DMXF · iShares ESG Advanced MSCI EAFE ETF · Holdings ETF

$82.79 -0.31 (-0.37%) At close · Oct 23

Volume · Oct 23 28.26K Avg daily vol (3M) 42.73K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 70

Total Value: $85,530,241

Total Shares: 1,010,399

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 70 13F filers · Δ vs Jun 30, 2026

Top Holder

24.6%

−5.0 pts

Top 5

51.2%

−5.6 pts

Top 10

68.8%

+1.2 pts

HHI

903

Broadly held−218

Who Holds DMXF

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 264 filers, like-for-like change +47.4%; actively managed books +55.2%; index-like books -11.3%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	42.2%	175	+5.1%	19	10
Adviser	0.6%	3	+2.0%	0	0
Bank	3.5%	14	+5.7%	3	1
Broker-dealer	4.0%	2	+26.6%	1	0
Benefit plan	0.0%	1	new	1	0
Non-US	29.9%	2	+9936.1%	1	0
Holding company	11.2%	7	-6.0%	0	0
Insurer	0.0%	0	—	0	0
Unknown	8.7%	60	+0.9%	8	6

Style	Share	Filers	Change	New	Exited
Index-like	7.1%	5	-11.3%	0	0
Concentrated	28.3%	119	+7.9%	14	6
Diversified active	64.6%	140	+91.9%	19	11
Systematic-like	0.0%	0	—	0	0
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	60.5%	198	+2.5%	25	9
Medium turnover	34.6%	36	+612.3%	4	6
High turnover	1.2%	5	+34.4%	1	1
Unknown	3.6%	25	+17.2%	3	1
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	4.0%	25	+19.4%	3	1
Medium horizon	14.9%	62	-3.1%	9	8
Long horizon	73.9%	173	+73.1%	20	8
Unknown	7.2%	4	+11.4%	1	0
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	12.0%	100	+4.2%	15	9
$1B to $10B	44.4%	82	+238.9%	14	5
$10B to $100B	12.6%	55	+2.5%	3	3
$100B or more	31.0%	27	-0.1%	1	0
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	33.6%	163	+2.8%	19	9
Pension and profit sharing plans	0.3%	3	+0.1%	0	0
Charitable organizations	0.4%	3	-0.9%	0	0
Other investment advisers	0.0%	2	-18.4%	0	0
Other	0.7%	1	+164.7%	0	0
Diversified	7.2%	3	+11.2%	0	1
Corporations	0.0%	0	—	0	0
Pooled investment vehicles	0.0%	0	—	0	0
Registered funds and BDCs	0.0%	0	—	0	0
Unknown	57.8%	89	+108.1%	14	7

Private funds	Share	Filers	Change	New	Exited
Hedge funds	1.1%	3	+0.4%	0	1
Private equity funds	0.9%	4	-18.5%	0	0
Venture capital funds	0.8%	2	+7.2%	0	0
Real estate funds	0.1%	3	+20.7%	0	0
Securitized asset funds	0.0%	1	0.0%	0	0
Other private funds	2.0%	9	+23.0%	2	0
No private funds	37.1%	153	+5.0%	17	9
Private funds, type not stated	0.0%	0	—	0	0
Unknown	57.8%	89	+108.1%	14	7

Location	Share	Filers	Change	New	Exited
United States	68.6%	251	+3.6%	32	16
Outside the US	31.4%	13	+1783.6%	1	1

The Sep 30, 2026 filing window is still open, so its bar shows only the filers that have filed so far.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 6 holders with no observed 2026-03-31 13F and 4 holders with no observed 2026-06-30 13F.

Conviction and Crowding

264 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

252

95.5% of filers hold it in their top 10

Mar 31, 2026: 235

Holders above 5%

median weight 0.011%

Mar 31, 2026: 2

Crowding

—

shares outstanding is an issuer-wide count, not one listing's

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

shares outstanding is an issuer-wide count, not one listing's

Top 10 holders

67.6%

of 13F shares, Herfindahl 0.112

Active holders

+55.2%

like-for-like share change of active filers

5% stakes on record

0 13D, 3 13G (3 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 9.1 quarters

Under 1 year 40.9% 1 to 3 years 27.5% 3 years or more 31.7% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Quarterly Activity

vs Jun 30, 2026

New

Increased

Decreased

Sold Out

Unchanged

New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.

Holder count: -195

Institutional value: -91.2%

Shares held: -91.2%

Top Buyers

vs Jun 30, 2026

Institution	Added	Now Holds
Large ASSETMARK, INC	+8,442	39,394
Small Archer Investment Management, LLC	+7,305	28,915
Mid Carnegie Investment Counsel	+4,854	9,721
Mid Diversify Advisory Services, LLC	+2,877	6,188
Mid DIVERSIFY WEALTH MANAGEMENT, LLC	+2,877	6,188

Top Sellers

vs Jun 30, 2026

Institution	Sold	Now Holds
Small Decker Retirement Planning Inc.	−39,318	120
Mid Apella Capital, LLC	−3,373	72,289
Mid Brookstone Capital Management	−838	3,376
Mid KWB Wealth	−506	3,497
Large Concurrent Investment Advisors, LLC	−250	3,626

Top New Positions

vs Jun 30, 2026

Institution	Acquired	Value (USD)
Small XY Planning Network, Inc.	20,946	$1,773,078
Small Traveka Wealth, LLC	3,156	$267,155
Micro Oregon Pacific Wealth Management, LLC	3,052	$258,351
Small Cypress Wealth Services, LLC	3,014	$255,135
Mid Trilogy Capital Inc.	2,936	$248,532

Top Sold-Out Positions

vs Jun 30, 2026

Institution	Previously Held	Last Value (USD)	Open
Mid MISSION WEALTH MANAGEMENT, LP	4,715	$398,889
Mid NBT BANK N A /NY	1,652	$139,759

Filter: New 11 Increased 29 Reduced 14 Sold out 2 Unchanged 16

Holder type: Registered adviser 52 Unknown 18

Showing 70 of 70

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

SBE LLC DBA CEDAR COVE WEALTH PARTNERS DMXF

$21,028,583

24.59%

248,418

BAILARD, INC. DMXF

$9,156,336

10.71%

108,167

Apella Capital, LLC DMXF

$6,119,263

7.15%

72,289

Equita Financial Network, Inc. DMXF

$3,784,362

4.42%

44,706

TD Waterhouse Canada Inc. DMXF

$3,700,474

4.33%

43,715

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TORONTO DOMINION BANK	43,715	$3,700,474	100.0%	Defined

ASSETMARK, INC DMXF

$3,334,702

3.90%

39,394

ALBION FINANCIAL GROUP /UT DMXF

$3,316,163

3.88%

39,175

Robertson Stephens Wealth Management, LLC DMXF

$3,006,768

3.52%

35,520

Atwater Malick LLC DMXF

$2,949,459

3.45%

34,843

Archer Investment Management, LLC DMXF

$2,447,654

2.86%

28,915

XY Planning Network, Inc. DMXF

$1,773,078

2.07%

20,946

Shotwell Rutter Baer Inc DMXF

$1,683,519

1.97%

19,888

Perigon Wealth Management, LLC DMXF

$1,630,951

1.91%

19,267

First Pacific Financial DMXF

$1,583,801

1.85%

18,710

Farther Finance Advisors, LLC DMXF

$1,476,211

1.73%

17,439

Sharkey, Howes & Javer DMXF

$1,187,216

1.39%

14,025

SigFig Wealth Management, LLC DMXF

$1,022,318

1.20%

12,077

Magnus Financial Group LLC DMXF

$901,691

1.05%

10,652

Carnegie Investment Counsel DMXF

$822,882

0.96%

9,721

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC DMXF

$691,082

0.81%

8,164

SAGESPRING WEALTH PARTNERS, LLC DMXF

$683,379

0.80%

8,073

OpenArc Corporate Advisory, LLC DMXF

$678,300

0.79%

8,013

Connecticut Wealth Management, LLC DMXF

$669,496

0.78%

7,909

Klaas Financial Asset Advisors, LLC DMXF

$656,714

0.77%

7,758

Stewardship Advisors, LLC DMXF

$594,835

0.70%

7,027

Pathway Financial Advisors LLC DMXF

$557,589

0.65%

6,587

DIVERSIFY WEALTH MANAGEMENT, LLC DMXF

$523,814

0.61%

6,188

Diversify Advisory Services, LLC DMXF

$523,814

0.61%

6,188

Central Pacific Bank - Trust Division DMXF

$510,608

0.60%

6,032

ZENITH SOLUTIONS, INC. DMXF

$500,112

0.58%

5,908

Atria Investments, Inc DMXF

$458,718

0.54%

5,419

Hoxton Planning & Management, LLC DMXF

$448,052

0.52%

5,293

CoreCap Advisors, LLC DMXF

$357,815

0.42%

4,227

RCS Financial Planning, LLC DMXF

$348,165

0.41%

4,113

MLG Wealth Management DBA Pine Grove Financial Group DMXF

$342,493

0.40%

4,046

Human Investing LLC DMXF

$331,828

0.39%

3,920

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Betterment LLC	322	$27,257	8.2%	Defined
Held directly	3,598	$304,570	91.8%	Sole

Concurrent Investment Advisors, LLC DMXF

$306,940

0.36%

3,626

Lifelong Wealth Advisors, Inc. DMXF

$298,391

0.35%

3,525

KWB Wealth DMXF

$296,021

0.35%

3,497

Brookstone Capital Management DMXF

$285,778

0.33%

3,376

OLD SECOND NATIONAL BANK OF AURORA DMXF

$277,652

0.32%

3,280

Traveka Wealth, LLC DMXF

$267,155

0.31%

3,156

Oregon Pacific Wealth Management, LLC DMXF

$258,351

0.30%

3,052

West Wealth Group, LLC DMXF

$256,150

0.30%

3,026

Cypress Wealth Services, LLC DMXF

$255,135

0.30%

3,014

Maia Wealth LLC DMXF

$252,510

0.30%

2,983

Trilogy Capital Inc. DMXF

$248,532

0.29%

2,936

RKL Wealth Management LLC DMXF

$242,691

0.28%

2,867

Cornerstone Planning Group LLC DMXF

$240,659

0.28%

2,843

Focus Financial Network, Inc. DMXF

$238,205

0.28%

2,814

ABSOLUTE CAPITAL MANAGEMENT, LLC DMXF

$230,248

0.27%

2,720

AIRE ADVISORS, LLC DMXF

$228,301

0.27%

2,697

Strategic Blueprint, LLC DMXF

$220,259

0.26%

2,602

Sterling Investment Counsel, LLC DMXF

$215,518

0.25%

2,546

COLTON GROOME FINANCIAL ADVISORS, LLC DMXF

$210,355

0.25%

2,485

BURNS J W & CO INC/NY DMXF

$207,392

0.24%

2,450

Physician Wealth Advisors, Inc. DMXF

$162,951

0.19%

1,925

Aspect Partners, LLC DMXF

$130,699

0.15%

1,544

Acropolis Investment Management, LLC DMXF

$114,700

0.13%

1,355

MOGY JOEL R INVESTMENT COUNSEL INC DMXF

$107,082

0.13%

1,265

Hanson & Doremus Investment Management DMXF

$66,196

0.08%

782

BIRCHBROOK, INC. DMXF

$35,214

0.04%

416

HALBERT HARGROVE GLOBAL ADVISORS, LLC DMXF

$14,813

0.02%

175

Noble Wealth Management PBC DMXF

$14,051

0.02%

166

West Branch Capital LLC DMXF

$11,512

0.01%

136

MATHER GROUP, LLC. DMXF

$11,173

0.01%

132

Decker Retirement Planning Inc. DMXF

$10,158

0.01%

120

IFP Advisors, Inc DMXF

$5,502

0.01%

WOLFF WIESE MAGANA LLC DMXF

$4,909

0.01%

Portfolio Resources Advisor Group, Inc. DMXF

$2,793

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NBT Capital Management, Inc.	155	$13,113	9.4%	Defined
Held directly	1,497	$126,646	90.6%	Sole