Abbot Financial Management, Inc.

Registered adviser

CIK

1714341

Location

ANDOVER, MA

Portfolio Value

Small $266,309,845

Diversification

Diversified

Filing Date

Global Rank

#5,449 / 8,811 ▼ 103

Top Industry

Semiconductors 11.4%

Period ended 4 months ago

Filed Aug 6, 2026 · 3mo

26 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 111040

Roster of Oct 1, 2026

Regulatory AUM

$358,937,846

Main clients

Individuals and high net worth (97% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Oct 2026	$358,937,846	Individuals and high net worth (97%)
Dec 2025 to Sep 2026	$302,994,864	Individuals and high net worth (97%)
Oct 2024 to Sep 2025	$273,874,914	Individuals and high net worth (97%)
Oct 2023 to Sep 2024	$240,197,809	Individuals and high net worth (96%)
May 2023 to Sep 2023	$242,650,442	Individuals and high net worth (96%)
Oct 2022 to Apr 2023	$242,650,442	Individuals and high net worth (96%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Diversified active

Top 10 weight 44.5%, 37.7 effective positions, active share 57.5% against the S&P 500 as of 2026-06-30; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

8.1% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 22.8 quarters (12+), a floor since 77.8% of the book was already held when coverage starts

Closest benchmark: the S&P 500 as of 2026-06-30, active share 57.5%; sector active share 16.4% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

136 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

6.0%

−0.5 pts

Top 5

27.0%

−1.4 pts

Top 10

44.5%

+2.5 pts

HHI

265

Diversified+5

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Technology	29.4%	$78,395,698	18
Unclassified	23.3%	$62,169,399	42
Financial Services	14.1%	$37,476,494	18
Industrials	7.8%	$20,898,151	18
Healthcare	7.2%	$19,113,439	11
Communication Services	6.8%	$18,109,232	7
Consumer Cyclical	4.6%	$12,198,860	7
Consumer Defensive	3.6%	$9,653,993	6
Energy	2.3%	$6,252,893	7
Real Estate	0.6%	$1,500,183	1
Basic Materials	0.2%	$541,503	1

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
VUG	VANGUARD GROWTH INDEX FUND	+86,330	103,627	$8,926,429
VO	VANGUARD MID-CAP INDEX FUND	+27,576	36,768	$2,962,397
—		+6,978	50,823	$4,566,446
EMXC	iShares MSCI Emerging Markets ex China ETF	+6,032	19,052	$1,949,019
FESM	Fidelity Enhanced Small Cap Core ETF	+4,100	14,950	$721,935
IWF	iShares Russell 1000 Growth ETF	+2,421	3,292	$0
RTX	RTX Corp	+1,195	11,646	$2,209,595
META	Meta Platforms, Inc.	+991	2,845	$1,602,560
LNG	Cheniere Energy, Inc.	+784	4,983	$1,190,986
SHOP	Shopify Inc.	+765	13,254	$1,513,341
NTRA	Natera, Inc.	+520	5,663	$1,537,221
AVGO	Broadcom Inc.	+514	6,107	$2,306,919
TFC	Truist Financial Corp	+442	6,308	$314,264
TXN	Texas Instruments Inc	+344	8,808	$2,625,400
VZ	Verizon Communications Inc	+337	14,799	$626,589
VEA	Vanguard FTSE Developed Markets ETF	+275	13,286	$946,627
VTV	VANGUARD VALUE INDEX FUND	+269	5,842	$1,273,147
MRK	Merck & Co., Inc.	+242	37,313	$4,794,720
BMY	Bristol Myers Squibb Co	+231	9,041	$520,942
NFLX	Netflix Inc	+220	19,097	$1,363,525
AIG	American International Group, Inc.	+206	17,789	$1,325,814
AAPL	Apple Inc.	+185	55,294	$15,999,871
MELI	Mercadolibre Inc	+181	872	$1,480,124
IBM	International Business Machines Corp	+148	1,679	$472,151
CSCO	Cisco Systems, Inc.	+146	62,086	$7,292,621
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
AEVA	Aeva Technologies, Inc.	−12,975	39,875	$1,145,210
NKE	NIKE, Inc.	−1,840	18,413	$755,853
AMD	Advanced Micro Devices Inc	−1,256	6,350	$3,688,778
KOPN	Kopin Corp	−1,000	15,025	$67,312
GLW	Corning Inc /Ny	−960	39,980	$10,212,091
NVDA	Nvidia Corp	−798	69,006	$13,807,410
MU	Micron Technology Inc	−650	650	$750,288
LMBS	First Trust Low Duration Opportunities ETF	−591	53,440	$2,660,243
RSPT	Victory Portfolios II	−584	37,944	$2,447,388
GOOGL	Alphabet Inc.	−560	34,834	$12,448,626
BAC	Bank Of America Corp /De/	−428	96,655	$5,507,401
CRWD	CrowdStrike Holdings, Inc.	−406	1,750	$1,335,495
IGV	iShares Expanded Tech-Software Sector ETF	−400	2,625	$0
KMI	Kinder Morgan, Inc.	−374	43,992	$1,406,424
BG	Bunge Global SA	−307	16,800	$1,793,064
ABT	Abbott Laboratories	−250	6,313	$572,841
RSP	Victory Portfolios II	−248	5,340	$1,136,191
PG	PROCTER & GAMBLE Co	−226	18,016	$2,641,866
NVS	Novartis AG	−205	17,701	$2,774,100
PBE	Victory Portfolios II	−200	12,225	$1,095,971
AFL	Aflac Inc	−200	13,285	$1,557,666
XLC	State Street(R) Communication Services Select Sector SPDR(R) ETF	−198	8,748	$937,173
KMB	Kimberly Clark Corp	−182	7,818	$858,181
SAFT	Safety Insurance Group Inc	−168	5,344	$400,051
MS	Morgan Stanley	−135	17,140	$3,582,945
No positions match the current search.

New Positions

Positions the filer opened this quarter

8 positions

Ticker	Company	Shares	Value
RKLB	Rocket Lab Corp	4,735	$481,312
FDXF	FedEx Freight Holding Company, Inc.	2,251	$339,901
UNH	Unitedhealth Group Inc	695	$288,862
C	Citigroup Inc	1,786	$249,968
LLY	ELI LILLY & Co	208	$249,481
—		5,150	$245,706
AXON	Axon Enterprise, Inc.	400	$224,244
EFA	iShares MSCI EAFE ETF	2,471	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

3 positions

Ticker	Company	Shares	Value
B	Barrick Mining Corp	11,000	$448,690
LYB	LyondellBasell Industries N.V.	2,977	$239,827
ADSK	Autodesk, Inc.	885	$211,869
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

136 tracked positions · $266,309,845 total · filing declares 141 positions · $292,802,325 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology

Showing 1–50 of 136 positions by value · page 1 of 3

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
AAPL	Apple Inc. Technology	Added	55,294	+185	$15,999,871	+14.4%	26+	before history	6.01%
NVDA	Nvidia Corp Technology	Reduced	69,006	-798	$13,807,410	+13.4%	26+	before history	5.18%
MSFT	Microsoft Corp Technology	Added	34,450	+80	$12,850,539	+1.0%	26+	before history	4.83%
GOOGL	Alphabet Inc. Communication Services	Reduced	34,834	-560	$12,448,626	+22.3%	26+	before history	4.67%
GLW	Corning Inc /Ny Technology	Reduced	39,980	-960	$10,212,091	+83.5%	26+	before history	3.83%
JPM	Jpmorgan Chase & Co Financial Services	Added	30,787	+37	$10,077,508	+11.4%	26+	before history	3.78%
VUG	VANGUARD GROWTH INDEX FUND	Added	103,627	+86,330	$8,926,429	—	26+	before history	3.35%
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	Reduced	38,315	-110	$7,299,773	+42.9%	26+	before history	2.74%
CSCO	Cisco Systems, Inc. Technology	Added	62,086	+146	$7,292,621	+51.7%	26+	before history	2.74%
BAC	Bank Of America Corp /De/ Financial Services	Reduced	96,655	-428	$5,507,401	+16.4%	26+	before history	2.07%
VIG	Vanguard Specialized Funds	Reduced	21,517	-52	$5,091,352	+9.8%	26+	before history	1.91%
MRK	Merck & Co., Inc. Healthcare	Added	37,313	+242	$4,794,720	+7.5%	26+	before history	1.80%
		Added	50,823	+6,978	$4,566,446	+66.2%	26+	before history	1.71%
XLF	State Street Corp Financial Services	Added	79,315	+13	$4,252,077	+8.6%	26+	before history	1.60%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	17,271	-50	$4,116,370	+14.1%	26+	before history	1.55%
JNJ	Johnson & Johnson Healthcare	Added	15,045	+120	$3,820,978	+4.7%	26+	before history	1.43%
BX	Blackstone Inc. Financial Services	Added	32,030	+94	$3,768,970	+2.6%	26+	before history	1.42%
AMD	Advanced Micro Devices Inc Technology	Reduced	6,350	-1,256	$3,688,778	+138.4%	14	$116.20	1.39%
ABBV	AbbVie Inc. Healthcare	Held	14,504	0	$3,649,786	+15.7%	26+	before history	1.37%
MS	Morgan Stanley Financial Services	Reduced	17,140	-135	$3,582,945	+26.0%	26+	before history	1.35%
PANW	Palo Alto Networks Inc Technology	Held	10,263	0	$3,499,888	+112.7%	26+	before history	1.31%
LMT	Lockheed Martin Corp Industrials	Added	6,678	+138	$3,402,173	−13.9%	26+	before history	1.28%
HD	Home Depot, Inc. Consumer Cyclical	Added	8,552	+66	$3,016,119	+8.1%	26+	before history	1.13%
VO	VANGUARD MID-CAP INDEX FUND	Added	36,768	+27,576	$2,962,397	—	26+	before history	1.11%
NVS	Novartis AG Healthcare	Reduced	17,701	-205	$2,774,100	+1.4%	26+	before history	1.04%
PH	Parker-Hannifin Corp Industrials	Added	2,794	+30	$2,732,867	+10.4%	20	$377.83	1.03%
LMBS	First Trust Low Duration Opportunities ETF	Reduced	53,440	-591	$2,660,243	−1.2%	13	$48.87	1.00%
PG	PROCTER & GAMBLE Co Consumer Defensive	Reduced	18,016	-226	$2,641,866	+0.3%	26+	before history	0.99%
TXN	Texas Instruments Inc Technology	Added	8,808	+344	$2,625,400	+59.8%	26+	before history	0.99%
EMR	Emerson Electric Co Industrials	Held	17,700	0	$2,533,755	+9.3%	26+	before history	0.95%
RSPT	Victory Portfolios II	Reduced	37,944	-584	$2,447,388	+40.3%	26+	before history	0.92%
AVGO	Broadcom Inc. Technology	Added	6,107	+514	$2,306,919	+33.3%	7	$236.19	0.87%
XLI	State Street(R) Industrial Select Sector SPDR(R) ETF	Added	12,253	+121	$2,269,623	+15.7%	25	unpriced	0.85%
RTX	RTX Corp Industrials	Added	11,646	+1,195	$2,209,595	+9.6%	26+	before history	0.83%
EMXC	iShares MSCI Emerging Markets ex China ETF	Added	19,052	+6,032	$1,949,019	+90.3%	2	$84.83	0.73%
GDX	VanEck Gold Miners ETF	Held	25,450	0	$1,920,202	−17.8%	9	unpriced	0.72%
BG	Bunge Global SA Consumer Defensive	Reduced	16,800	-307	$1,793,064	−17.6%	11	$104.31	0.67%
WMT	Walmart Inc. Consumer Defensive	Held	15,641	0	$1,771,499	−8.9%	18	$47.01	0.67%
MCD	Mcdonalds Corp Consumer Cyclical	Reduced	6,443	-13	$1,741,607	−13.2%	26+	before history	0.65%
STT	State Street Corp Financial Services	Held	10,210	0	$1,731,616	+34.0%	26+	before history	0.65%
FBND	Fidelity Total Bond ETF	Added	36,287	+28	$1,650,695	−0.2%	16	$46.29	0.62%
XLY	State Street(R) Consumer Discretionary Select Sector SPDR(R) ETF	Reduced	13,780	-10	$1,616,118	+7.5%	26+	before history	0.61%
META	Meta Platforms, Inc. Communication Services	Added	2,845	+991	$1,602,560	+51.1%	5	$627.33	0.60%
AFL	Aflac Inc Financial Services	Reduced	13,285	-200	$1,557,666	+5.3%	26+	before history	0.58%
NTRA	Natera, Inc. Healthcare	Added	5,663	+520	$1,537,221	+49.5%	6	$163.73	0.58%
SHOP	Shopify Inc. Technology	Added	13,254	+765	$1,513,341	+2.2%	15	$69.11	0.57%
IRM	Iron Mountain Inc Real Estate	Held	11,877	0	$1,500,183	+23.7%	21	$49.59	0.56%
MELI	Mercadolibre Inc Consumer Cyclical	Added	872	+181	$1,480,124	+23.9%	23	$1,707.41	0.56%
CB	Chubb Ltd Financial Services	Added	4,232	+17	$1,442,011	+5.0%	26+	before history	0.54%
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	Held	8,905	0	$1,412,867	+8.2%	26+	before history	0.53%

Showing the top 50 of 136 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.