NuWave Investment Management, LLC

CIK

1536141

Location

PARSIPPANY, NJ

Portfolio Value

Micro $85,244,895

Diversification

Diversified

Filing Date

Global Rank

#5,996 / 6,827 ▲ 292 · as of Sep 2022

Top Industry

Telecom Services 6.7%

Period ended 4 years ago

Filed Oct 21, 2022 · 4y

11 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Sep 30, 2022, never from the firm's own description.

Style

Diversified active

Top 10 weight 15.0%, 144.7 effective positions, active share 70.4% against the S&P 500 as of 2022-09-30; it meets none of the index-like, systematic-like or concentrated tests

Turnover

High turnover

258.3% over the last four quarters (100%+)

Horizon

Horizon unknown

The value-weighted holding period is at least 2.1 quarters, but 1.3% of the book was already held when coverage starts

Closest benchmark: the S&P 500 as of 2022-09-30, active share 70.4%; sector active share 25.1% against the combined 13F book's sector weights.

Over time 11 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

263 tracked positions · as of Sep 30, 2022 · Δ vs Jun 30, 2022

Top Position

2.2%

+0.5 pts

Top 5

8.7%

+1.1 pts

Top 10

15.0%

+0.6 pts

HHI

Diversified−8

Portfolio Trend

11 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2022

Sector	% Portfolio	Value	Positions
Technology	17.0%	$14,457,630	48
Industrials	13.3%	$11,329,951	28
Healthcare	12.2%	$10,391,683	32
Consumer Cyclical	11.8%	$10,092,155	28
Communication Services	9.6%	$8,206,562	16
Financial Services	9.6%	$8,141,463	29
Consumer Defensive	6.4%	$5,428,545	19
Real Estate	5.2%	$4,459,048	10
Unclassified	4.9%	$4,165,557	20
Utilities	4.5%	$3,844,700	20
Basic Materials	2.9%	$2,496,210	6
Energy	2.6%	$2,231,391	7

Last Quarter's Activity

Export CSV

Sep 30, 2022 vs Jun 30, 2022

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
INTC	Intel Corp	+51,348	60,451	$1,557,822
MPT	Medical Properties Trust Inc	+49,732	51,607	$612,059
ELAN	Elanco Animal Health Inc	+34,620	47,784	$592,999
VOD	Vodafone Group Public Ltd Co	+20,346	21,780	$246,767
CMCSA	Comcast Corp	+20,109	42,006	$1,232,036
NEM	NEWMONT Corp	+15,519	19,197	$806,849
VFC	V F Corp	+13,391	20,955	$626,764
BKR	Baker Hughes Co	+13,095	14,825	$310,732
MTCH	Match Group, Inc.	+12,650	15,435	$737,021
AMD	Advanced Micro Devices Inc	+12,083	16,657	$1,055,387
FIS	Fidelity National Information Services, Inc.	+10,817	11,169	$844,041
TRU	TransUnion	+9,130	9,568	$569,200
STX	Seagate Technology Holdings plc	+8,727	10,258	$546,033
QSR	Restaurant Brands International Inc.	+8,185	9,879	$525,365
SO	Southern Co	+7,666	7,671	$521,628
W	Wayfair Inc.	+7,219	12,845	$418,104
TSN	Tyson Foods, Inc.	+7,131	7,431	$489,925
OKTA	Okta, Inc.	+6,994	12,503	$711,045
APH	Amphenol Corp	+6,018	6,719	$449,904
—		+4,806	5,921	$264,000
TRP	Tc Energy Corp	+4,745	5,858	$236,018
EBAY	Ebay Inc	+4,642	17,871	$657,831
SWK	Stanley Black & Decker, Inc.	+4,514	11,922	$896,653
ZION	Zions Bancorporation, National Association	+4,412	5,380	$273,626
AFL	Aflac Inc	+4,087	5,544	$311,572
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
—		−21,518	56,510	$649,865
INFY	Infosys Ltd	−19,499	6,903	$117,143
DVN	Devon Energy Corp	−9,785	2,174	$130,722
SHOP	Shopify Inc.	−9,690	4,147	$111,720
DIS	Walt Disney Co	−8,650	1,138	$107,347
CCL	Carnival Corp Ltd.	−7,904	10,491	$73,751
TWLO	Twilio Inc	−7,789	691	$47,775
COP	Conocophillips	−7,328	1,777	$181,858
VNO	Vornado Realty Trust	−7,315	1,961	$45,416
ETSY	Etsy Inc	−7,059	5,515	$552,216
C	Citigroup Inc	−5,974	1,852	$77,172
—		−5,948	823	$0
CSX	Csx Corp	−5,438	6,291	$167,592
ADM	Archer-Daniels-Midland Co	−5,240	3,330	$267,898
MET	Metlife Inc	−4,572	597	$36,285
—		−4,208	1,143	$29,000
PYPL	PayPal Holdings, Inc.	−4,143	4,724	$406,594
ILMN	Illumina, Inc.	−4,115	425	$81,085
MRNA	Moderna, Inc.	−3,810	3,548	$419,551
EXPE	Expedia Group, Inc.	−3,610	983	$92,097
TGT	Target Corp	−3,578	559	$82,950
DOCU	Docusign, Inc.	−3,443	3,720	$198,908
F	Ford Motor Co	−3,086	28,905	$323,736
MMM	3M Co	−2,907	3,954	$436,916
COR	Cencora, Inc.	−2,888	2,916	$394,622
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
PGR	Progressive Corp	15,936	$1,851,922
WM	Waste Management Inc	9,595	$1,537,214
MCD	Mcdonalds Corp	5,270	$1,215,999
VZ	Verizon Communications Inc	29,172	$1,107,660
CHTR	Charter Communications, Inc.	3,564	$1,081,139
O	Realty Income Corp	17,219	$1,002,145
SPGI	S&P Global Inc.	3,001	$916,355
WCN	Waste Connections, Inc.	6,565	$887,128
—		27,229	$855,000
MCK	Mckesson Corp	2,244	$762,668
RSG	Republic Services, Inc.	5,555	$755,702
TSLA	Tesla, Inc.	2,780	$737,395
SHW	Sherwin Williams Co	3,479	$712,325
IQV	Iqvia Holdings Inc.	3,911	$708,438
PLD	Prologis, Inc.	6,949	$706,018
MDB	MongoDB, Inc.	3,529	$700,718
T	At&T Inc.	45,427	$696,850
DLR	Digital Realty Trust, Inc.	6,929	$687,218
LUMN	Lumen Technologies, Inc.	92,641	$674,426
DPZ	Dominos Pizza Inc	2,114	$655,762
ORCL	Oracle Corp	10,699	$653,387
BALL	BALL Corp	13,485	$651,595
TMO	Thermo Fisher Scientific Inc.	1,280	$649,203
AMT	American Tower Corp	3,022	$648,823
CMG	Chipotle Mexican Grill Inc	427	$641,678
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
CSCO	Cisco Systems, Inc.	29,149	$1,242,913
BMY	Bristol Myers Squibb Co	14,357	$1,105,489
HON	Honeywell International Inc	6,145	$1,068,062
NFLX	Netflix Inc	6,077	$1,062,684
MDT	Medtronic plc	11,791	$1,058,242
BIIB	Biogen Inc.	4,675	$953,419
TTWO	Take Two Interactive Software Inc	7,595	$930,615
—		7,559	$919,552
ROK	Rockwell Automation, Inc	4,423	$881,548
HCA	HCA Healthcare, Inc.	5,222	$877,609
HSY	Hershey Co	4,034	$867,955
JCI	Johnson Controls International plc	16,120	$771,825
MO	Altria Group, Inc.	18,286	$763,806
AVGO	Broadcom Inc.	1,562	$758,835
MRVL	Marvell Technology, Inc.	17,298	$752,981
SYK	Stryker Corp	3,745	$744,992
ULTA	Ulta Beauty, Inc.	1,922	$740,892
GE	General Electric Co	10,948	$697,059
SPG	Simon Property Group Inc.	7,015	$665,863
MPC	Marathon Petroleum Corp	7,924	$651,432
VMC	Vulcan Materials CO	4,276	$607,619
CF	CF Industries Holdings, Inc.	6,800	$582,964
Z	Zillow Group, Inc.	15,151	$481,044
TD	Toronto Dominion Bank	6,718	$440,566
MOS	Mosaic Co	9,219	$435,413
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

263 tracked positions · $85,244,895 total · filing declares 269 positions · $87,241,000 · as of Sep 30, 2022

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 263 positions by value · page 1 of 6

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
PGR	Progressive Corp Financial Services	NEW	15,936	NEW	$1,851,922	NEW	1	$120.41	2.17%
INTC	Intel Corp Technology	Added	60,451	+51,348	$1,557,822	+357.5%	2	$35.48	1.83%
WM	Waste Management Inc Industrials	NEW	9,595	NEW	$1,537,214	NEW	1	$165.07	1.80%
CMCSA	Comcast Corp Communication Services	Added	42,006	+20,109	$1,232,036	+43.4%	3	unpriced	1.45%
MCD	Mcdonalds Corp Consumer Cyclical	NEW	5,270	NEW	$1,215,999	NEW	1	$255.59	1.43%
GD	General Dynamics Corp Industrials	Added	5,497	+4,026	$1,166,298	+258.4%	4	$224.87	1.37%
VZ	Verizon Communications Inc Communication Services	NEW	29,172	NEW	$1,107,660	NEW	1	$44.54	1.30%
CHTR	Charter Communications, Inc. Communication Services	NEW	3,564	NEW	$1,081,139	NEW	1	$427.79	1.27%
AMD	Advanced Micro Devices Inc Technology	Added	16,657	+12,083	$1,055,387	+201.7%	2	$87.47	1.24%
O	Realty Income Corp Real Estate	NEW	17,219	NEW	$1,002,145	NEW	1	$68.95	1.18%
SPGI	S&P Global Inc. Financial Services	NEW	3,001	NEW	$916,355	NEW	1	unpriced	1.07%
SWK	Stanley Black & Decker, Inc. Industrials	Added	11,922	+4,514	$896,653	+15.4%	3	$131.94	1.05%
WCN	Waste Connections, Inc. Industrials	NEW	6,565	NEW	$887,128	NEW	1	$136.35	1.04%
		NEW	27,229	NEW	$855,000	NEW	1	unpriced	1.00%
FIS	Fidelity National Information Services, Inc. Technology	Added	11,169	+10,817	$844,041	+2515.8%	11+	before history	0.99%
OXY	Occidental Petroleum Corp Energy	Reduced	13,573	-1,091	$834,060	−3.4%	4	$49.88	0.98%
NEM	NEWMONT Corp Basic Materials	Added	19,197	+15,519	$806,849	+267.6%	2	$51.32	0.95%
MCK	Mckesson Corp Healthcare	NEW	2,244	NEW	$762,668	NEW	1	$347.15	0.89%
RSG	Republic Services, Inc. Industrials	NEW	5,555	NEW	$755,702	NEW	1	$139.71	0.89%
TSLA	Tesla, Inc. Consumer Cyclical	NEW	2,780	NEW	$737,395	NEW	1	unpriced	0.87%
MTCH	Match Group, Inc. Communication Services	Added	15,435	+12,650	$737,021	+279.7%	2	$66.11	0.86%
SHW	Sherwin Williams Co Basic Materials	NEW	3,479	NEW	$712,325	NEW	1	$236.90	0.84%
OKTA	Okta, Inc. Technology	Added	12,503	+6,994	$711,045	+42.8%	3	$101.99	0.83%
IQV	Iqvia Holdings Inc. Healthcare	NEW	3,911	NEW	$708,438	NEW	1	$219.07	0.83%
PLD	Prologis, Inc. Real Estate	NEW	6,949	NEW	$706,018	NEW	1	$124.02	0.83%
LMT	Lockheed Martin Corp Industrials	Added	1,827	+1,185	$705,751	+155.7%	4	$398.68	0.83%
MDB	MongoDB, Inc. Technology	NEW	3,529	NEW	$700,718	NEW	1	$291.83	0.82%
T	At&T Inc. Communication Services	NEW	45,427	NEW	$696,850	NEW	1	$18.19	0.82%
DLR	Digital Realty Trust, Inc. Real Estate	NEW	6,929	NEW	$687,218	NEW	1	$122.65	0.81%
LUMN	Lumen Technologies, Inc. Communication Services	NEW	92,641	NEW	$674,426	NEW	1	$10.18	0.79%
EBAY	Ebay Inc Consumer Cyclical	Added	17,871	+4,642	$657,831	+19.3%	5	$48.52	0.77%
DPZ	Dominos Pizza Inc Consumer Cyclical	NEW	2,114	NEW	$655,762	NEW	1	$379.59	0.77%
ORCL	Oracle Corp Technology	NEW	10,699	NEW	$653,387	NEW	1	$73.21	0.77%
BALL	BALL Corp Consumer Cyclical	NEW	13,485	NEW	$651,595	NEW	1	$61.49	0.76%
		Reduced	56,510	-21,518	$649,865	−37.9%	2	$18.55	0.76%
TMO	Thermo Fisher Scientific Inc. Healthcare	NEW	1,280	NEW	$649,203	NEW	1	$559.63	0.76%
AMT	American Tower Corp Real Estate	NEW	3,022	NEW	$648,823	NEW	1	$256.93	0.76%
CMG	Chipotle Mexican Grill Inc Consumer Cyclical	NEW	427	NEW	$641,678	NEW	1	$1,549.91	0.75%
VFC	V F Corp Consumer Cyclical	Added	20,955	+13,391	$626,764	+87.6%	5	$50.31	0.74%
MCO	Moodys Corp Financial Services	NEW	2,571	NEW	$625,035	NEW	1	$290.51	0.73%
GWW	W.W. Grainger, Inc. Industrials	Added	1,255	+1,076	$613,933	+654.8%	2	$520.49	0.72%
MPT	Medical Properties Trust Inc Real Estate	Added	51,607	+49,732	$612,059	+2037.7%	2	$15.25	0.72%
ELAN	Elanco Animal Health Inc Healthcare	Added	47,784	+34,620	$592,999	+129.5%	2	$19.18	0.70%
PG	PROCTER & GAMBLE Co Consumer Defensive	NEW	4,649	NEW	$586,936	NEW	1	$142.05	0.69%
TRU	TransUnion Financial Services	Added	9,568	+9,130	$569,200	+1524.7%	2	$77.32	0.67%
CNC	Centene Corp Healthcare	NEW	7,230	NEW	$562,566	NEW	1	$89.37	0.66%
ROKU	Roku, Inc Communication Services	Added	9,951	+965	$561,236	−24.0%	5	$189.65	0.66%
ETSY	Etsy Inc Consumer Cyclical	Reduced	5,515	-7,059	$552,216	−40.0%	4	$111.39	0.65%
BDX	Becton Dickinson & Co Healthcare	NEW	2,473	NEW	$551,058	NEW	1	$248.86	0.65%
PFE	Pfizer Inc Healthcare	NEW	12,571	NEW	$550,106	NEW	1	$48.59	0.65%

Showing the top 50 of 263 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.