. | −9,942 | 228,058 | $7,227,158 | |
| NLY | Annaly Capital Management Inc | −9,126 | 186,515 | $3,508,347 | |
| MO | Altria Group, Inc. | −8,781 | 22,670 | $953,273 | |
| META | Meta Platforms, Inc. | −7,747 | 32,596 | $9,785,645 | |
| NVDA | Nvidia Corp | −7,595 | 53,954 | $2,346,945 | |
| TROW | Price T Rowe Group Inc | −7,193 | 16,552 | $1,735,808 | |
| VZ | Verizon Communications Inc | −7,100 | 253,494 | $8,215,740 | |
| USB | US Bancorp De | −4,725 | 10,322 | $341,245 | |
| PPL | PPL Corp | −3,145 | 54,613 | $1,286,682 | |
| SYY | Sysco Corp | −2,914 | 89,381 | $5,903,615 | |
| T | At&T Inc. | −2,884 | 108,653 | $1,631,968 | |
| GTBIF | Green Thumb Industries Inc. | −2,700 | 43,500 | $483,720 | |
| MSFT | Microsoft Corp | −2,689 | 67,747 | $21,391,115 | |
| NFLX | Netflix Inc | −2,679 | 11,247 | $424,686 | |
| BAX | Baxter International Inc | −2,585 | 20,264 | $764,763 | |
| ALL | Allstate Corp | −2,564 | 29,694 | $3,308,208 | |
| FCX | Freeport-Mcmoran Inc | −2,482 | 39,892 | $1,487,572 | |
| IVZ | Invesco Ltd. | −2,165 | 61,845 | $897,989 | |
| WFC | Wells Fargo & Company/Mn | −1,937 | 25,608 | $1,046,342 | |
| UNP | Union Pacific Corp | −1,629 | 43,495 | $8,856,886 | |
| PNW | Pinnacle West Capital Corp | −1,480 | 27,703 | $2,041,157 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
18 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| KVUE | Kenvue Inc. | 372,465 | $7,479,097 | |
| TPR | Tapestry, Inc. | 16,585 | $476,818 | |
| PRGO | PERRIGO Co plc | 14,201 | $453,721 | |
| GOOS | Canada Goose Holdings Inc. | 30,600 | $448,596 | |
| PTEN | Patterson Uti Energy Inc | 32,300 | $447,032 | |
| ZTS | Zoetis Inc. | 2,187 | $380,494 | |
| SNAP | Snap Inc | 42,500 | $378,675 | |
| AES | Aes Corp | 22,225 | $337,820 | |
| ELV | Elevance Health, Inc. | 566 | $246,447 | |
| AB | Alliancebernstein Holding L.P. | 8,100 | $245,835 | |
| PLD | Prologis, Inc. | 1,995 | $223,858 | |
| IP | International Paper Co /New/ | 6,210 | $220,268 | |
| CB | Chubb Ltd | 981 | $204,224 | |
| TM | Toyota Motor Corp/ | 1,114 | $200,241 | |
| ET | Energy Transfer LP | 10,798 | $151,495 | |
| ODFL | Old Dominion Freight Line, Inc. | 511 | $104,535 | |
| MRCC | MONROE CAPITAL Corp | 10,000 | $74,500 | |
| ADPT | Adaptive Biotechnologies Corp | 10,000 | $54,500 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
16 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| EBAY | Ebay Inc | 22,723 | $1,015,490 | |
| VIR | Vir Biotechnology, Inc. | 24,850 | $609,570 | |
| C | Citigroup Inc | 12,968 | $597,046 | |
| ADTN | ADTRAN Holdings, Inc. | 42,000 | $442,260 | |
| MP | MP Materials Corp. / DE | 17,700 | $404,976 | |
| WHR | Whirlpool Corp /De/ | 2,367 | $352,185 | |
| SWKS | Skyworks Solutions, Inc. | 2,651 | $293,439 | |
| BGB | Blackstone Strategic Credit 2027 Term Fund | 25,780 | $281,775 | |
| DBI | Designer Brands Inc. | 26,900 | $271,690 | |
| SXT | Sensient Technologies Corp | 3,150 | $224,059 | |
| PENN | PENN Entertainment, Inc. | 9,010 | $216,510 | |
| LUV | Southwest Airlines Co | 5,947 | $215,340 | |
| CP | Canadian Pacific Kansas City Ltd/Cn | 2,650 | $214,040 | |
| ABCL | AbCellera Biologics Inc. | 23,500 | $151,810 | |
| RQI | Cohen & Steers Quality Income Realty Fund Inc | 10,500 | $121,800 | |
| POWW | Outdoor Holding Co | 20,000 | $42,600 | |
| No positions match the current search. | ||||
304 positions ·
$859,379,758 total
· as of Sep 30, 2023
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 304 positions by value
· page 1 of 7
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| ADPT |
Adaptive Biotechnologies Corp
Healthcare
|
NEW | 10,000 | $54,500 | 0.01% | |
| MRCC |
MONROE CAPITAL Corp
Financial Services
|
NEW | 10,000 | $74,500 | 0.01% | |
| TSCO |
Tractor Supply Co /De/
Consumer Cyclical
|
Reduced | 2,034 | $82,599 | 0.01% | |
| ALLO |
Allogene Therapeutics, Inc.
Healthcare
|
Added | 29,850 | $94,624 | 0.01% | |
| NWL |
Newell Brands Inc.
Consumer Defensive
|
Added | 11,265 | $101,722 | 0.01% | |
| ODFL |
Old Dominion Freight Line, Inc.
Industrials
|
NEW | 511 | $104,535 | 0.01% | |
| CBAN |
Colony Bankcorp Inc
Financial Services
|
Held | 11,356 | $113,446 | 0.01% | |
| KEY |
Keycorp /New/
Financial Services
|
Reduced | 14,031 | $150,973 | 0.02% | |
| ET |
Energy Transfer LP
Energy
|
NEW | 10,798 | $151,495 | 0.02% | |
| CCL |
Carnival Corp Ltd.
Consumer Cyclical
|
Added | 11,346 | $155,667 | 0.02% | |
| FUND |
Sprott Focus Trust Inc.
Financial Services
|
Added | 21,424 | $161,322 | 0.02% | |
| GSBD |
Goldman Sachs BDC, Inc.
Financial Services
|
Added | 11,500 | $167,440 | 0.02% | |
| BDX |
Becton Dickinson & Co
Healthcare
|
Added | 933 | $189,629 | 0.02% | |
| PR |
Permian Resources Corp
Energy
|
Held | 13,617 | $190,093 | 0.02% | |
| TM |
Toyota Motor Corp/
Consumer Cyclical
|
NEW | 1,114 | $200,241 | 0.02% | |
| GEHC |
GE HealthCare Technologies Inc.
Healthcare
|
Reduced | 2,947 | $200,513 | 0.02% | |
| CB |
Chubb Ltd
Financial Services
|
NEW | 981 | $204,224 | 0.02% | |
| HUN |
Huntsman CORP
Basic Materials
|
Reduced | 8,400 | $204,960 | 0.02% | |
| TLYS |
Tilly's, Inc.
Consumer Cyclical
|
Held | 25,500 | $207,060 | 0.02% | |
| UWMC |
UWM Holdings Corp
Financial Services
|
Held | 42,900 | $208,065 | 0.02% | |
| IP |
International Paper Co /New/
Consumer Cyclical
|
NEW | 6,210 | $220,268 | 0.03% | |
| HSY |
Hershey Co
Consumer Defensive
|
Added | 1,110 | $222,088 | 0.03% | |
| PLD |
Prologis, Inc.
Real Estate
|
NEW | 1,995 | $223,858 | 0.03% | |
| EA |
Electronic Arts Inc.
Communication Services
|
Added | 1,915 | $230,566 | 0.03% | |
| WTFC |
Wintrust Financial Corp
Financial Services
|
Held | 3,083 | $232,766 | 0.03% | |
| BEN |
Franklin Resources Inc
Financial Services
|
Reduced | 9,535 | $234,370 | 0.03% | |
| ALV |
Autoliv Inc
Consumer Cyclical
|
Reduced | 2,450 | $236,376 | 0.03% | |
| GMED |
Globus Medical Inc
Healthcare
|
Reduced | 4,768 | $236,731 | 0.03% | |
| DD |
DuPont de Nemours, Inc.
Basic Materials
|
Reduced | 7,657 | $238,968 | 0.03% | |
| SLV |
iShares Silver Trust
|
Held | 11,932 | $242,696 | 0.03% | |
| AB |
Alliancebernstein Holding L.P.
Financial Services
|
NEW | 8,100 | $245,835 | 0.03% | |
| ELV |
Elevance Health, Inc.
Healthcare
|
NEW | 566 | $246,447 | 0.03% | |
| ETW |
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
Financial Services
|
Reduced | 33,922 | $259,164 | 0.03% | |
| GEO |
Geo Group Inc
Industrials
|
Added | 32,000 | $261,760 | 0.03% | |
| NMFC |
New Mountain Finance Corp
Financial Services
|
Added | 20,520 | $265,734 | 0.03% | |
| RITM |
Rithm Capital Corp.
Real Estate
|
Held | 28,664 | $266,288 | 0.03% | |
| GUT |
Gabelli Utility Trust
Financial Services
|
Held | 52,199 | $269,644 | 0.03% | |
| LOW |
Lowes Companies Inc
Consumer Cyclical
|
Reduced | 1,313 | $272,893 | 0.03% | |
| BXMT |
Blackstone Mortgage Trust, Inc.
Real Estate
|
Reduced | 12,575 | $273,506 | 0.03% | |
| WMB |
Williams Companies, Inc.
Energy
|
Reduced | 8,123 | $273,663 | 0.03% | |
| CTVA |
Corteva, Inc.
Basic Materials
|
Added | 5,397 | $276,110 | 0.03% | |
| MPLX |
Mplx LP
Energy
|
Held | 8,022 | $285,342 | 0.03% | |
| LW |
Lamb Weston Holdings, Inc.
Consumer Defensive
|
Reduced | 3,138 | $290,139 | 0.03% | |
| ACN |
Accenture plc
Technology
|
Added | 986 | $302,810 | 0.04% | |
| VTRS |
Viatris Inc
Healthcare
|
Added | 31,190 | $307,533 | 0.04% | |
| UTI |
Universal Technical Institute Inc
Consumer Defensive
|
Reduced | 38,051 | $318,867 | 0.04% | |
| GIS |
General Mills Inc
Consumer Defensive
|
Added | 5,026 | $321,613 | 0.04% | |
| ETD |
Ethan Allen Interiors Inc
Consumer Cyclical
|
Held | 10,800 | $322,920 | 0.04% | |
| SRE |
Sempra
Utilities
|
Added | 4,750 | $323,142 | 0.04% | |
| EQH |
Equitable Holdings, Inc.
Financial Services
|
Held | 11,425 | $324,355 | 0.04% |