NVWM, LLC

CIK

1697274

Location

YARDLEY, PA

Portfolio Value

Small $517,508,779

Diversification

Diversified

Filing Date

Global Rank

#3,859 / 8,818 ▼ 77 · as of Jun 2026

Top Industry

Semiconductors 12.6%

Period ended 28 days ago

Filed Oct 14, 2026 · 14d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 35.6%, 44.5 effective positions, active share 50.3% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

29.6% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 20.3 quarters (12+), a floor since 58.0% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 50.3%; sector active share 17.5% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

775 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

10.9%

+1.2 pts

Top 5

26.9%

+2.8 pts

Top 10

38.8%

+3.3 pts

HHI

260

Diversified+36

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	30.7%	$158,786,880	177
Technology	28.3%	$146,542,210	101
Financial Services	8.2%	$42,286,546	86
Industrials	7.3%	$37,676,583	89
Consumer Cyclical	6.9%	$35,583,934	66
Communication Services	6.4%	$33,072,810	27
Healthcare	4.8%	$24,585,543	77
Energy	2.5%	$12,682,081	23
Consumer Defensive	2.3%	$11,935,486	34
Utilities	1.1%	$5,510,889	32
Basic Materials	1.0%	$5,219,454	31
Real Estate	0.7%	$3,626,363	32

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
BKLN	Invesco Ltd.	+230,702	307,790	$0
HYG	iShares iBoxx $ High Yield Corporate Bond ETF	+95,782	148,263	$11,447,385
USFR	WisdomTree Floating Rate Treasury Fund	+44,880	221,433	$11,158,008
GLW	Corning Inc	+15,237	15,272	$2,348,222
IWR	iShares Russell Mid-Cap ETF	+14,588	49,019	$5,230,817
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	+13,189	92,553	$8,307,557
XOM	ExxonMobil Holdings Corp	+13,027	26,524	$4,316,780
APH	Amphenol Corp	+12,364	23,790	$2,005,496
CRWD	CrowdStrike Holdings, Inc.	+11,916	15,953	$4,223,556
FCX	Freeport-Mcmoran Inc	+11,333	27,800	$1,946,000
PFE	Pfizer Inc	+10,021	12,969	$369,875
EFA	iShares MSCI EAFE ETF	+9,373	60,364	$6,271,215
IJR	iShares Core S&P Small-Cap ETF	+6,993	7,197	$979,079
MRVL	Marvell Technology, Inc.	+6,514	7,207	$1,904,161
AGG	iShares Core U.S. Aggregate Bond ETF	+5,764	37,360	$3,532,013
EEM	iShares MSCI Emerging Markets ETF	+5,402	73,375	$4,900,715
VTIP	VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND	+3,768	189,379	$9,321,234
HGER	Harbor Commodity All-Weather Strategy ETF	+3,530	214,596	$7,566,653
IBIT	iShares Bitcoin Trust ETF	+2,790	3,767	$178,329
EMB	iShares J.P. Morgan USD Emerging Markets Bond ETF	+2,169	24,991	$2,270,181
—		+2,080	43,275	$0
QXO	QXO, Inc.	+2,000	7,000	$81,830
TSLA	Tesla, Inc.	+1,905	2,330	$826,706
MMM	3M Co	+1,887	2,185	$358,667
IGSB	iShares 1-5 Year Investment Grade Corporate Bond ETF	+1,793	28,333	$1,451,499
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
EWZ	iShares MSCI Brazil ETF	−29,588	17,216	$641,295
VUSB	VANGUARD ULTRA-SHORT BOND ETF	−12,913	122,430	$6,066,406
XEL	Xcel Energy Inc	−12,636	12,091	$852,172
ORCL	Oracle Corp	−12,032	64	$8,787
IWF	iShares Russell 1000 Growth ETF	−7,497	400	$50,104
IBM	International Business Machines Corp	−4,338	31	$6,817
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	−2,714	31,658	$2,220,808
SHY	iShares 1-3 Year Treasury Bond ETF	−2,604	15,968	$1,296,601
WFC	Wells Fargo & Company	−2,328	48,440	$3,877,621
APD	Air Products & Chemicals, Inc.	−2,229	29	$8,068
JPST	JPMorgan Ultra-Short Income ETF	−1,974	15,938	$802,797
VXUS	Vanguard Total International Stock ETF	−1,863	15,343	$1,303,541
HELO	JPMorgan Hedged Equity Laddered Overlay ETF	−1,756	15,103	$1,044,674
SPY	Spdr S&P 500 ETF Trust	−1,270	1,884	$1,436,794
DELL	Dell Technologies Inc.	−1,177	7,608	$4,092,723
IWM	iShares Russell 2000 ETF	−1,170	22,879	$6,357,844
—		−950	3,330	$0
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	−863	5,482	$2,051,583
WY	Weyerhaeuser Co	−805	453	$8,629
DAL	Delta Air Lines, Inc.	−498	17,663	$1,474,153
PANW	Palo Alto Networks Inc	−476	21,458	$8,525,477
EPRF		−292	151	$2,371
ANET	Arista Networks, Inc.	−235	22,181	$4,515,829
SHOP	Shopify Inc.	−223	13,133	$1,947,623
ABBV	AbbVie Inc.	−220	11,121	$2,909,141
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
SKHY	SK hynix Inc.	6,324	$1,164,563
IBTH	iShares iBonds Dec 2027 Term Treasury ETF	50,511	$1,127,405
IWD	iShares Russell 1000 Value ETF	3,854	$955,522
SPHQ	Invesco S&P 500 Quality ETF	1,351	$113,592
FNDF	Schwab Fundamental International Equity ETF	1,900	$102,125
VUG	VANGUARD GROWTH INDEX FUND	1,022	$92,092
NTRA	Natera, Inc.	200	$82,662
FNDX	Schwab Fundamental U.S. Large Company ETF	2,502	$78,737
BINC		1,370	$69,582
BE	Bloom Energy Corp	203	$56,226
STIP	iShares 0-5 Year TIPS Bond ETF	508	$50,647
EWJ	iShares MSCI Japan ETF	505	$49,217
MBB	iShares MBS ETF	537	$48,125
CIEN	Ciena Corp	127	$44,681
GPN	Global Payments Inc	507	$41,406
IJH	iShares Core S&P Mid-Cap ETF	573	$41,227
VTV	VANGUARD VALUE INDEX FUND	180	$38,894
IEI	iShares 3-7 Year Treasury Bond ETF	335	$38,002
FIX	Comfort Systems USA Inc	21	$34,735
IGIB	iShares 5-10 Year Investment Grade Corporate Bond ETF	542	$27,289
CBOE	Cboe Global Markets, Inc.	92	$25,326
JMKE	Jersey Mike's Subs Inc.	1,335	$22,453
CLOA		399	$20,700
IGF	iShares Global Infrastructure ETF	258	$15,882
IFRA	iShares U.S. Infrastructure ETF	281	$15,463
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
PAGS	PagSeguro Digital Ltd.	95,065	$860,338
IREN	IREN Ltd	16,885	$772,150
SLV	iShares Silver Trust	5,321	$284,513
USDU	WisdomTree Bloomberg U.S. Dollar Bullish Fund	4,365	$116,763
HL	Hecla Mining Co	6,300	$97,209
KGC	Kinross Gold Corp	1,001	$23,643
METU	Direxion Daily META Bull 2X Shares	926	$18,751
AAOI	Applied Optoelectronics, Inc.	100	$14,816
BW	Babcock & Wilcox Enterprises, Inc.	1,003	$14,142
EVC	Entravision Communications Corp	700	$9,128
BHP	BHP Group Ltd	100	$8,331
BAM	Brookfield Asset Management Ltd.	168	$7,534
CG	Carlyle Group Inc.	160	$6,737
VKTX	Viking Therapeutics, Inc.	165	$6,436
SA	Seabridge Gold Inc	250	$6,435
LPTH	Lightpath Technologies Inc	200	$3,270
—		220	$3,241
VTEB	VANGUARD TAX-EXEMPT BOND INDEX FUND	56	$2,832
NNBR	Nn Inc	600	$2,154
—		7	$1,435
RONB	Baron First Principles ETF	31	$756
AMZU	Direxion Daily AMZN Bull 2X Shares	20	$664
—		3	$566
AGL	agilon health, inc.	5	$535
TRAK	ReposiTrak, Inc.	50	$450
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

775 tracked positions · $517,508,779 total · filing declares 1,014 positions · $533,176,589 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 775 positions by value · page 1 of 16

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AAPL	Apple Inc. Technology	Added	74,775	+447	$24,901,570	+15.8%	4.81%
MSFT	Microsoft Corp Technology	Added	41,784	+234	$21,431,013	+38.3%	4.14%
NVDA	Nvidia Corp Technology	Added	86,063	+1,164	$19,655,067	+15.7%	3.80%
AMZN	Amazon Com Inc Consumer Cyclical	Added	68,433	+308	$17,050,081	+5.0%	3.29%
GOOGL	Alphabet Inc. Communication Services	Added	46,587	+727	$16,029,654	−2.2%	3.10%
HYG	iShares iBoxx $ High Yield Corporate Bond ETF	Added	148,263	+95,782	$11,447,385	+172.8%	2.21%
USFR	WisdomTree Floating Rate Treasury Fund	Added	221,433	+44,880	$11,158,008	+25.5%	2.16%
AMD	Advanced Micro Devices Inc Technology	Reduced	16,609	-206	$10,160,721	+4.0%	1.96%
VTIP	VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND	Added	189,379	+3,768	$9,321,234	−0.0%	1.80%
META	Meta Platforms, Inc. Communication Services	Added	12,617	+151	$9,149,595	+30.3%	1.77%
GLD	Spdr Gold Trust	Added	23,349	+148	$8,892,232	+4.0%	1.72%
PANW	Palo Alto Networks Inc Technology	Reduced	21,458	-476	$8,525,477	+14.0%	1.65%
LQD	iShares iBoxx $ Investment Grade Corporate Bond ETF	Added	81,366	+738	$8,313,977	−5.5%	1.61%
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	Added	92,553	+13,189	$8,307,557	+19.1%	1.61%
AVGO	Broadcom Inc. Technology	Added	21,883	+140	$7,685,090	−6.4%	1.49%
HGER	Harbor Commodity All-Weather Strategy ETF	Added	214,596	+3,530	$7,566,653	+22.2%	1.46%
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	Added	38,763	+1,294	$6,528,463	+9.8%	1.26%
IWM	iShares Russell 2000 ETF	Reduced	22,879	-1,170	$6,357,844	−12.0%	1.23%
EFA	iShares MSCI EAFE ETF	Added	60,364	+9,373	$6,271,215	+18.4%	1.21%
AMAT	Applied Materials Inc Technology	Reduced	12,142	-50	$6,209,175	−29.6%	1.20%
VUSB	VANGUARD ULTRA-SHORT BOND ETF	Reduced	122,430	-12,913	$6,066,406	−10.0%	1.17%
GEV	GE Vernova Inc. Industrials	Reduced	5,659	-76	$5,378,822	−20.2%	1.04%
IWR	iShares Russell Mid-Cap ETF	Added	49,019	+14,588	$5,230,817	+37.7%	1.01%
CVX	Chevron Corp Energy	Added	24,122	+255	$4,925,953	+24.5%	0.95%
EEM	iShares MSCI Emerging Markets ETF	Added	73,375	+5,402	$4,900,715	+5.4%	0.95%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	14,553	-134	$4,814,568	+0.1%	0.93%
MRK	Merck & Co., Inc. Healthcare	Added	32,637	+198	$4,742,482	+13.8%	0.92%
COST	Costco Wholesale Corp Consumer Defensive	Added	5,079	+203	$4,623,616	+1.4%	0.89%
V	Visa Inc. Financial Services	Reduced	12,655	-5	$4,547,320	+4.7%	0.88%
ANET	Arista Networks, Inc. Technology	Reduced	22,181	-235	$4,515,829	+18.6%	0.87%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	8,875	-42	$4,419,305	−1.0%	0.85%
XOM	ExxonMobil Holdings Corp Energy	Added	26,524	+13,027	$4,316,780	+133.9%	0.83%
CRWD	CrowdStrike Holdings, Inc. Technology	Added	15,953	+11,916	$4,223,556	+37.1%	0.82%
NFLX	Netflix Inc Communication Services	Added	59,915	+952	$4,168,884	−1.0%	0.81%
DELL	Dell Technologies Inc. Technology	Reduced	7,608	-1,177	$4,092,723	+8.0%	0.79%
MA	Mastercard Inc Financial Services	Added	7,230	+22	$3,987,127	+7.7%	0.77%
WFC	Wells Fargo & Company Financial Services	Reduced	48,440	-2,328	$3,877,621	−7.6%	0.75%
LLY	ELI LILLY & Co Healthcare	Added	3,328	+14	$3,850,761	−3.1%	0.74%
JNJ	Johnson & Johnson Healthcare	Reduced	13,625	-130	$3,607,081	+3.3%	0.70%
TMO	Thermo Fisher Scientific Inc. Healthcare	Reduced	5,264	-11	$3,553,462	+34.4%	0.69%
AGG	iShares Core U.S. Aggregate Bond ETF	Added	37,360	+5,764	$3,532,013	+12.9%	0.68%
ASML	Asml Holding NV Technology	Added	1,894	+20	$3,431,302	−8.0%	0.66%
PH	Parker-Hannifin Corp Industrials	Added	3,591	+90	$3,430,912	+0.2%	0.66%
CDNS	Cadence Design Systems Inc Technology	Added	10,158	+265	$3,354,018	−9.7%	0.65%
WMT	Walmart Inc. Consumer Defensive	Added	29,904	+389	$3,107,623	−7.0%	0.60%
AXP	American Express Co Financial Services	Added	9,673	+45	$2,941,558	−9.7%	0.57%
ABBV	AbbVie Inc. Healthcare	Reduced	11,121	-220	$2,909,141	+1.9%	0.56%
LRCX	Lam Research Corp Technology	Added	8,545	+145	$2,807,117	−22.9%	0.54%
MS	Morgan Stanley Financial Services	Added	14,605	+426	$2,746,907	−7.3%	0.53%
IAU	Ishares Gold Trust	Added	34,144	+1,067	$2,666,646	+6.8%	0.52%

Showing the top 50 of 775 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.