Ally Invest Advisors Inc.

Registered adviser

CIK

1706013

Location

CHARLOTTE, NC

Portfolio Value

Mid $1,656,134,244

Diversification

Highly concentrated

Filing Date

Global Rank

#1,825 / 8,827 ▼ 45

Top Industry

Asset Management 100.0%

Period ended 4 months ago

Filed Aug 13, 2026 · 3mo

26 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 170301

Roster of Nov 1, 2026

Regulatory AUM

$1,726,325,664

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$1,726,325,664	Individuals and high net worth (100%)
Apr 2025 to Mar 2026	$1,389,572,606	Individuals and high net worth (100%)
Mar 2024 to Mar 2025	$1,127,619,162	Individuals and high net worth (100%)
May 2023 to Feb 2024	$986,653,558	Individuals and high net worth (100%)
Apr 2023	$986,653,558	Individuals and high net worth (100%)
Apr 2022 to Mar 2023	$1,081,027,231	Individuals and high net worth (100%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Concentrated

The top 10 positions are 99.2% of the book (60%+)

Turnover

Low turnover

0.6% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 24.8 quarters (12+), a floor since 88.7% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 92.0%; sector active share 87.0% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

75 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

54.9%

+0.7 pts

Top 5

91.7%

−0.2 pts

Top 10

99.2%

+0.0 pts

HHI

3,523

Highly concentrated+66

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	99.9%	$1,654,854,681	74
Financial Services	0.1%	$1,279,563	1

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
BNDX	Vanguard Total International Bond ETF	+122,349	2,662,224	$128,931,508
VMBS	VANGUARD MORTGAGE-BACKED SECURITIES INDEX FUND	+68,382	1,520,621	$71,180,269
IEF	iShares 7-10 Year Treasury Bond ETF	+54,438	1,124,596	$106,353,043
IGIB	iShares 5-10 Year Investment Grade Corporate Bond ETF	+51,832	1,181,331	$62,811,369
VUG	VANGUARD GROWTH INDEX FUND	+18,778	22,749	$1,959,598
SCHG	Schwab U.S. Large-Cap Growth ETF	+17,169	934,561	$31,625,544
SCHV	Schwab U.S. Large-Cap Value ETF	+13,659	978,090	$34,047,312
AGG	iShares Core U.S. Aggregate Bond ETF	+13,632	226,868	$22,455,394
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	+12,081	1,429,618	$85,333,898
MUB	iShares National Muni Bond ETF	+9,533	256,431	$27,597,104
VEA	Vanguard FTSE Developed Markets ETF	+8,887	4,566,227	$325,343,673
ESGD	iShares ESG Aware MSCI EAFE ETF	+7,653	297,816	$30,618,462
IJH	iShares Core S&P Mid-Cap ETF	+7,598	1,467,792	$113,181,441
IGSB	iShares 1-5 Year Investment Grade Corporate Bond ETF	+5,951	93,130	$4,880,943
SCHD	Schwab U.S. Dividend Equity ETF	+5,198	56,231	$1,783,085
SPIB	State Street(R) SPDR(R) Portfolio Intermediate Term Corporate Bond ETF	+4,294	59,338	$1,985,449
SPLB	State Street(R) SPDR(R) Portfolio Long Term Corporate Bond ETF	+3,889	44,547	$997,852
BSV	VANGUARD SHORT-TERM BOND INDEX FUND	+2,770	39,130	$3,048,618
VO	VANGUARD MID-CAP INDEX FUND	+2,584	3,425	$275,952
PZA	Invesco National AMT-Free Municipal Bond ETF	+2,346	39,359	$925,723
ESGU	iShares ESG Aware MSCI USA ETF	+2,264	350,467	$57,360,933
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	+2,169	2,497	$298,441
IVV	iShares Core S&P 500 ETF	+2,065	513,402	$384,481,623
SUB	iShares Short-Term National Muni Bond ETF	+1,805	26,271	$2,797,073
VYMI	VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD INDEX FUND	+1,803	39,786	$3,906,985
No positions match the current search.

Trimmed

Positions the filer reduced

21 positions

Ticker	Company	Δ Shares	Shares	Value
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	−6,209	22,229	$4,235,069
ESGE	iShares Trust	−4,487	169,049	$9,245,289
IJR	iShares Core S&P Small-Cap ETF	−1,351	410,725	$60,914,624
—		−1,063	5,472	$736,312
—		−663	4,435	$398,484
IEMG	iShares Trust	−659	7,064	$585,181
SBIO	ALPS Medical Breakthroughs ETF	−643	3,581	$231,511
IDNA	iShares Genomics Immunology and Healthcare ETF	−524	6,852	$231,255
XT	iShares Future Exponential Technologies ETF	−475	13,283	$1,097,574
BOTZ	Global X Robotics & Artificial Intelligence ETF	−413	19,561	$742,144
ESML	iShares ESG Aware MSCI USA Small-Cap ETF	−350	144,256	$8,068,238
—		−206	5,695	$289,476
IEFA	iShares Core MSCI EAFE ETF	−201	10,397	$1,004,142
XLI	State Street(R) Industrial Select Sector SPDR(R) ETF	−196	4,662	$863,542
ESGV	VANGUARD ESG U.S. STOCK ETF	−163	3,777	$499,470
—		−100	1,571	$298,788
XLRE	State Street(R) Real Estate Select Sector SPDR(R) ETF	−99	6,550	$288,396
—		−96	12,987	$793,505
VTV	VANGUARD VALUE INDEX FUND	−85	5,814	$1,267,045
IJK	iShares S&P Mid-Cap 400 Growth ETF	−21	4,140	$486,450
CRBN	iShares Low Carbon Optimized MSCI ACWI ETF	−20	3,918	$991,136
No positions match the current search.

New Positions

Positions the filer opened this quarter

No qualifying positions this quarter.

Sold Out

Positions the filer fully exited

No qualifying positions this quarter.

Portfolio Positions

Compact Export CSV View 13F filing

75 tracked positions · $1,656,134,244 total · filing declares 75 positions · $1,656,131,193 · as of Jun 30, 2026

All sectors Financial Services

Showing 1–50 of 75 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
IVV	iShares Core S&P 500 ETF	Added	513,402	+2,065	$384,481,623	+15.1%	26+	before history	23.22%
VEA	Vanguard FTSE Developed Markets ETF	Added	4,566,227	+8,887	$325,343,673	+11.4%	26+	before history	19.64%
BNDX	Vanguard Total International Bond ETF	Added	2,662,224	+122,349	$128,931,508	+5.6%	26+	before history	7.79%
IJH	iShares Core S&P Mid-Cap ETF	Added	1,467,792	+7,598	$113,181,441	+14.8%	26+	before history	6.83%
IEF	iShares 7-10 Year Treasury Bond ETF	Added	1,124,596	+54,438	$106,353,043	+4.1%	26+	before history	6.42%
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	Added	1,429,618	+12,081	$85,333,898	+11.4%	26+	before history	5.15%
VMBS	VANGUARD MORTGAGE-BACKED SECURITIES INDEX FUND	Added	1,520,621	+68,382	$71,180,269	+4.4%	26+	before history	4.30%
IGIB	iShares 5-10 Year Investment Grade Corporate Bond ETF	Added	1,181,331	+51,832	$62,811,369	+4.5%	26+	before history	3.79%
IJR	iShares Core S&P Small-Cap ETF	Reduced	410,725	-1,351	$60,914,624	+18.9%	26+	before history	3.68%
ESGU	iShares ESG Aware MSCI USA ETF	Added	350,467	+2,264	$57,360,933	+16.5%	26+	before history	3.46%
SCHV	Schwab U.S. Large-Cap Value ETF	Added	978,090	+13,659	$34,047,312	+15.7%	17	unpriced	2.06%
SCHG	Schwab U.S. Large-Cap Growth ETF	Added	934,561	+17,169	$31,625,544	+18.3%	17	unpriced	1.91%
ESGD	iShares ESG Aware MSCI EAFE ETF	Added	297,816	+7,653	$30,618,462	+10.4%	26+	before history	1.85%
MUB	iShares National Muni Bond ETF	Added	256,431	+9,533	$27,597,104	+5.3%	26+	before history	1.67%
AGG	iShares Core U.S. Aggregate Bond ETF	Added	226,868	+13,632	$22,455,394	+6.1%	17	unpriced	1.36%
ESGE	iShares Trust	Reduced	169,049	-4,487	$9,245,289	—	10	unpriced	0.56%
VOT	VANGUARD MID-CAP GROWTH INDEX FUND	Added	29,609	+828	$9,069,236	+22.4%	15	unpriced	0.55%
VOE	VANGUARD MID-CAP VALUE INDEX FUND	Added	44,758	+1,100	$8,844,180	+9.9%	15	unpriced	0.53%
ESML	iShares ESG Aware MSCI USA Small-Cap ETF	Reduced	144,256	-350	$8,068,238	+18.7%	25	unpriced	0.49%
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	Added	35,689	+1,717	$5,639,932	+12.1%	26+	before history	0.34%
VBK	VANGUARD SMALL-CAP GROWTH INDEX FUND	Added	13,747	+186	$5,027,277	+22.7%	15	unpriced	0.30%
IGSB	iShares 1-5 Year Investment Grade Corporate Bond ETF	Added	93,130	+5,951	$4,880,943	+6.5%	26+	before history	0.29%
VBR	VANGUARD SMALL-CAP VALUE INDEX FUND	Added	19,226	+437	$4,671,725	+14.4%	15	unpriced	0.28%
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	Reduced	22,229	-6,209	$4,235,069	+12.1%	16	unpriced	0.26%
VYMI	VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD INDEX FUND	Added	39,786	+1,803	$3,906,985	+9.1%	26+	before history	0.24%
USXF	iShares ESG Advanced MSCI USA ETF	Added	52,573	+1,009	$3,651,194	+28.3%	17	unpriced	0.22%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	8,576	+598	$3,173,463	+24.0%	16	unpriced	0.19%
BSV	VANGUARD SHORT-TERM BOND INDEX FUND	Added	39,130	+2,770	$3,048,618	+6.9%	16	$76.96	0.18%
EMB	iShares J.P. Morgan USD Emerging Markets Bond ETF	Added	31,138	+1,473	$3,002,948	+7.8%	16	unpriced	0.18%
SUB	iShares Short-Term National Muni Bond ETF	Added	26,271	+1,805	$2,797,073	+7.3%	15	unpriced	0.17%
EAGG	iShares ESG Aware U.S. Aggregate Bond ETF	Added	45,240	+783	$2,144,828	+1.5%	15	unpriced	0.13%
SPIB	State Street(R) SPDR(R) Portfolio Intermediate Term Corporate Bond ETF	Added	59,338	+4,294	$1,985,449	+7.5%	15	unpriced	0.12%
VUG	VANGUARD GROWTH INDEX FUND	Added	22,749	+18,778	$1,959,598	+13.0%	15	unpriced	0.12%
SCHD	Schwab U.S. Dividend Equity ETF	Added	56,231	+5,198	$1,783,085	+13.9%	16	unpriced	0.11%
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	Added	8,627	+396	$1,368,759	+13.4%	15	unpriced	0.08%
XLF	State Street Corp Financial Services	Added	23,868	+1,545	$1,279,563	+16.1%	15	$38.83	0.08%
VTV	VANGUARD VALUE INDEX FUND	Reduced	5,814	-85	$1,267,045	+9.5%	15	unpriced	0.08%
DMXF	iShares ESG Advanced MSCI EAFE ETF	Added	13,373	+863	$1,131,355	+19.9%	15	unpriced	0.07%
XT	iShares Future Exponential Technologies ETF	Reduced	13,283	-475	$1,097,574	+17.1%	14	unpriced	0.07%
IXUS	iShares Core MSCI Total International Stock ETF	Added	11,446	+803	$1,092,406	+18.5%	6	unpriced	0.07%
XLY	State Street(R) Consumer Discretionary Select Sector SPDR(R) ETF	Added	8,607	+138	$1,009,428	+9.4%	15	unpriced	0.06%
IEFA	iShares Core MSCI EAFE ETF	Reduced	10,397	-201	$1,004,142	+4.7%	14	unpriced	0.06%
SPLB	State Street(R) SPDR(R) Portfolio Long Term Corporate Bond ETF	Added	44,547	+3,889	$997,852	+10.5%	13	$22.73	0.06%
CRBN	iShares Low Carbon Optimized MSCI ACWI ETF	Reduced	3,918	-20	$991,136	+13.0%	12	unpriced	0.06%
PZA	Invesco National AMT-Free Municipal Bond ETF	Added	39,359	+2,346	$925,723	+8.8%	13	unpriced	0.06%
XLI	State Street(R) Industrial Select Sector SPDR(R) ETF	Reduced	4,662	-196	$863,542	+9.9%	14	unpriced	0.05%
XLC	State Street(R) Communication Services Select Sector SPDR(R) ETF	Added	7,818	+66	$837,542	−2.5%	14	unpriced	0.05%
		Reduced	12,987	-96	$793,505	+14.4%	12	$41.71	0.05%
BOTZ	Global X Robotics & Artificial Intelligence ETF	Reduced	19,561	-413	$742,144	+11.8%	13	unpriced	0.04%
		Reduced	5,472	-1,063	$736,312	+3.0%	13	$89.23	0.04%

Showing the top 50 of 75 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.