BANTA ASSET MANAGEMENT LP

Registered adviser

CIK

1426960

Location

NEWPORT BEACH, CA

Portfolio Value

Small $111,870,787

Diversification

Moderately concentrated

Filing Date

Global Rank

#8,181 / 8,827 ▼ 13 · as of Jun 2026

Top Industry

Consumer Electronics 40.4%

3Y Alpha vs SPY

-7.3%

Period ended 38 days ago

Filed Nov 2, 2026 · 5d

17 quarters · since Dec 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 142987

Roster of Nov 1, 2026

Regulatory AUM

$128,657,824

Main clients

Individuals and high net worth (99% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Mar 2026 to Nov 2026	$128,657,824	Individuals and high net worth (99%)
Mar 2025 to Feb 2026	$114,556,231	Individuals and high net worth (99%)
Mar 2024 to Feb 2025	$97,471,062	Individuals and high net worth (99%)
May 2023 to Feb 2024	$92,307,897	Individuals and high net worth (99%)
Feb 2023 to Apr 2023	$92,307,897	Individuals and high net worth (99%)
Mar 2022 to Jan 2023	$156,723,525	Individuals and high net worth (99%)

3 earlier changes not shown.

Schedule 13D/13G stakes

Stakes of 5% or more disclosed on Schedule 13D or 13G, each on the filer's latest filing for the security. These are event-dated stakes, not the quarter-end 13F portfolio below.

No stake currently held at or above 5%.

A 13D or 13G stays in force until its filer amends it and no amendment is due without a material change, so a stake with no filing in 24 months reads unconfirmed, never sold. An amendment reporting under 5% ends the filer's duty to amend, not necessarily the holding. Shares are restated onto today's split basis. Show 1 exited, below-5% or retired stake

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 98.2% of the book (60%+)

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Short horizon

Value-weighted holding period 3.0 quarters (under 4)

Closest benchmark: every 13F filer's combined book, active share 87.8%; sector active share 74.8% against the combined 13F book's sector weights.

Over time 16 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

18 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

32.4%

+0.5 pts

Top 5

90.6%

+1.4 pts

Top 10

98.8%

+0.7 pts

HHI

2,354

Moderately concentrated+75

Portfolio Trend

17 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	85.8%	$95,946,076	11
Technology	11.9%	$13,365,645	4
Industrials	1.8%	$1,963,442	1
Consumer Cyclical	0.3%	$322,522	1
Consumer Defensive	0.2%	$273,102	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

4 positions

Ticker	Company	Δ Shares	Shares	Value
VOO	VANGUARD 500 INDEX FUND	+1,055	42,197	$29,574,189
NVDA	Nvidia Corp	+910	13,480	$3,078,562
QQQ	Invesco Qqq Trust, Series 1	+467	49,058	$36,291,636
SPY	Spdr S&P 500 ETF Trust	+175	3,133	$2,389,319
No positions match the current search.

Trimmed

Positions the filer reduced

8 positions

Ticker	Company	Δ Shares	Shares	Value
VERI	Veritone, Inc.	−94,800	2,541,058	$3,023,859
BSJQ	Invesco BulletShares 2026 High Yield Corporate Bond ETF	−3,700	194,233	$4,434,339
BSJR	Invesco BulletShares 2027 High Yield Corporate Bond ETF	−3,400	326,885	$7,225,792
BSJS	Invesco BulletShares 2028 High Yield Corporate Bond ETF	−2,050	331,320	$7,095,549
BSJT		−1,200	321,670	$6,644,093
AAPL	Apple Inc.	−197	19,329	$6,436,943
DIA	Spdr Dow Jones Industrial Average ETF Trust	−130	1,874	$953,022
HYG	iShares iBoxx $ High Yield Corporate Bond ETF	−115	4,485	$346,286
No positions match the current search.

New Positions

Positions the filer opened this quarter

1 positions

Ticker	Company	Shares	Value	Open
SPCX	Space Exploration Technologies Corp	13,015	$1,963,442
No positions match the current search.

Sold Out

Positions the filer fully exited

3 positions

Ticker	Company	Shares	Value
IGV	iShares Expanded Tech-Software Sector ETF	21,320	$1,931,592
RSP	Victory Portfolios II	7,410	$1,576,625
RWL	Invesco Ltd.	6,125	$782,530
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

18 tracked positions · $111,870,787 total · filing declares 18 positions · $111,869,792 · as of Sep 30, 2026

All sectors Consumer Cyclical Consumer Defensive Industrials Technology

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
QQQ	Invesco Qqq Trust, Series 1	Added	49,058	+467	$36,291,636	+1.4%	32.44%
VOO	VANGUARD 500 INDEX FUND	Added	42,197	+1,055	$29,574,189	+4.7%	26.44%
BSJR	Invesco BulletShares 2027 High Yield Corporate Bond ETF	Reduced	326,885	-3,400	$7,225,792	−2.1%	6.46%
BSJS	Invesco BulletShares 2028 High Yield Corporate Bond ETF	Reduced	331,320	-2,050	$7,095,549	−2.1%	6.34%
BSJT		Reduced	321,670	-1,200	$6,644,093	−2.6%	5.94%
AAPL	Apple Inc. Technology	Reduced	19,329	-197	$6,436,943	+13.9%	5.75%
BSJQ	Invesco BulletShares 2026 High Yield Corporate Bond ETF	Reduced	194,233	-3,700	$4,434,339	−2.4%	3.96%
NVDA	Nvidia Corp Technology	Added	13,480	+910	$3,078,562	+22.4%	2.75%
VERI	Veritone, Inc. Technology	Reduced	2,541,058	-94,800	$3,023,859	−16.3%	2.70%
SPY	Spdr S&P 500 ETF Trust	Added	3,133	+175	$2,389,319	+8.2%	2.14%
SPCX	Space Exploration Technologies Corp Industrials	NEW	13,015	NEW	$1,963,442	NEW	1.76%
DIA	Spdr Dow Jones Industrial Average ETF Trust	Reduced	1,874	-130	$953,022	−9.0%	0.85%
MSFT	Microsoft Corp Technology	Held	1,611	0	$826,281	+37.5%	0.74%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Held	1,650	0	$617,496	+1.1%	0.55%
PFF	iShares Preferred and Income Securities ETF	Held	12,690	0	$374,355	−3.2%	0.33%
HYG	iShares iBoxx $ High Yield Corporate Bond ETF	Reduced	4,485	-115	$346,286	−5.9%	0.31%
TSLA	Tesla, Inc. Consumer Cyclical	Held	909	0	$322,522	−15.6%	0.29%
COST	Costco Wholesale Corp Consumer Defensive	Held	300	0	$273,102	−2.7%	0.24%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.