SIXJ · AllianzIM U.S. Equity 6 Month Buffer10 Jan/Jul ETF ETF

$37.36 -0.06 (-0.17%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 34

Total Value: $81,317,214

Total Shares: 2,926,554

Institutional Ownership Trend

9 quarters

Holder Concentration

Across 34 13F filers · Δ vs Dec 31, 2023

Top Holder

23.8%

−15.0 pts

Top 5

62.7%

−4.6 pts

Top 10

84.8%

−1.8 pts

HHI

1,087

Broadly held−735

Quarterly Activity

vs Dec 31, 2023

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -10

Institutional value: -38.4%

Shares held: -41.2%

Top Buyers

vs Dec 31, 2023

Institution	Added	Now Holds
Large Cetera Investment Advisers	+277,539	296,981
Mega JANE STREET GROUP, LLC	+169,108	186,630
Large OSAIC HOLDINGS, INC.	+127,720	695,241
Mid Atria Wealth Solutions, Inc.	+34,462	83,902
Large Kestra Advisory Services, LLC	+17,424	30,298

Top Sellers

vs Dec 31, 2023

Institution	Sold	Now Holds
Mid LINCOLN NATIONAL CORP	−191,521	47,431
Micro Allianz Investment Management U.S. LLC	−55,000	256,383
Large COMMONWEALTH EQUITY SERVICES, LLC	−28,876	219,133
Mid NATIONS FINANCIAL GROUP INC, /IA/ /ADV	−4,087	37,154
Small RETIREMENT GUYS FORMULA LLC	−1,650	71,823

Top New Positions

vs Dec 31, 2023

Institution	Acquired	Value (USD)
Mid RFG Advisory, LLC	332,472	$9,238,066
Small First Heartland Consultants, Inc.	21,055	$585,034
Large Raymond James Financial Services Advisors, Inc.	16,102	$447,410
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	15,087	$419,207
Small SILVER OAK SECURITIES, INCORPORATED	12,845	$356,911

Top Sold-Out Positions

vs Dec 31, 2023

Institution	Previously Held	Last Value (USD)
Large AE Wealth Management LLC	1,926,500	$51,137,016
Micro Lloyd Advisory Services, LLC.	295,277	$7,837,832
Large Cetera Advisor Networks LLC	222,055	$5,894,227
Micro Mid-American Wealth Advisory Group, Inc.	159,124	$4,223,787
Micro B.O.S.S. Retirement Advisors, LLC	95,436	$2,533,253

Filter: New 7 Increased 15 Reduced 6 Sold out 17 Unchanged 6

Showing 34 of 34

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

OSAIC HOLDINGS, INC. SIXJ

$19,317,965

23.76%

695,241

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	586,348	$16,292,265	84.3%	Defined
SECURITIES AMERICA ADVISORS INC	28,368	$788,233	4.1%	Defined
ARBOR POINT ADVISORS, LLC	60,084	$1,669,494	8.6%	Defined
American Portfolios Advisors	20,441	$567,973	2.9%	Sole

RFG Advisory, LLC SIXJ

$9,238,066

11.36%

332,472

Cetera Investment Advisers SIXJ

$8,251,914

10.15%

296,981

Allianz Investment Management U.S. LLC SIXJ

$7,123,858

8.76%

256,383

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Allianz Life Insurance Company of North America	256,383	$7,123,858	100.0%	Defined

ENVESTNET ASSET MANAGEMENT INC SIXJ

$7,072,481

8.70%

254,534

COMMONWEALTH EQUITY SERVICES, LLC SIXJ

$6,088,829

7.49%

219,133

JANE STREET GROUP, LLC SIXJ

$5,185,701

6.38%

186,630

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	186,630	$5,185,701	100.0%	Defined

Janney Montgomery Scott LLC SIXJ

$2,379,287

2.93%

85,629

Atria Wealth Solutions, Inc. SIXJ

$2,331,300

2.87%

83,902

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CADARET, GRANT & CO. INC.	83,902	$2,331,300	100.0%	Defined

RETIREMENT GUYS FORMULA LLC SIXJ

$1,995,673

2.45%

71,823

Orion Portfolio Solutions, LLC SIXJ

$1,842,406

2.27%

66,307

Strategic Blueprint, LLC SIXJ

$1,441,982

1.77%

51,896

LINCOLN NATIONAL CORP SIXJ

$1,317,917

1.62%

47,431

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
LINCOLN FINANCIAL ADVISORS CORPORATION	47,431	$1,317,917	100.0%	Sole

NATIONS FINANCIAL GROUP INC, /IA/ /ADV SIXJ

$1,032,361

1.27%

37,154

Cambridge Investment Research Advisors, Inc. SIXJ

$922,245

1.13%

33,191

Kestra Advisory Services, LLC SIXJ

$841,860

1.04%

30,298

SECURED RETIREMENT ADVISORS, LLC SIXJ

$796,819

0.98%

28,677

First Heartland Consultants, Inc. SIXJ

$585,034

0.72%

21,055

BCGM Wealth Management, LLC SIXJ

$496,396

0.61%

17,865

LPL Financial LLC SIXJ

$491,784

0.60%

17,699

Raymond James Financial Services Advisors, Inc. SIXJ

$447,410

0.55%

16,102

SUSQUEHANNA INTERNATIONAL GROUP, LLP SIXJ

$419,207

0.52%

15,087

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	15,087	$419,207	100.0%	Defined

OneDigital Investment Advisors LLC SIXJ

$416,790

0.51%

15,000

SILVER OAK SECURITIES, INCORPORATED SIXJ

$356,911

0.44%

12,845

CITADEL ADVISORS LLC SIXJ

$349,214

0.43%

12,568

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	12,568	$349,214	100.0%	Defined

CENTAURUS FINANCIAL, INC. SIXJ

$243,266

0.30%

8,755

Retirement Group, LLC SIXJ

$237,236

0.29%

8,538

US BANCORP \DE\ SIXJ

$55,572

0.07%

2,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
U.S. BANCORP INVESTMENTS, INC.	2,000	$55,572	100.0%	Defined

NBC SECURITIES, INC. SIXJ

$20,144

0.02%

725

Pineridge Advisors LLC SIXJ

$8,669

0.01%

312

CREATIVE FINANCIAL DESIGNS INC /ADV SIXJ

$8,335

0.01%

300

Allworth Financial LP SIXJ

$305

0.00%

DHJJ Financial Advisors, Ltd. SIXJ

$277

0.00%

PROEQUITIES, INC. SIXJ

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Private Investments Inc.	27	$716	100.0%	Defined