Third Security, LLC
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Portfolio style
Measured from the filed 13F common-share book for Sep 30, 2022, never from the firm's own description.
Closest benchmark: the S&P 500 as of 2022-09-30, active share 87.2%; sector active share 65.8% against the combined 13F book's sector weights.
Over time 11 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
19 tracked positions · as of Sep 30, 2022 · Δ vs Jun 30, 2022Portfolio Trend
Sector Breakdown
As of Sep 30, 2022| Sector | % Portfolio | Value |
|---|---|---|
| Healthcare | 76.7% | $184,771,389 |
| Technology | 6.7% | $16,167,975 |
| Energy | 4.4% | $10,658,873 |
| Consumer Defensive | 4.3% | $10,453,862 |
| Communication Services | 3.6% | $8,771,812 |
| Consumer Cyclical | 1.2% | $2,938,000 |
| Utilities | 1.1% | $2,764,400 |
| Financial Services | 1.0% | $2,390,720 |
| Basic Materials | 0.8% | $1,840,667 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increasedTrimmed
Positions the filer reduced| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| AQB | Aquabounty Technologies Inc | −51,896 | 5,288,940 | $4,130,662 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarterSold Out
Positions the filer fully exited| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| PGEN |
Precigen, Inc.
Healthcare
|
Held | 83,465,566 | $176,946,999 | 73.50% | |
| KMI |
Kinder Morgan, Inc.
Energy
|
Held | 316,000 | $5,258,240 | 2.18% | |
| ABBV |
AbbVie Inc.
Healthcare
|
Held | 38,600 | $5,180,506 | 2.15% | |
| IBM |
International Business Machines Corp
Technology
|
Added | 43,500 | $5,168,235 | 2.15% | |
| AAPL |
Apple Inc.
Technology
|
Held | 35,700 | $4,933,740 | 2.05% | |
| MSFT |
Microsoft Corp
Technology
|
Held | 20,000 | $4,658,000 | 1.93% | |
| VZ |
Verizon Communications Inc
Communication Services
|
Added | 119,600 | $4,541,212 | 1.89% | |
| MO |
Altria Group, Inc.
Consumer Defensive
|
Held | 112,000 | $4,522,560 | 1.88% | |
| GOOG |
Alphabet Inc.
Communication Services
|
Added | 44,000 | $4,230,600 | 1.76% | |
| AQB |
Aquabounty Technologies Inc
Consumer Defensive
|
Reduced | 5,288,940 | $4,130,662 | 1.72% | |
| CVX |
Chevron Corp
Energy
|
Added | 21,000 | $3,017,070 | 1.25% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Held | 26,000 | $2,938,000 | 1.22% | |
| D |
Dominion Energy, Inc
Utilities
|
Held | 40,000 | $2,764,400 | 1.15% | |
| MRK |
Merck & Co., Inc.
Healthcare
|
Held | 30,700 | $2,643,884 | 1.10% | |
| PNC |
Pnc Financial Services Group, Inc.
Financial Services
|
Held | 16,000 | $2,390,720 | 0.99% | |
| XOM |
ExxonMobil Holdings Corp
Energy
|
Held | 27,300 | $2,383,563 | 0.99% | |
| DOW |
Dow Inc.
Basic Materials
|
Held | 41,900 | $1,840,667 | 0.76% | |
| KMB |
Kimberly Clark Corp
Consumer Defensive
|
Held | 16,000 | $1,800,640 | 0.75% | |
| CSCO |
Cisco Systems, Inc.
Technology
|
Held | 35,200 | $1,408,000 | 0.58% |
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.