OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC)

CIK

1132716

Location

CHICAGO, IL

Portfolio Value

Small $617,023,478

Diversification

Diversified

Filing Date

Global Rank

#2,922 / 8,827 ▼ 397 · as of Dec 2025

Top Industry

Shell Companies 21.0%

Period ended 9 months ago

Filed Aug 14, 2026 · 35d

24 quarters · since Mar 2020

Portfolio Concentration

211 tracked positions · as of Dec 31, 2025 · Δ vs Sep 30, 2025

Top Position

11.7%

+7.0 pts

Top 5

24.6%

+7.6 pts

Top 10

36.0%

+8.7 pts

HHI

253

Diversified+116

Portfolio Trend

24 quarters · across all stocks

Sector Breakdown

As of Dec 31, 2025

Sector	% Portfolio	Value	Positions
Financial Services	34.1%	$210,381,461	79
Technology	16.3%	$100,368,332	26
Industrials	16.2%	$99,763,995	24
Utilities	11.6%	$71,845,918	9
Consumer Cyclical	11.4%	$70,175,561	26
Basic Materials	4.5%	$28,065,045	6
Communication Services	3.1%	$18,953,964	9
Energy	0.9%	$5,696,183	5
Unclassified	0.7%	$4,335,479	14
Consumer Defensive	0.5%	$2,844,415	6
Healthcare	0.4%	$2,555,312	4
Real Estate	0.3%	$2,037,813	3

Last Quarter's Activity

Export CSV

Dec 31, 2025 vs Sep 30, 2025

Added To

Positions the filer increased

14 positions

Ticker	Company	Δ Shares	Shares	Value
—		+2,222,043	3,039,453	$0
TOST	Toast, Inc.	+120,000	200,000	$7,102,000
AVGO	Broadcom Inc.	+110,946	118,896	$27,312,105
AEP	American Electric Power Co Inc	+88,250	130,250	$15,019,127
AXTA	Axalta Coating Systems Ltd.	+55,350	140,600	$4,542,786
—		+52,757	1,040,571	$0
AAXJ	iShares MSCI All Country Asia ex Japan ETF	+47,000	97,000	$0
TKO	TKO Group Holdings, Inc.	+9,000	15,000	$3,135,000
MAS	Masco Corp /De/	+6,970	12,020	$762,789
COHR	Coherent Corp.	+4,329	20,257	$3,738,834
CAKE	Cheesecake Factory Inc	+2,500	20,000	$21,000
TSLA	Tesla, Inc.	+1,817	13,617	$6,123,837
SN	SharkNinja, Inc.	+1,260	10,020	$1,121,238
CHTR	Charter Communications, Inc. /Mo/	+600	21,100	$509,735
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
AAL	American Airlines Group Inc.	−3,850,000	5,460,000	$534,225
LCID	Lucid Group, Inc.	−387,300	2,777,800	$4,142,863
AEXA	American Exceptionalism Acquisition Corp. A	−350,000	50,000	$569,500
MAT	Mattel Inc /De/	−324,400	973,829	$19,320,767
—		−301,209	350,677	$0
BEAG	Bold Eagle Acquisition Corp.	−280,783	619,217	$2,319,315
TVAI	Thayer Ventures Acquisition Corp II	−250,000	250,000	$2,530,000
NHIC	NewHold Investment Corp. III	−237,895	324,604	$3,364,520
BTG	B2gold Corp	−213,692	1,842,462	$8,309,503
MGNI	Magnite, Inc.	−200,000	32,000	$800
AXIN	Axiom Intelligence Acquisition Corp 1	−175,000	175,000	$1,760,500
ETR	Entergy Corp /De/	−159,500	48,830	$4,513,356
CEPF	Cantor Equity Partners IV, Inc.	−125,430	174,570	$1,794,579
HOG	Harley-Davidson, Inc.	−125,000	250,000	$550,000
OBA	Oxley Bridge Acquisition Ltd	−125,000	250,000	$2,520,000
CROX	Crocs, Inc.	−125,000	205,000	$11,029,730
SPEG	Silver Pegasus Acquisition Corp.	−120,000	120,000	$1,208,400
—		−100,088	149,912	$0
GPAT	GP-Act III Acquisition Corp.	−100,000	250,000	$2,672,500
—		−93,740	100,000	$0
NVDA	Nvidia Corp	−91,404	97,116	$18,112,134
LNT	Alliant Energy Corp	−78,775	224,205	$14,575,567
GTEN	Gores Holdings X, Inc. / CI	−75,059	474,941	$4,868,145
VRT	Vertiv Holdings Co	−74,343	22,057	$3,573,454
PKG	Packaging Corp Of America	−71,450	4,290	$884,726
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
KLAR	Klarna Group plc	2,501,675	$72,323,424
CRH	Crh Public Ltd Co	109,645	$13,683,696
PH	Parker-Hannifin Corp	15,460	$13,588,721
WM	Waste Management Inc	61,675	$13,550,614
BA	Boeing Co	51,535	$11,189,279
TLN	Talen Energy Corp	26,225	$9,830,179
NEE	Nextera Energy Inc	109,300	$8,774,604
PANW	Palo Alto Networks Inc	45,000	$8,289,000
GOOGL	Alphabet Inc.	25,010	$7,828,130
KNX	Knight-Swift Transportation Holdings Inc.	133,935	$7,002,121
TEL	TE Connectivity plc	26,355	$5,996,026
FUTU	Futu Holdings Ltd	36,021	$5,915,008
UAL	United Airlines Holdings, Inc.	50,000	$5,591,000
SAIA	Saia Inc	15,840	$5,172,076
FLS	Flowserve Corp	72,341	$5,019,018
HON	Honeywell International Inc	25,712	$5,016,154
CEPV	Cantor Equity Partners V, Inc.	450,000	$4,612,500
BKNG	Booking Holdings Inc.	800	$4,284,264
CEG	Constellation Energy Corp	12,100	$4,274,567
BLZR	Trailblazer Acquisition Corp.	533,333	$4,004,000
GFUZ	General Fusion Group Ltd.	300,000	$3,045,000
FSLR	First Solar, Inc.	11,300	$2,951,899
PFE	Pfizer Inc	102,623	$2,555,312
TLNC	Talon Capital Corp.	250,000	$2,527,500
GEV	GE Vernova Inc.	3,834	$2,505,787
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
ELME	Elme Communities	1,870,603	$31,538,366
SO	Southern Co	201,920	$19,135,958
WCN	Waste Connections, Inc.	64,100	$11,268,780
ITUB	Itau Unibanco Holding S.A.	1,494,716	$10,971,194
EMBJ	Embraer S.A.	172,120	$10,404,654
OXY	Occidental Petroleum Corp /De/	206,784	$9,770,544
KSPI	Joint Stock Co Kaspi.kz	113,903	$9,303,597
CLH	Clean Harbors Inc	39,450	$9,161,079
NVT	nVent Electric plc	92,500	$9,124,200
APD	Air Products & Chemicals, Inc.	31,535	$8,600,225
NRG	Nrg Energy, Inc.	48,955	$7,928,262
VST	Vistra Corp.	40,280	$7,891,657
PNR	PENTAIR plc	67,987	$7,530,240
PONY	Pony AI Inc.	311,224	$6,999,427
COIN	Coinbase Global, Inc.	19,000	$6,412,310
HUBG	Hub Group, Inc.	172,000	$5,923,680
VMC	Vulcan Materials CO	18,950	$5,829,399
PAGS	PagSeguro Digital Ltd.	582,357	$5,823,570
MLM	Martin Marietta Materials Inc	9,100	$5,735,548
INTR	Inter & Co, Inc.	589,643	$5,442,404
GTES	Gates Industrial Corp Ltd.	210,790	$5,231,807
WYNN	Wynn Resorts Ltd	40,000	$5,130,800
PWR	Quanta Services, Inc.	12,000	$4,973,040
ANET	Arista Networks, Inc.	53,500	$4,391,275
MTZ	Mastec Inc	19,080	$4,060,414
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

211 tracked positions · $617,023,478 total · as of Dec 31, 2025

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 211 positions by value · page 1 of 5

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
KLAR	Klarna Group plc Financial Services	NEW	2,501,675	NEW	$72,323,424	NEW	11.72%
AVGO	Broadcom Inc. CALL + SHARES Technology	Added	118,896	+110,946	$27,312,105	+941.3%	4.43%
MAT	Mattel Inc /De/ Consumer Cyclical	Reduced	973,829	-324,400	$19,320,767	+21.4%	3.13%
NVDA	Nvidia Corp Technology	Reduced	97,116	-91,404	$18,112,134	−48.5%	2.94%
AEP	American Electric Power Co Inc Utilities	Added	130,250	+88,250	$15,019,127	+217.9%	2.43%
CNP	Centerpoint Energy Inc Utilities	Reduced	381,495	-6,170	$14,626,518	−2.8%	2.37%
LNT	Alliant Energy Corp Utilities	Reduced	224,205	-78,775	$14,575,567	−28.6%	2.36%
CRH	Crh Public Ltd Co Basic Materials	NEW	109,645	NEW	$13,683,696	NEW	2.22%
PH	Parker-Hannifin Corp Industrials	NEW	15,460	NEW	$13,588,721	NEW	2.20%
WM	Waste Management Inc Industrials	NEW	61,675	NEW	$13,550,614	NEW	2.20%
BA	Boeing Co Industrials	NEW	51,535	NEW	$11,189,279	NEW	1.81%
CROX	Crocs, Inc. PUT + SHARES Consumer Cyclical	Reduced	205,000	-125,000	$11,029,730	−2.7%	1.79%
TLN	Talen Energy Corp Utilities	NEW	26,225	NEW	$9,830,179	NEW	1.59%
NEE	Nextera Energy Inc Utilities	NEW	109,300	NEW	$8,774,604	NEW	1.42%
BTG	B2gold Corp Basic Materials	Reduced	1,842,462	-213,692	$8,309,503	−18.4%	1.35%
PANW	Palo Alto Networks Inc Technology	NEW	45,000	NEW	$8,289,000	NEW	1.34%
GOOGL	Alphabet Inc. Communication Services	NEW	25,010	NEW	$7,828,130	NEW	1.27%
JENA	JENA ACQUISITION Corp II Financial Services	Held	700,000	0	$7,119,000	+0.2%	1.15%
TOST	Toast, Inc. Technology	Added	200,000	+120,000	$7,102,000	+143.2%	1.15%
KNX	Knight-Swift Transportation Holdings Inc. Industrials	NEW	133,935	NEW	$7,002,121	NEW	1.13%
TSLA	Tesla, Inc. Consumer Cyclical	Added	13,617	+1,817	$6,123,837	+16.7%	0.99%
TEL	TE Connectivity plc Technology	NEW	26,355	NEW	$5,996,026	NEW	0.97%
APH	Amphenol Corp /De/ Technology	Reduced	22,110	-27,890	$5,975,890	−51.7%	0.97%
FUTU	Futu Holdings Ltd Financial Services	NEW	36,021	NEW	$5,915,008	NEW	0.96%
UAL	United Airlines Holdings, Inc. Industrials	NEW	50,000	NEW	$5,591,000	NEW	0.91%
SAIA	Saia Inc Industrials	NEW	15,840	NEW	$5,172,076	NEW	0.84%
EGHA	EGH Acquisition Corp. Financial Services	Held	500,000	0	$5,065,000	+1.2%	0.82%
MELI	Mercadolibre Inc Consumer Cyclical	Reduced	2,500	-4,070	$5,035,650	−67.2%	0.82%
FLS	Flowserve Corp Industrials	NEW	72,341	NEW	$5,019,018	NEW	0.81%
HON	Honeywell International Inc Industrials	NEW	25,712	NEW	$5,016,154	NEW	0.81%
LYV	Live Nation Entertainment, Inc. Communication Services	Reduced	34,200	-65,300	$4,873,500	−55.7%	0.79%
GTEN	Gores Holdings X, Inc. / CI Financial Services	Reduced	474,941	-75,059	$4,868,145	−13.3%	0.79%
CEPV	Cantor Equity Partners V, Inc. Financial Services	NEW	450,000	NEW	$4,612,500	NEW	0.75%
AXTA	Axalta Coating Systems Ltd. Basic Materials	Added	140,600	+55,350	$4,542,786	+86.2%	0.74%
ETR	Entergy Corp /De/ Utilities	Reduced	48,830	-159,500	$4,513,356	−76.8%	0.73%
URI	United Rentals, Inc. Industrials	Reduced	5,400	-3,370	$4,370,328	−47.8%	0.71%
		Held	384,160	0	$4,298,750	+2.6%	0.70%
BKNG	Booking Holdings Inc. Consumer Cyclical	NEW	800	NEW	$4,284,264	NEW	0.69%
CEG	Constellation Energy Corp Utilities	NEW	12,100	NEW	$4,274,567	NEW	0.69%
LCID	Lucid Group, Inc. PUT Consumer Cyclical	Reduced	2,777,800	-387,300	$4,142,863	+82.8%	0.67%
HWM	Howmet Aerospace Inc. Industrials	Reduced	20,000	-5,000	$4,100,400	−16.4%	0.66%
DAL	Delta Air Lines, Inc. Industrials	Reduced	58,731	-56,417	$4,075,931	−37.6%	0.66%
BLZR	Trailblazer Acquisition Corp. Financial Services	NEW	533,333	NEW	$4,004,000	NEW	0.65%
SNPS	Synopsys Inc Technology	Reduced	8,000	-10,801	$3,757,760	−59.5%	0.61%
COHR	Coherent Corp. Technology	Added	20,257	+4,329	$3,738,834	+117.9%	0.61%
INTC	Intel Corp Technology	Reduced	100,000	-28,000	$3,690,000	−14.1%	0.60%
VRT	Vertiv Holdings Co Industrials	Reduced	22,057	-74,343	$3,573,454	−22.1%	0.58%
PDD	PDD Holdings Inc. Consumer Cyclical	Reduced	31,107	-15,694	$3,527,222	−43.0%	0.57%
NHIC	NewHold Investment Corp. III	Reduced	324,604	-237,895	$3,364,520	−11.9%	0.55%
TMS	Teamshares Inc Financial Services	Held	324,923	0	$3,346,706	+1.0%	0.54%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.