Allianz Investment Management LLC

Registered adviser

CIK

1140038

Location

MINNEAPOLIS, MN

Portfolio Value

Small $159,206,720

Diversification

Highly concentrated

Filing Date

Global Rank

#6,909 / 8,855 ▼ 4229 · as of Dec 2025

3Y Alpha vs SPY

-16.1%

Period ended 10 months ago

Filed Feb 11, 2026 · 9mo

5 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 111925

Roster of Nov 1, 2026

Regulatory AUM

$19,091,182,080

Main clients

Registered funds and BDCs (95% of AUM)

Registered funds advised

73 series (8 index, 49 ETFs)

$25,267,009,363 net assets· N-CEN Dec 31, 2025

LEI

549300N7SPGY7D0EVA06

Private funds on Schedule D 7.B.(1)

As filed Mar 28, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

No private funds listed.

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$19,091,182,080	Registered funds and BDCs (95%)
Apr 2025 to Mar 2026	$18,139,175,735	Registered funds and BDCs (96%)
Apr 2024 to Mar 2025	$17,324,024,297	Registered funds and BDCs (96%)
May 2023 to Mar 2024	$17,477,260,493	Registered funds and BDCs (89%)
Apr 2023	$17,477,260,493	Registered funds and BDCs (89%)
Apr 2022 to Mar 2023	$24,368,671,389	Registered funds and BDCs (83%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Dec 31, 2025, never from the firm's own description.

Style

Unknown

1 stocks, under the 5 needed to band a style

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Short horizon

Value-weighted holding period 1.0 quarters (under 4)

Closest benchmark: every 13F filer's combined book, active share 100.0%; sector active share 87.6% against the combined 13F book's sector weights.

Over time 5 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

29 tracked positions · as of Dec 31, 2025 · Δ vs Dec 31, 2020

Top Position

100.0%

+64.5 pts

Top 5

100.0%

0.0 pts

Top 10

100.0%

0.0 pts

HHI

10,000

Highly concentrated+7,489

Portfolio Trend

5 quarters · across all stocks

Sector Breakdown

As of Dec 31, 2025

Sector	% Portfolio	Value	Positions
Unclassified	100.0%	$159,206,720	29

Last Quarter's Activity

Export CSV

Dec 31, 2025 vs Dec 31, 2020

Added To

Positions the filer increased

1 positions

Ticker	Company	Δ Shares	Shares	Value	Open
APRW	AllianzIM U.S. Equity Buffer20 Apr ETF	+4,965	104,418	$3,640,011
No positions match the current search.

Trimmed

Positions the filer reduced

2 positions

Ticker	Company	Δ Shares	Shares	Value
OCTW	AllianzIM U.S. Equity Buffer20 Oct ETF	−905,762	94,238	$3,675,282
JULW	AllianzIM U.S. Equity Buffer20 Jul ETF	−305	95,296	$3,727,979
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
SIXP	AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF	419,197	$13,227,760
JULU	AllianzIM U.S. Equity Buffer15 Uncapped Jul ETF	287,052	$8,528,314
DECU	AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF	310,584	$8,506,895
ARLU	AllianzIM U.S. Equity Buffer15 Uncapped Apr ETF	241,633	$7,324,379
SIXF	AllianzIM U.S. Equity 6 Month Buffer10 Feb/Aug ETF	221,173	$7,057,630
SIXJ	AllianzIM U.S. Equity 6 Month Buffer10 Jan/Jul ETF	205,303	$7,037,786
SIXD	AllianzIM U.S. Equity 6 Month Buffer10 Jun/Dec ETF	237,668	$6,866,228
OCTU	AllianzIM U.S. Equity Buffer15 Uncapped Oct ETF	223,514	$6,361,431
SIXZ	AllianzIM U.S. Equity 6 Month Buffer10 May/Nov ETF	213,415	$6,319,218
JNEU	AllianzIM U.S. Equity Buffer15 Uncapped Jun ETF	202,404	$6,134,865
NVBU	AllianzIM U.S. Equity Buffer15 Uncapped Nov ETF	211,397	$6,119,731
JANU	AllianzIM U.S. Equity Buffer15 Uncapped Jan ETF	216,484	$6,091,859
AUGU	AllianzIM U.S. Equity Buffer15 Uncapped Aug ETF	193,334	$5,697,552
MAYU	AllianzIM U.S. Equity Buffer15 Uncapped May ETF	173,106	$5,453,185
SEPU	AllianzIM U.S. Equity Buffer15 Uncapped Sep ETF	185,987	$5,383,393
FEBU	AllianzIM U.S. Equity Buffer15 Uncapped Feb ETF	185,968	$5,150,383
JANW	AllianzIM U.S. Equity Buffer20 Jan ETF	102,451	$3,791,711
DECW	AllianzIM U.S. Equity Buffer20 Dec ETF	110,807	$3,760,789
AUGW	AllianzIM U.S. Equity Buffer20 Aug ETF	115,287	$3,750,747
JUNW	AllianzIM U.S. Equity Buffer20 Jun ETF	111,911	$3,736,484
SEPW	AllianzIM U.S. Equity Buffer20 Sep ETF	116,920	$3,731,852
FEBW	AllianzIM U.S. Equity Buffer20 Feb ETF	109,429	$3,716,537
MARW	AllianzIM U.S. Equity Buffer20 Mar ETF	108,205	$3,716,084
NVBW	AllianzIM U.S. Equity Buffer20 Nov ETF	109,056	$3,689,909
MAYW	AllianzIM U.S. Equity Buffer20 May ETF	109,965	$3,688,885
No positions match the current search.

Sold Out

Positions the filer fully exited

13 positions

Ticker	Company	Shares	Value
—		1,253,704	$139,248,903
ANGL	VanEck Fallen Angel High Yield Bond ETF	3,352,050	$107,600,805
SPIB	State Street(R) SPDR(R) Portfolio Intermediate Term Corporate Bond ETF	1,647,840	$61,266,691
OCTT	AllianzIM U.S. Equity Buffer10 Oct ETF	938,801	$25,143,907
EMNT	PIMCO Enhanced Short Maturity Active ESG Exchange-Traded Fund	249,000	$25,081,770
APRT	AllianzIM U.S. Equity Buffer10 Apr ETF	99,334	$2,592,120
CORP	PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund	9,000	$1,053,720
MINT	PIMCO Enhanced Short Maturity Active Exchange-Traded Fund	9,838	$1,003,869
HYS	PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund	9,977	$979,940
IGSB	iShares 1-5 Year Investment Grade Corporate Bond ETF	201,949	$0
IGIB	iShares 5-10 Year Investment Grade Corporate Bond ETF	977,987	$0
LQD	iShares iBoxx $ Investment Grade Corporate Bond ETF	8,671,604	$0
JULT	AllianzIM U.S. Equity Buffer10 Jul ETF	99,403	$0
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

29 tracked positions · $159,206,720 total · filing declares 30 positions · $159,825,317 · as of Dec 31, 2025

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
SIXP	AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF	NEW	419,197	NEW	$13,227,760	NEW	1	before history	8.31%
JULU	AllianzIM U.S. Equity Buffer15 Uncapped Jul ETF	NEW	287,052	NEW	$8,528,314	NEW	1	before history	5.36%
DECU	AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF	NEW	310,584	NEW	$8,506,895	NEW	1	before history	5.34%
ARLU	AllianzIM U.S. Equity Buffer15 Uncapped Apr ETF	NEW	241,633	NEW	$7,324,379	NEW	1	before history	4.60%
SIXF	AllianzIM U.S. Equity 6 Month Buffer10 Feb/Aug ETF	NEW	221,173	NEW	$7,057,630	NEW	1	before history	4.43%
SIXJ	AllianzIM U.S. Equity 6 Month Buffer10 Jan/Jul ETF	NEW	205,303	NEW	$7,037,786	NEW	1	before history	4.42%
SIXD	AllianzIM U.S. Equity 6 Month Buffer10 Jun/Dec ETF	NEW	237,668	NEW	$6,866,228	NEW	1	before history	4.31%
OCTU	AllianzIM U.S. Equity Buffer15 Uncapped Oct ETF	NEW	223,514	NEW	$6,361,431	NEW	1	before history	4.00%
SIXZ	AllianzIM U.S. Equity 6 Month Buffer10 May/Nov ETF	NEW	213,415	NEW	$6,319,218	NEW	1	before history	3.97%
JNEU	AllianzIM U.S. Equity Buffer15 Uncapped Jun ETF	NEW	202,404	NEW	$6,134,865	NEW	1	before history	3.85%
NVBU	AllianzIM U.S. Equity Buffer15 Uncapped Nov ETF	NEW	211,397	NEW	$6,119,731	NEW	1	before history	3.84%
JANU	AllianzIM U.S. Equity Buffer15 Uncapped Jan ETF	NEW	216,484	NEW	$6,091,859	NEW	1	before history	3.83%
AUGU	AllianzIM U.S. Equity Buffer15 Uncapped Aug ETF	NEW	193,334	NEW	$5,697,552	NEW	1	before history	3.58%
MAYU	AllianzIM U.S. Equity Buffer15 Uncapped May ETF	NEW	173,106	NEW	$5,453,185	NEW	1	before history	3.43%
SEPU	AllianzIM U.S. Equity Buffer15 Uncapped Sep ETF	NEW	185,987	NEW	$5,383,393	NEW	1	before history	3.38%
FEBU	AllianzIM U.S. Equity Buffer15 Uncapped Feb ETF	NEW	185,968	NEW	$5,150,383	NEW	1	before history	3.24%
JANW	AllianzIM U.S. Equity Buffer20 Jan ETF	NEW	102,451	NEW	$3,791,711	NEW	1	before history	2.38%
DECW	AllianzIM U.S. Equity Buffer20 Dec ETF	NEW	110,807	NEW	$3,760,789	NEW	1	before history	2.36%
AUGW	AllianzIM U.S. Equity Buffer20 Aug ETF	NEW	115,287	NEW	$3,750,747	NEW	1	before history	2.36%
JUNW	AllianzIM U.S. Equity Buffer20 Jun ETF	NEW	111,911	NEW	$3,736,484	NEW	1	before history	2.35%
SEPW	AllianzIM U.S. Equity Buffer20 Sep ETF	NEW	116,920	NEW	$3,731,852	NEW	1	before history	2.34%
JULW	AllianzIM U.S. Equity Buffer20 Jul ETF	Reduced	95,296	-305	$3,727,979	—	1	before history	2.34%
FEBW	AllianzIM U.S. Equity Buffer20 Feb ETF	NEW	109,429	NEW	$3,716,537	NEW	1	before history	2.33%
MARW	AllianzIM U.S. Equity Buffer20 Mar ETF	NEW	108,205	NEW	$3,716,084	NEW	1	before history	2.33%
NVBW	AllianzIM U.S. Equity Buffer20 Nov ETF	NEW	109,056	NEW	$3,689,909	NEW	1	before history	2.32%
MAYW	AllianzIM U.S. Equity Buffer20 May ETF	NEW	109,965	NEW	$3,688,885	NEW	1	before history	2.32%
OCTW	AllianzIM U.S. Equity Buffer20 Oct ETF	Reduced	94,238	-905,762	$3,675,282	−85.9%	1	before history	2.31%
APRW	AllianzIM U.S. Equity Buffer20 Apr ETF	Added	104,418	+4,965	$3,640,011	+42.9%	1	before history	2.29%
MARU	AllianzIM U.S. Equity Buffer15 Uncapped Mar ETF	NEW	119,565	NEW	$3,319,841	NEW	1	before history	2.09%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.