NCLH · Norwegian Cruise Line Holdings Ltd. · Holdings

$15.67 +0.43 (+2.82%)

S&P 500 member Russell 1000 member Rebalance outlook locked

Market Cap

$7.00B

459.19M

Volume · Oct 20 19.05M Avg daily vol (3M) 17.43M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of NCLH: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 651

Total Value: $10,698,492,811

Total Shares: 507,128,405

Showing 1–100 of 706 holdings by value · page 1 of 8

Institutional Ownership Trend

27 quarters

Superinvestors Holding NCLH

All superinvestors →

Seth Klarman $163,180,300 Samantha McLemore $127,285,742 Joel Greenblatt $5,463,162

Holder Concentration

Across 646 13F filers

Top Holder

5.9%

of institutional value

Top 5

24.3%

of institutional value

Top 10

40.1%

of institutional value

HHI

246

Broadly held

Who Holds NCLH

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 639 filers, like-for-like change +6.7%; actively managed books +11.5%; index-like books -3.1%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	41.8%	357	+6.1%	54	49
Exempt adviser	0.6%	3	-38.9%	2	1
Adviser	9.4%	14	+2.7%	0	1
Bank	19.2%	30	+9.4%	0	1
Insurer	0.1%	3	-13.0%	0	0
Broker-dealer	0.1%	3	-2.4%	0	0
Benefit plan	0.4%	7	-12.5%	0	0
Non-US	2.6%	14	+14.7%	3	2
Holding company	12.4%	11	-7.5%	0	0
Unknown	13.4%	197	+30.2%	23	31

Style	Share	Filers	Change	New	Exited
Index-like	30.2%	60	-3.1%	1	0
Systematic-like	5.2%	33	+3.1%	9	11
Concentrated	7.8%	141	+5.6%	19	30
Diversified active	56.7%	405	+13.3%	53	44
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	52.6%	391	+5.0%	33	31
Medium turnover	20.1%	124	+6.3%	19	17
High turnover	14.1%	69	+20.2%	21	29
Unknown	13.2%	55	+1.3%	9	8
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	15.4%	76	+8.1%	24	26
Medium horizon	11.4%	128	+15.9%	21	27
Long horizon	63.8%	392	+6.7%	28	22
Unknown	9.4%	43	-4.3%	9	10
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	2.9%	215	-7.4%	36	49
$1B to $10B	11.8%	183	+36.1%	37	28
$10B to $100B	17.8%	162	+9.5%	7	8
$100B or more	67.5%	79	+2.8%	2	0
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	1.2%	227	+16.5%	32	23
Pooled investment vehicles	14.9%	51	+7.5%	14	20
Registered funds and BDCs	19.6%	28	+2.5%	0	1
Pension and profit sharing plans	0.1%	3	-3.8%	0	0
Insurance companies	0.2%	6	+109.5%	0	0
Charitable organizations	0.0%	2	-86.2%	0	0
Governments and sovereign funds	0.4%	5	+5.6%	0	1
Corporations	0.0%	3	+102.2%	1	0
Other investment advisers	0.0%	8	-13.3%	1	1
Other	0.0%	1	-40.5%	0	1
Diversified	5.4%	22	+12.3%	6	2
Unknown	58.2%	283	+7.1%	28	36

Private funds	Share	Filers	Change	New	Exited
Hedge funds	16.9%	67	+9.5%	17	24
Private equity funds	0.3%	16	+48.0%	3	0
Venture capital funds	0.0%	2	-58.2%	0	0
Real estate funds	0.0%	5	-15.6%	0	1
Liquidity funds	0.0%	2	+1.8%	0	0
Securitized asset funds	0.0%	1	-99.2%	0	1
Other private funds	8.6%	21	+14.7%	1	4
Mixed private funds	0.8%	1	+681.4%	0	0
Private funds, type not stated	0.3%	8	-5.1%	2	2
No private funds	15.5%	237	+0.7%	33	18
Unknown	57.7%	279	+7.9%	26	35

Location	Share	Filers	Change	New	Exited
United States	83.7%	547	+7.2%	71	72
Outside the US	16.3%	92	+4.1%	11	13

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 9 holders with no observed 2026-03-31 13F and 9 holders with no observed 2026-06-30 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

639 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

1.72% of filers hold it in their top 10

Mar 31, 2026: 10

Holders above 5%

median weight 0.004%

Mar 31, 2026: 4

Crowding

—

holders exceed shares outstanding: 13F filers report more shares than the cover-page count, which predates an issuance, is misstated, or misses shares lent and reported twice

Mar 31, 2026: 28.6%

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

holders exceed shares outstanding: 13F filers report more shares than the cover-page count, which predates an issuance, is misstated, or misses shares lent and reported twice

Top 10 holders

42.3%

of 13F shares, Herfindahl 0.026

Active holders

+11.5%

like-for-like share change of active filers

5% stakes on record

0 13D, 3 13G (3 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 16.0 quarters

Under 1 year 28.1% 1 to 3 years 14.1% 3 years or more 57.8% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $6,164,109 (2 buying, 1 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$20.26

estimated per share

Mar 31, 2026: $21.00

Quarter-end price

$21.11

implied by 13F values

Estimated gain or loss

+4.2%

price against the estimated cost

Estimated at a loss

29.7%

of costed 13F value

Estimated cost covers 30.8% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies NCLH's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	CCL Carnival Corp Ltd.	11	0.112
2	COLB Columbia Banking System, Inc.	7	0.097
3	BYD Boyd Gaming Corp	4	0.091
4	LUV Southwest Airlines Co	9	0.090
5	WING Wingstop Inc.	4	0.087
6	CAR Avis Budget Group, Inc.	3	0.087
7	SDRL SEADRILL Ltd	4	0.086
8	RIVN Rivian Automotive, Inc. / DE	7	0.085
9	FUN Six Flags Entertainment Corporation/NEW	4	0.084
10	AAL American Airlines Group Inc.	5	0.082

Shareholder Targets

13F filers that own its peers but not NCLH, quarter ended Jun 30, 2026

Found through its holder-overlap peers: CCL, COLB, BYD, LUV, WING, CAR, SDRL, RIVN, FUN, AAL, PZZA, AXTA, AMZN, WH, NEOG, COIN, GOOGL, AVTR, RCL, NVDA. 6,428 filers in all.

#	Filer	In peers	Of book	Largest peers
1	Capital Research Global Investors Adviser, Diversified active	$119,729,071,385 5 held	16.6%	NVDA, GOOGL, AMZN
2	Fisher Asset Management, LLC Adviser, Diversified active	$41,506,146,844 8 held	13.3%	NVDA, GOOGL, AMZN
3	Berkshire Hathaway Inc Insurer, Concentrated	$37,764,088,381 1 held	12.6%	GOOGL
4	JENNISON ASSOCIATES LLC Registered adviser, Diversified active	$33,254,398,035 3 held	19.8%	NVDA, GOOGL, AMZN
5	MASSACHUSETTS FINANCIAL SERVICES CO /MA/ Registered adviser, Diversified active	$31,736,157,455 10 held	10.8%	NVDA, GOOGL, AMZN
6	ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Registered adviser, Diversified active	$27,247,740,943 12 held	12.0%	GOOGL, AMZN, NVDA
7	National Pension Service Unknown, Index-like	$24,047,097,792 7 held	15.8%	NVDA, GOOGL, AMZN
8	Sanders Capital, LLC Registered adviser, Concentrated	$22,043,760,469 4 held	22.1%	GOOGL, AMZN, NVDA
9	SCHRODER INVESTMENT MANAGEMENT GROUP Registered adviser, Diversified active	$21,674,476,007 8 held	15.8%	NVDA, GOOGL, AMZN
10	Swedbank AB Unknown, Diversified active	$19,571,061,963 7 held	16.8%	NVDA, GOOGL, AMZN

Fund Ownership of NCLH by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 13.80% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	1.24%	+0.17 pp	5,693,287	47
Index ETFs	12.56%	+0.11 pp	57,672,146	47
Active ETFs	0.56%	-0.28 pp	2,589,455	15
Active funds	2.70%	+0.62 pp	12,382,329	43
Unclassified	0.43%	+0.43 pp	1,992,381	9
All registered funds	17.49%	+1.06 pp	80,329,598	161

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 359 Exempt adviser 4 Adviser 14 Bank 30 Insurer 3 Broker-dealer 3 Benefit plan 7 Non-US 14 Holding company 11 Unknown 206

Showing 100 of 706

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

VANGUARD CAPITAL MANAGEMENT LLC

$632,721,163

5.91%

29,972,580

BlackRock, Inc.

$619,300,664

5.79%

29,336,839

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	909,716	$19,204,104	3.1%	Sole
BlackRock Investment Management (Australia) Ltd	975	$20,582	0.0%	Sole
BlackRock Asset Management Canada Ltd	260,076	$5,490,204	0.9%	Sole
BlackRock Asset Management North Asia Ltd	20,304	$428,617	0.1%	Sole
BlackRock Investment Management, LLC	801,293	$16,915,295	2.7%	Sole
BLACKROCK ADVISORS LLC	279,883	$5,908,330	1.0%	Sole
BlackRock Fund Advisors	13,771,828	$290,723,289	46.9%	Sole
BlackRock Institutional Trust Company, N.A.	9,841,842	$207,761,284	33.5%	Sole
BlackRock Japan Co. Ltd	1,608	$33,944	0.0%	Sole
BlackRock Fund Managers Ltd.	121,290	$2,560,431	0.4%	Sole
BlackRock Investment Management (UK) Ltd.	114,834	$2,424,145	0.4%	Sole
BlackRock (Netherlands) B.V.	6,591	$139,136	0.0%	Sole
BlackRock Asset Management Ireland Ltd	2,631,385	$55,548,537	9.0%	Sole
BlackRock Advisors (UK) Ltd	7,420	$156,636	0.0%	Sole
BlackRock Life Ltd	4,437	$93,665	0.0%	Sole
BlackRock Asset Management Schweiz AG	73,317	$1,547,721	0.2%	Sole
Aperio Group, LLC	489,811	$10,339,910	1.7%	Sole
SpiderRock Advisors, LLC	229	$4,834	0.0%	Sole

UBS Group AG

$492,525,281

4.60%

23,331,373

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	598,303	$12,630,176	2.6%	Defined
UBS AG	22,314,897	$471,067,475	95.6%	Defined
UBS Switzerland AG	417,836	$8,820,517	1.8%	Defined
UBS Europe SE	71	$1,498	0.0%	Defined
UBS Securities LLC	266	$5,615	0.0%	Defined

GOLDMAN SACHS GROUP INC

$399,162,043

3.73%

18,908,671

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	16,984,386	$358,540,388	89.8%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	1,902,616	$40,164,223	10.1%	Defined
Goldman Sachs Trust Company, N.A.	21,669	$457,432	0.1%	Defined

VANGUARD PORTFOLIO MANAGEMENT LLC

$394,050,617

3.68%

18,666,538

STATE STREET CORP

$359,055,683

3.36%

17,008,796

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS (JAPAN) CO., LTD. joint	17,008,796	$359,055,683	100.0%	Defined

BARCLAYS PLC

$352,642,950

3.30%

16,705,019

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	15,055,028	$317,811,641	90.1%	Defined
BARCLAYS CAPITAL INC.	199,316	$4,207,560	1.2%	Defined
BARCLAYS CAPITAL SECURITIES LTD	60,237	$1,271,603	0.4%	Defined
Barclays Capital Luxembourg SaRL	1,390,438	$29,352,146	8.3%	Defined

ARIEL INVESTMENTS, LLC

$325,747,290

3.04%

15,430,947

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CHARLES SCHWAB INVESTMENT MANAGEMENT INC	41,487	$875,790	0.3%	Other
VANGUARD GROUP INC	746,075	$15,749,643	4.8%	Other
Held directly	14,643,385	$309,121,857	94.9%	Sole

AMERIPRISE FINANCIAL INC

$316,893,693

2.96%

15,011,544

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	14,885,283	$314,228,324	99.2%	Defined
Ameriprise Financial Services, LLC	126,061	$2,661,147	0.8%	Defined
Ameriprise Bank, FSB	200	$4,222	0.0%	Defined

Elliott Investment Management L.P.

$310,021,460

2.90%

14,686,000

Capital International Investors

$296,348,534

2.77%

14,038,301

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CAPITAL GROUP COMPANIES INC joint	14,038,301	$296,348,534	100.0%	Defined

Invesco Ltd.

$278,103,897

2.60%

13,174,036

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	1,092,318	$23,058,831	8.3%	Defined
Invesco Trust Co joint	186,674	$3,940,688	1.4%	Defined
Invesco Asset Management (Japan) Limited joint	1,468	$30,989	0.0%	Defined
Invesco Investment Advisers LLC	3,782	$79,838	0.0%	Defined
Invesco Capital Management LLC	11,860,812	$250,381,741	90.0%	Defined
Invesco Managed Accounts, LLC	28,982	$611,810	0.2%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$256,046,082

2.39%

12,129,137

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	1,527,773	$32,251,288	12.6%	Defined
Held directly	10,601,364	$223,794,794	87.4%	Defined

MIZUHO MARKETS AMERICAS LLC

$240,337,350

2.25%

11,385,000

DIMENSIONAL FUND ADVISORS LP

$211,155,559

1.97%

10,002,632

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	91,154	$1,924,260	0.9%	Defined
DFA Australia Ltd.	131,750	$2,781,242	1.3%	Defined
Dimensional Fund Advisors Pte. Ltd.	2,674	$56,448	0.0%	Defined
Dimensional Ireland Ltd	657,539	$13,880,648	6.6%	Defined
Held directly	9,119,515	$192,512,961	91.2%	Sole

Nearwater Capital Markets, Ltd

$199,806,150

1.87%

9,465,000

PRICE T ROWE ASSOCIATES INC /MD/

$178,529,591

1.67%

8,457,110

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	659,071	$13,912,988	7.8%	Defined
Held directly	7,798,039	$164,616,603	92.2%	Sole

MORGAN STANLEY

$164,511,324

1.54%

7,793,052

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	111,091	$2,345,131	1.4%	Defined
MORGAN STANLEY & CO. LLC	1,986,211	$41,928,914	25.5%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	1,411,117	$29,788,679	18.1%	Defined
MORGAN STANLEY INVESTMENT MANAGEMENT INC	7,964	$168,120	0.1%	Defined
MORGAN STANLEY SMITH BARNEY LLC	421,993	$8,908,271	5.4%	Defined
Morgan Stanley Bank, N.A.	132,231	$2,791,396	1.7%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	3,722,445	$78,580,813	47.8%	Defined

BAUPOST GROUP LLC/MA

$163,180,300

1.53%

7,730,000

Hound Partners, LLC

$141,326,658

1.32%

6,694,773

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Hound Partners Offshore Fund, LP joint	6,694,773	$141,326,658	100.0%	Defined

CITADEL ADVISORS LLC

$140,218,994

1.31%

6,642,302

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	6,444,293	$136,039,025	97.0%	Defined
Held directly	198,009	$4,179,969	3.0%	Defined

CAPITOLIS LIQUID GLOBAL MARKETS LLC

$136,448,601

1.28%

6,463,695

Forest Avenue Capital Management LP

$129,893,439

1.21%

6,153,171

Patient Capital Management, LLC

$127,285,742

1.19%

6,029,642

BANK OF AMERICA CORP /DE/

$106,172,067

0.99%

5,029,468

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	2,675,936	$56,489,008	53.2%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	262,482	$5,540,995	5.2%	Defined
BOFA SECURITIES, INC.	482,493	$10,185,427	9.6%	Defined
MERRILL LYNCH INTERNATIONAL	25,351	$535,159	0.5%	Defined
MANAGED ACCOUNT ADVISORS LLC joint	1,583,206	$33,421,478	31.5%	Defined

Greenhouse Funds LLLP

$99,917,092

0.93%

4,733,164

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$98,587,922

0.92%

4,670,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA INVESTMENT GROUP	38,700	$816,957	0.8%	Other
SUSQUEHANNA SECURITIES, LLC	4,631,500	$97,770,965	99.2%	Other

WELLS FARGO & COMPANY/MN

$90,966,830

0.85%

4,309,182

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	2,910,975	$61,450,682	67.6%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	693,393	$14,637,526	16.1%	Defined
WELLS FARGO CLEARING SERVICES, LLC	676,018	$14,270,739	15.7%	Defined
Wells Fargo Securities, LLC	23,868	$503,853	0.6%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	4,928	$104,030	0.1%	Defined

ING GROEP NV

$90,964,003

0.85%

4,309,048

Squarepoint Ops LLC

$89,549,021

0.84%

4,242,019

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	4,242,019	$89,549,021	100.0%	Defined

JPMORGAN CHASE & CO

$88,676,623

0.83%

4,200,693

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Trust Co of Delaware	6,064	$128,010	0.1%	Other
JPMorgan Chase Bank, N.A.	404,548	$8,540,007	9.6%	Other
J.P. Morgan Investment Management Inc.	745,874	$15,745,400	17.8%	Defined
J.P. Morgan Securities LLC	1,941,753	$40,990,404	46.2%	Defined
J.P. Morgan Securities plc	94,424	$1,993,290	2.2%	Defined
JPMorgan Asset Management (UK) Ltd	5,979	$126,216	0.1%	Defined
J.P. Morgan Private Investments Inc.	851,800	$17,981,498	20.3%	Defined
55I, LLC	275	$5,805	0.0%	Other
J.P. Morgan SE	28,546	$602,606	0.7%	Defined
J.P. MORGAN MANSART MANAGEMENT Ltd	121,430	$2,563,387	2.9%	Defined

NORTHERN TRUST CORP

$88,621,001

0.83%

4,198,058

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	3,842,391	$81,112,872	91.5%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	334,281	$7,056,671	8.0%	Defined
STATE FARM INVESTMENT MANAGEMENT CORP joint	200	$4,222	0.0%	Other
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	21,186	$447,236	0.5%	Other

BNP PARIBAS ARBITRAGE, SA

$87,957,115

0.82%

4,166,609

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$82,089,507

0.77%

3,888,655

NATIONAL BANK OF CANADA /FI/

$81,644,000

0.76%

3,867,551

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
National Bank Financial Inc.	26,837	$566,529	0.7%	Defined
NBC Global Finance Ltd	3,600,563	$76,007,884	93.1%	Defined
Held directly	240,151	$5,069,587	6.2%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$76,582,858

0.72%

3,627,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA INVESTMENT GROUP	307,900	$6,499,769	8.5%	Other
SUSQUEHANNA SECURITIES, LLC	3,319,900	$70,083,089	91.5%	Other

California Public Employees Retirement System

$75,820,829

0.71%

3,591,702

ALLIANCEBERNSTEIN L.P.

$75,062,558

0.70%

3,555,782

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	3,555,782	$75,062,558	100.0%	Defined

CITADEL ADVISORS LLC

$69,793,882

0.65%

3,306,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	3,283,100	$69,306,241	99.3%	Defined
Held directly	23,100	$487,641	0.7%	Defined

JANE STREET GROUP, LLC

$69,266,132

0.65%

3,281,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	3,281,200	$69,266,132	100.0%	Defined

VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P.

$68,460,235

0.64%

3,243,024

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Natixis Investment Managers, LLC (also a manager on 2 through 13)	1,285,639	$27,139,839	39.6%	Defined
Natixis Advisors, LLC	1,130,560	$23,866,121	34.9%	Defined
Principal Management Corporation	496,875	$10,489,031	15.3%	Defined
Mason Street Advisors, LLC	329,950	$6,965,244	10.2%	Defined

CITIGROUP INC

$66,201,466

0.62%

3,136,024

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank, N.A. joint	125,314	$2,645,378	4.0%	Defined
Citigroup Financial Products Inc. joint	3,010,710	$63,556,088	96.0%	Defined

TUDOR INVESTMENT CORP ET AL

$65,612,244

0.61%

3,108,112

NOMURA HOLDINGS INC

$63,413,975

0.59%

3,003,978

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA SECURITIES INTERNATIONAL INC	69,273	$1,462,353	2.3%	Defined
NOMURA GLOBAL FINANCIAL PRODUCTS INC	2,934,705	$61,951,622	97.7%	Defined

TWO SIGMA INVESTMENTS, LP

$58,653,269

0.55%

2,778,459

AMERICAN CENTURY COMPANIES INC

$57,172,825

0.53%

2,708,329

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	2,708,329	$57,172,825	100.0%	Defined

Columbus Hill Capital Management, L.P.

$56,165,287

0.52%

2,660,601

Holocene Advisors, LP

$55,317,615

0.52%

2,620,446

CITADEL ADVISORS LLC

$55,308,200

0.52%

2,620,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	2,594,500	$54,769,895	99.0%	Defined
Held directly	25,500	$538,305	1.0%	Defined

VANGUARD FIDUCIARY TRUST CO

$54,370,367

0.51%

2,575,574

HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND

$54,246,430

0.51%

2,569,703

MARSHALL WACE, LLP

$53,910,801

0.50%

2,553,804

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	2,011,947	$42,472,200	78.8%	Other
Marshall Wace Middle East Ltd	541,857	$11,438,601	21.2%	Other

Bank of New York Mellon Corp

$50,950,986

0.48%

2,413,595

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNY Mellon Trust of Delaware joint	4,907	$103,586	0.2%	Defined
Mellon Investments Corporation joint	1,235,295	$26,077,076	51.2%	Other
BNY Mellon Investment Adviser, Inc.	40,156	$847,693	1.7%	Defined
The Bank of New York Mellon	895,853	$18,911,456	37.1%	Defined
BNY Mellon, NA joint	216,718	$4,574,916	9.0%	Defined
BNY Mellon Advisors, Inc.	1,628	$34,367	0.1%	Defined
Newton Investment Management North America, LLC joint	19,037	$401,871	0.8%	Defined
Held directly	1	$21	0.0%	Defined

DEUTSCHE BANK AG\

$47,059,821

0.44%

2,229,267

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Deutsche Bank Trust Co Americas	12,097	$255,367	0.5%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC	24,538	$517,997	1.1%	Defined
DEUTSCHE BANK NATIONAL TRUST Co	1,797	$37,934	0.1%	Defined
Deutsche Bank Trust Co Delaware	1,543	$32,572	0.1%	Defined
DEUTSCHE BANK TRUST COMPANY, NATIONAL ASSOCIATION	4,024	$84,946	0.2%	Defined
DWS Investments UK Ltd	2,149,654	$45,379,195	96.4%	Defined
DBX Advisors LLC	30,589	$645,733	1.4%	Defined
DWS International GmbH	5,025	$106,077	0.2%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$43,921,951

0.41%

2,080,623

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	2,019,558	$42,632,869	97.1%	Other
G1 EXECUTION SERVICES, LLC	61,065	$1,289,082	2.9%	Other

Amundi

$43,330,259

0.41%

2,052,594

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Amundi Asset Management	2,052,594	$43,330,259	100.0%	Defined

Alyeska Investment Group, L.P.

$42,119,811

0.39%

1,995,254

JANE STREET GROUP, LLC

$40,324,322

0.38%

1,910,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	1,910,200	$40,324,322	100.0%	Defined

HSBC HOLDINGS PLC

$36,292,226

0.34%

1,719,196

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC Bank USA, N.A.	105,279	$2,222,439	6.1%	Defined
HSBC Global Asset Management (UK) Ltd	339,274	$7,162,074	19.7%	Defined
Hang Seng Investment Management Ltd	1,284	$27,105	0.1%	Defined
HSBC BANK PLC	1,273,359	$26,880,608	74.1%	Defined

PRIMECAP MANAGEMENT CO/CA/

$32,688,075

0.31%

1,548,464

TREMBLANT CAPITAL GROUP

$31,922,035

0.30%

1,512,176

Nuveen, LLC

$28,939,781

0.27%

1,370,904

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	83,192	$1,756,182	6.1%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	209,706	$4,426,893	15.3%	Defined
TEACHERS ADVISORS, LLC joint	1,078,006	$22,756,706	78.6%	Defined

GOLDMAN SACHS GROUP INC

$28,483,723

0.27%

1,349,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	1,349,300	$28,483,723	100.0%	Defined

Capital World Investors

$27,981,009

0.26%

1,325,486

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CAPITAL GROUP COMPANIES INC joint	1,325,486	$27,981,009	100.0%	Defined

CITIGROUP INC

$27,010,245

0.25%

1,279,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	1,279,500	$27,010,245	100.0%	Defined

NOMURA HOLDINGS INC

$24,276,500

0.23%

1,150,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA SECURITIES INTERNATIONAL INC	350,000	$7,388,500	30.4%	Defined
NOMURA GLOBAL FINANCIAL PRODUCTS INC	800,000	$16,888,000	69.6%	Defined

CIBC Bancorp USA Inc.

$23,983,175

0.22%

1,136,105

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CIBC Private Wealth Advisors, Inc.	2,488	$52,521	0.2%	Defined
CIBC National Trust Co	2,370	$50,030	0.2%	Defined
CIBC WORLD MARKETS CORP	1,131,247	$23,880,624	99.6%	Defined

NORGES BANK

$22,149,414

0.21%

1,049,238

CIBC WORLD MARKET INC.

$22,017,877

0.21%

1,043,007

CANADA PENSION PLAN INVESTMENT BOARD

$21,532,200

0.20%

1,020,000

Greenhouse Funds LLLP

$21,110,000

0.20%

1,000,000

Vanguard Global Advisers, LLC

$20,216,540

0.19%

957,676

Swiss National Bank

$19,294,540

0.18%

914,000

GOLDMAN SACHS GROUP INC

$19,123,549

0.18%

905,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	905,900	$19,123,549	100.0%	Defined

Caption Management, LLC

$18,999,000

0.18%

900,000

Point72 Asset Management, L.P.

$18,359,367

0.17%

869,700

RHUMBLINE ADVISERS

$17,816,481

0.17%

843,983

BARCLAYS PLC

$17,470,636

0.16%

827,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS CAPITAL INC.	827,600	$17,470,636	100.0%	Defined

ANTIPODES PARTNERS Ltd

$17,395,019

0.16%

824,018

Legal & General Group Plc

$17,086,116

0.16%

809,385

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	138,648	$2,926,859	17.1%	Defined
Legal & General Investment Management Ltd joint	670,737	$14,159,257	82.9%	Defined

MetLife Investment Management, LLC

$16,924,140

0.16%

801,712

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	801,712	$16,924,140	100.0%	Defined

NOMURA HOLDINGS INC

$16,888,000

0.16%

800,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA GLOBAL FINANCIAL PRODUCTS INC	800,000	$16,888,000	100.0%	Defined

CAPITAL FUND MANAGEMENT S.A.

$15,438,524

0.14%

731,337

CastleKnight Management LP

$14,981,767

0.14%

709,700

LONDON CO OF VIRGINIA

$14,907,100

0.14%

706,163

KETTLE HILL CAPITAL MANAGEMENT, LLC

$14,759,415

0.14%

699,167

Verition Fund Management LLC

$13,699,672

0.13%

648,966

UBS Group AG

$13,271,857

0.12%

628,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AG	628,700	$13,271,857	100.0%	Defined

RAYMOND JAMES FINANCIAL INC

$13,179,500

0.12%

624,325

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	452,725	$9,557,024	72.5%	Defined
Raymond James Financial Services Advisors, Inc.	171,600	$3,622,476	27.5%	Defined

Mitsubishi UFJ Asset Management Co., Ltd.

$12,343,354

0.12%

584,716

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MITSUBISHI UFJ FINANCIAL GROUP INC	584,716	$12,343,354	100.0%	Defined

HRT FINANCIAL LP

$12,267,358

0.11%

581,116

Caption Management, LLC

$12,243,800

0.11%

580,000

NATIXIS ADVISORS, LLC

$12,239,767

0.11%

579,809

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Vaughn Nelson Investment Management, L.P.	339,338	$7,163,425	58.5%	Other
Natixis Investment Managers, L.P.	240,471	$5,076,342	41.5%	Defined

COMMONWEALTH EQUITY SERVICES, LLC

$11,718,836

0.11%

555,132

BNP PARIBAS ASSET MANAGEMENT Holding S.A.

$11,351,290

0.11%

537,721

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNP PARIBAS ASSET MANAGEMENT Europe	537,721	$11,351,290	100.0%	Defined

Quantinno Capital Management LP

$11,314,347

0.11%

535,971

Aristotle Capital Management, LLC

$11,286,440

0.11%

534,649

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ARISTOTLE INVESTMENT SERVICES, LLC	534,649	$11,286,440	100.0%	Sole

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$11,122,246

0.10%

526,871

BANK OF MONTREAL /CAN/

$10,970,949

0.10%

519,704

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMO Asset Management Inc.	138,329	$2,920,125	26.6%	Defined
BMO Bank N.A.	21,512	$454,118	4.1%	Defined
BMO Delaware Trust Co	783	$16,529	0.2%	Defined
BMO Family Office, LLC	19,428	$410,125	3.7%	Defined
BMO NESBITT BURNS INC.	19,492	$411,476	3.8%	Defined
BMO PRIVATE INVESTMENT COUNSEL INC.	600	$12,666	0.1%	Defined
Stoker Ostler Wealth Advisors, Inc.	380	$8,021	0.1%	Defined
Held directly	319,180	$6,737,889	61.4%	Defined

Channing Capital Management, LLC

$10,940,553

0.10%

518,264

Showing the top 100 of 706 holders. Create a free account to see every holder, past quarters, search, filters and CSV export.

Key facts CIK 1513761 CUSIP G66721104 13F (30d) 84 filings 80 filers Visit website Investor relations