PACIFIC FINANCIAL GROUP INC

Registered adviser

CIK

1279926

Location

NASHVILLE, TN

Portfolio Value

Small $208,599,527

Diversification

Moderately concentrated

Filing Date

Global Rank

#6,410 / 8,827 ▼ 68

Top Industry

Asset Management 100.0%

Period ended 4 months ago

Filed Aug 13, 2026 · 3mo

26 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 105203

Roster of Nov 1, 2026

Regulatory AUM

$5,073,287,070

Main clients

Individuals and high net worth (99% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$5,073,287,070	Individuals and high net worth (99%)
Apr 2025 to Mar 2026	$4,111,414,788	Individuals and high net worth (99%)
Apr 2024 to Mar 2025	$3,734,718,964	Individuals and high net worth (99%)
May 2023 to Mar 2024	$3,039,889,861	Individuals and high net worth (89%)
Apr 2023	$3,039,889,861	Individuals and high net worth (89%)
Sep 2022 to Mar 2023	$3,271,920,800	Individuals and high net worth (89%)

4 earlier changes not shown.

Stated strategy

Quantitative / systematic, Multi-asset, Wealth management / planning Form ADV Part 2A, May 15, 2026 · original

In the firm's words

Quantitative / systematic: Model Portfolios are built using mutual funds and ETFs, selected through quantitative screening for strong risk-adjusted returns, style purity, expense ratios, Morningstar ratings, and performance versus benchmarks
Multi-asset: Model construction and portfolio allocation are guided by Modern Portfolio Theory and informed by both quantitative and qualitative analysis performed by TPFG’s Portfolio Management Team.
Wealth management / planning: TPFG also allows third-party Strategists to implement their investment strategies.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Concentrated

The top 10 positions are 85.2% of the book (60%+)

Turnover

Low turnover

26.0% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 18.5 quarters (12+), a floor since 54.5% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 90.6%; sector active share 84.4% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

85 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

47.2%

+1.0 pts

Top 5

72.4%

+0.0 pts

Top 10

85.2%

+1.3 pts

HHI

2,453

Moderately concentrated+81

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	97.3%	$202,990,043	82
Financial Services	2.7%	$5,609,484	3

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
VUG	VANGUARD GROWTH INDEX FUND	+61,681	76,712	$6,607,971
PULS	PGIM Ultra Short Bond ETF	+26,581	74,275	$3,680,326
FDVV	Fidelity High Dividend ETF	+16,350	58,217	$3,509,902
HAWX	iShares Currency Hedged MSCI ACWI ex U.S. ETF	+14,437	80,061	$3,722,836
VGLT	VANGUARD LONG-TERM TREASURY INDEX FUND	+13,311	35,460	$1,956,682
SPHQ	Invesco S&P 500 Quality ETF	+12,470	69,457	$6,258,075
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	+11,179	18,015	$1,583,158
IEFA	iShares Core MSCI EAFE ETF	+10,967	26,060	$2,516,874
PXH	Invesco RAFI Emerging Markets ETF	+8,632	22,897	$638,368
IWF	iShares Russell 1000 Growth ETF	+7,133	9,510	$1,180,856
EFA	iShares MSCI EAFE ETF	+5,817	22,768	$2,365,139
—		+5,479	64,658	$4,659,255
SPIB	State Street(R) SPDR(R) Portfolio Intermediate Term Corporate Bond ETF	+4,603	80,472	$2,692,593
IGSB	iShares 1-5 Year Investment Grade Corporate Bond ETF	+3,010	10,739	$562,830
QQQM	Invesco Ltd.	+2,897	3,936	$1,192,489
IUSB	iShares Core Universal USD Bond ETF	+1,918	8,895	$410,504
GOVT	iShares U.S. Treasury Bond ETF	+1,738	38,496	$876,938
AGG	iShares Core U.S. Aggregate Bond ETF	+1,732	16,415	$1,624,756
IGLB	iShares 10+ Year Investment Grade Corporate Bond ETF	+1,356	6,560	$328,262
FELG	Fidelity Enhanced Large Cap Growth ETF	+1,300	17,963	$785,881
MBB	iShares MBS ETF	+1,207	12,084	$1,142,179
IEI	iShares 3-7 Year Treasury Bond ETF	+823	8,944	$1,050,472
SHY	iShares 1-3 Year Treasury Bond ETF	+797	26,458	$2,172,466
SPMO	Invesco Ltd.	+712	25,872	$4,179,362
EEM	iShares MSCI Emerging Markets ETF	+619	22,047	$1,508,235
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
EDGF	3EDGE Dynamic Fixed Income ETF	−57,063	8,328	$205,243
VEA	Vanguard FTSE Developed Markets ETF	−16,965	76,890	$5,478,412
TCAF	T. Rowe Price Capital Appreciation Equity ETF	−7,673	15,796	$649,215
PDBC	Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF	−6,644	46,115	$732,306
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	−6,388	32,296	$1,927,748
DYNF	iShares U.S. Equity Factor Rotation Active ETF	−5,723	51,479	$3,501,086
VTWO	VANGUARD RUSSELL 2000 INDEX FUND	−4,994	6,136	$745,033
BSV	VANGUARD SHORT-TERM BOND INDEX FUND	−4,873	18,956	$1,476,861
VTV	VANGUARD VALUE INDEX FUND	−4,128	22,205	$4,839,135
IVW	iShares S&P 500 Growth ETF	−3,703	87,103	$11,979,275
SPY	Spdr S&P 500 ETF Trust	−2,282	12,223	$9,127,769
BNDX	Vanguard Total International Bond ETF	−1,909	19,083	$924,189
IJT	iShares S&P Small-Cap 600 Growth ETF	−1,423	9,057	$1,617,580
QQQ	Invesco Qqq Trust, Series 1	−1,382	20,412	$15,031,396
IVE	iShares S&P 500 Value ETF	−1,289	25,598	$5,812,281
IEMG	iShares Trust	−978	3,526	$292,093
VMBS	VANGUARD MORTGAGE-BACKED SECURITIES INDEX FUND	−976	9,125	$427,141
IJR	iShares Core S&P Small-Cap ETF	−944	53,339	$7,910,707
IMCB	iShares Morningstar Mid-Cap ETF	−918	65,814	$6,354,999
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	−843	90,666	$5,511,586
VGSH	VANGUARD SHORT-TERM TREASURY INDEX FUND	−724	6,809	$396,283
DGRO	iShares Core Dividend Growth ETF	−701	75,554	$5,726,237
BIV	Vanguard Bond Index Funds	−699	8,940	$685,698
BLV	VANGUARD LONG-TERM BOND INDEX FUND	−617	6,013	$414,476
IJH	iShares Core S&P Mid-Cap ETF	−602	67,032	$5,168,837
No positions match the current search.

New Positions

Positions the filer opened this quarter

3 positions

Ticker	Company	Shares	Value
GTO	Invesco Total Return Bond ETF	25,559	$1,197,950
—		7,386	$232,141
—		10,742	$155,221
No positions match the current search.

Sold Out

Positions the filer fully exited

5 positions

Ticker	Company	Shares	Value
SGOL	abrdn Gold ETF Trust	18,592	$829,575
IEUR	iShares Core MSCI Europe ETF	11,128	$781,964
SPHD	Invesco Ltd.	15,141	$751,145
EDGH	3EDGE Dynamic Hard Assets ETF	11,322	$387,325
EFV	iShares MSCI EAFE Value ETF	3,682	$273,756
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

85 tracked positions · $208,599,527 total · filing declares 85 positions · $208,627,298 · as of Jun 30, 2026

All sectors Financial Services

Showing 1–50 of 85 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
IVV	iShares Core S&P 500 ETF	Added	32,680	+576	$24,473,725	+16.7%	26+	before history	11.73%
QQQ	Invesco Qqq Trust, Series 1	Reduced	20,412	-1,382	$15,031,396	+19.5%	15	$540.59	7.21%
IVW	iShares S&P 500 Growth ETF	Reduced	87,103	-3,703	$11,979,275	+16.6%	26+	before history	5.74%
SPY	Spdr S&P 500 ETF Trust	Reduced	12,223	-2,282	$9,127,769	−3.2%	26+	before history	4.38%
IJR	iShares Core S&P Small-Cap ETF	Reduced	53,339	-944	$7,910,707	+17.2%	26+	before history	3.79%
VUG	VANGUARD GROWTH INDEX FUND	Added	76,712	+61,681	$6,607,971	+0.6%	26+	before history	3.17%
IMCB	iShares Morningstar Mid-Cap ETF	Reduced	65,814	-918	$6,354,999	+14.1%	18	unpriced	3.05%
SPHQ	Invesco S&P 500 Quality ETF	Added	69,457	+12,470	$6,258,075	+46.1%	3	$75.87	3.00%
IVE	iShares S&P 500 Value ETF	Reduced	25,598	-1,289	$5,812,281	+2.4%	26+	before history	2.79%
DGRO	iShares Core Dividend Growth ETF	Reduced	75,554	-701	$5,726,237	+7.0%	17	unpriced	2.75%
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	Reduced	90,666	-843	$5,511,586	+6.5%	23	unpriced	2.64%
VEA	Vanguard FTSE Developed Markets ETF	Reduced	76,890	-16,965	$5,478,412	−8.9%	26+	before history	2.63%
IJH	iShares Core S&P Mid-Cap ETF	Reduced	67,032	-602	$5,168,837	+13.2%	26+	before history	2.48%
VTV	VANGUARD VALUE INDEX FUND	Reduced	22,205	-4,128	$4,839,135	−6.3%	26+	before history	2.32%
		Added	64,658	+5,479	$4,659,255	+30.4%	3	$64.11	2.23%
SPMO	Invesco Ltd. Financial Services	Added	25,872	+712	$4,179,362	+48.2%	3	$120.43	2.00%
HAWX	iShares Currency Hedged MSCI ACWI ex U.S. ETF	Added	80,061	+14,437	$3,722,836	+38.7%	2	unpriced	1.78%
PULS	PGIM Ultra Short Bond ETF	Added	74,275	+26,581	$3,680,326	+55.9%	3	$49.68	1.76%
FDVV	Fidelity High Dividend ETF	Added	58,217	+16,350	$3,509,902	+51.8%	3	$57.12	1.68%
DYNF	iShares U.S. Equity Factor Rotation Active ETF	Reduced	51,479	-5,723	$3,501,086	+5.2%	3	$60.14	1.68%
VB	Vanguard Index Funds	Reduced	10,385	-412	$3,147,901	+11.3%	5	$253.64	1.51%
IJK	iShares S&P Mid-Cap 400 Growth ETF	Reduced	25,578	-256	$3,005,415	+15.6%	26+	before history	1.44%
SPIB	State Street(R) SPDR(R) Portfolio Intermediate Term Corporate Bond ETF	Added	80,472	+4,603	$2,692,593	+5.8%	26+	before history	1.29%
IEFA	iShares Core MSCI EAFE ETF	Added	26,060	+10,967	$2,516,874	+84.2%	3	unpriced	1.21%
EFA	iShares MSCI EAFE ETF	Added	22,768	+5,817	$2,365,139	+43.7%	26+	before history	1.13%
		Reduced	53,268	-407	$2,225,537	+9.5%	5	$36.46	1.07%
SHY	iShares 1-3 Year Treasury Bond ETF	Added	26,458	+797	$2,172,466	+2.5%	26+	before history	1.04%
VGLT	VANGUARD LONG-TERM TREASURY INDEX FUND	Added	35,460	+13,311	$1,956,682	+59.6%	3	$56.14	0.94%
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	Reduced	32,296	-6,388	$1,927,748	−7.8%	26+	before history	0.92%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	4,758	+114	$1,760,650	+18.2%	26+	before history	0.84%
AGG	iShares Core U.S. Aggregate Bond ETF	Added	16,415	+1,732	$1,624,756	+11.5%	26+	before history	0.78%
IJT	iShares S&P Small-Cap 600 Growth ETF	Reduced	9,057	-1,423	$1,617,580	+6.7%	26+	before history	0.78%
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	Added	18,015	+11,179	$1,583,158	+202.6%	2	$83.29	0.76%
EEM	iShares MSCI Emerging Markets ETF	Added	22,047	+619	$1,508,235	+23.9%	5	$46.95	0.72%
BSV	VANGUARD SHORT-TERM BOND INDEX FUND	Reduced	18,956	-4,873	$1,476,861	−21.0%	26+	before history	0.71%
VV	VANGUARD LARGE-CAP INDEX FUND	Held	4,126	0	$1,418,972	+15.1%	26+	before history	0.68%
IWM	iShares Russell 2000 ETF	Reduced	4,679	-119	$1,405,805	+18.1%	24	unpriced	0.67%
IJJ	iShares S&P Mid-Cap 400 Value ETF	Reduced	9,054	-103	$1,337,547	+10.2%	26+	before history	0.64%
IJS	iShares S&P Small-Cap 600 Value ETF	Added	9,752	+69	$1,332,903	+16.2%	26+	before history	0.64%
GTO	Invesco Total Return Bond ETF	NEW	25,559	NEW	$1,197,950	NEW	1	$46.91	0.57%
QQQM	Invesco Ltd. Financial Services	Added	3,936	+2,897	$1,192,489	+383.0%	5	$263.04	0.57%
IWF	iShares Russell 1000 Growth ETF	Added	9,510	+7,133	$1,180,856	+16.5%	26+	before history	0.57%
MBB	iShares MBS ETF	Added	12,084	+1,207	$1,142,179	+10.6%	24	unpriced	0.55%
IEI	iShares 3-7 Year Treasury Bond ETF	Added	8,944	+823	$1,050,472	+9.1%	26+	before history	0.50%
IWD	iShares Russell 1000 Value ETF	Added	4,246	+148	$1,029,357	+17.6%	26+	before history	0.49%
IWB	iShares Russell 1000 ETF	Held	2,421	0	$991,399	+14.8%	26+	before history	0.48%
BNDX	Vanguard Total International Bond ETF	Reduced	19,083	-1,909	$924,189	−8.4%	26+	before history	0.44%
IWR	iShares Russell Mid-Cap ETF	Added	8,324	+20	$918,303	+13.7%	26+	before history	0.44%
AVEM	Avantis Emerging Markets Equity ETF	Reduced	9,453	-462	$912,119	+14.2%	2	$83.04	0.44%
MDY	Spdr S&P Midcap 400 ETF Trust	Reduced	1,266	-53	$890,428	+9.5%	26+	before history	0.43%

Showing the top 50 of 85 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.