Maxim Capital Management LLC

CIK

1793913

Location

SAN FRANCISCO, CA

Portfolio Value

Micro $73,851,249

Diversification

Moderately concentrated

Filing Date

Global Rank

#4,833 / 5,430 ▼ 40 · as of Jun 2020

Top Industry

Internet Retail 45.1%

Period ended 6 years ago

Filed Aug 14, 2020 · 6y

2 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2020, never from the firm's own description.

Style

Concentrated

The top 10 positions are 97.4% of the book (60%+)

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Horizon unknown

The value-weighted holding period is at least 2.0 quarters, but 99.4% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 96.6%; sector active share 67.3% against the combined 13F book's sector weights.

Over time 2 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

39 tracked positions · as of Jun 30, 2020 · Δ vs Mar 31, 2020

Top Position

26.7%

−3.6 pts

Top 5

86.7%

−0.0 pts

Top 10

97.4%

−0.4 pts

HHI

1,671

Moderately concentrated−187

Portfolio Trend

2 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2020

Sector	% Portfolio	Value	Positions
Unclassified	98.0%	$72,376,477	36
Consumer Cyclical	0.9%	$664,875	1
Technology	0.6%	$474,969	1
Communication Services	0.5%	$334,928	1

Last Quarter's Activity

Export CSV

Jun 30, 2020 vs Mar 31, 2020

Added To

Positions the filer increased

21 positions

Ticker	Company	Δ Shares	Shares	Value
VTV	VANGUARD VALUE INDEX FUND	+98,568	106,552	$10,611,513
GSIE	Goldman Sachs ActiveBeta(R) International Equity ETF	+28,392	523,184	$13,911,462
SCHE	Schwab Emerging Markets Equity ETF	+7,156	109,061	$2,655,635
—		+6,593	167,567	$19,725,987
CRBN	iShares Low Carbon Optimized MSCI ACWI ETF	+2,771	12,099	$0
IEFA	iShares Core MSCI EAFE ETF	+2,078	20,734	$0
ITOT	iShares Core S&P Total U.S. Stock Market ETF	+1,598	14,502	$0
ESGE	iShares Trust	+1,518	10,501	$0
VEA	Vanguard FTSE Developed Markets ETF	+1,502	12,265	$475,759
ESGU	iShares ESG Aware MSCI USA ETF	+1,052	7,375	$0
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	+1,033	8,170	$323,613
ESGD	iShares ESG Aware MSCI EAFE ETF	+906	5,224	$0
IVV	iShares Core S&P 500 ETF	+577	27,454	$0
SCHB	Schwab U.S. Broad Market ETF	+490	4,959	$364,337
VOO	VANGUARD 500 INDEX FUND	+344	1,517	$429,963
AAPL	Apple Inc.	+257	1,302	$474,969
RWO	State Street(R) SPDR(R) Dow Jones(R) Global Real Estate ETF	+256	76,141	$2,971,783
SCZ	iShares MSCI EAFE Small-Cap ETF	+105	39,516	$0
IWM	iShares Russell 2000 ETF	+57	15,138	$0
SCHX	Schwab U.S. Large-Cap ETF	+44	36,068	$2,672,638
VIG	Vanguard Specialized Funds	+16	9,436	$1,105,710
No positions match the current search.

Trimmed

Positions the filer reduced

10 positions

Ticker	Company	Δ Shares	Shares	Value
DVY	iShares Select Dividend ETF	−79,219	7,257	$0
SCHD	Schwab U.S. Dividend Equity ETF	−43,769	10,398	$538,096
BNDX	Vanguard Total International Bond ETF	−34,985	28,814	$1,663,432
IEMG	iShares Trust	−12,971	159,820	$0
SCHO	Schwab Short-Term U.S. Treasury ETF	−7,720	54,021	$2,789,104
PGHY	Invesco Global ex-US High Yield Corporate Bond ETF	−5,890	405,753	$8,626,308
SHY	iShares 1-3 Year Treasury Bond ETF	−4,632	88,021	$0
BSV	VANGUARD SHORT-TERM BOND INDEX FUND	−1,210	5,413	$449,928
SCHC	Schwab International Small-Cap Equity ETF	−79	22,586	$667,868
AMZN	Amazon Com Inc	−5	241	$664,875
No positions match the current search.

New Positions

Positions the filer opened this quarter

4 positions

Ticker	Company	Shares	Value
VB	Vanguard Index Funds	1,625	$236,795
SCHF	Schwab International Equity ETF	7,642	$227,349
CMF	iShares California Muni Bond ETF	10,603	$0
ACWI	iShares MSCI ACWI ETF	3,009	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

1 positions

Ticker	Company	Shares	Value	Open
ISHG	iShares 1-3 Year International Treasury Bond ETF	3,575	$0
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

39 tracked positions · $73,851,249 total · filing declares 39 positions · $111,923,000 · as of Jun 30, 2020

All sectors Communication Services Consumer Cyclical Technology

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
		Added	167,567	+6,593	$19,725,987	+6.8%	2+	before history	26.71%
GSIE	Goldman Sachs ActiveBeta(R) International Equity ETF	Added	523,184	+28,392	$13,911,462	+21.9%	2+	before history	18.84%
VTV	VANGUARD VALUE INDEX FUND	Added	106,552	+98,568	$10,611,513	+1392.4%	2+	before history	14.37%
PGHY	Invesco Global ex-US High Yield Corporate Bond ETF	Reduced	405,753	-5,890	$8,626,308	+6.0%	2+	before history	11.68%
RWO	State Street(R) SPDR(R) Dow Jones(R) Global Real Estate ETF	Added	76,141	+256	$2,971,783	+8.8%	2+	before history	4.02%
SCHO	Schwab Short-Term U.S. Treasury ETF	Reduced	54,021	-7,720	$2,789,104	−12.7%	2+	before history	3.78%
SCHX	Schwab U.S. Large-Cap ETF	Added	36,068	+44	$2,672,638	+21.1%	2+	before history	3.62%
SCHE	Schwab Emerging Markets Equity ETF	Added	109,061	+7,156	$2,655,635	+26.0%	2+	before history	3.60%
BNDX	Vanguard Total International Bond ETF	Reduced	28,814	-34,985	$1,663,432	−53.7%	2+	before history	2.25%
VIG	Vanguard Specialized Funds	Added	9,436	+16	$1,105,710	+13.5%	2+	before history	1.50%
BIV	Vanguard Bond Index Funds	Held	11,349	0	$1,057,613	+4.3%	2+	before history	1.43%
SCHC	Schwab International Small-Cap Equity ETF	Reduced	22,586	-79	$667,868	+20.8%	2+	before history	0.90%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	241	-5	$664,875	+38.6%	2+	before history	0.90%
SCHA	Schwab U.S. Small-Cap ETF	Held	9,045	0	$591,000	+26.8%	2+	before history	0.80%
SCHD	Schwab U.S. Dividend Equity ETF	Reduced	10,398	-43,769	$538,096	−77.9%	2+	before history	0.73%
VEA	Vanguard FTSE Developed Markets ETF	Added	12,265	+1,502	$475,759	+32.6%	2+	before history	0.64%
AAPL	Apple Inc. Technology	Added	1,302	+257	$474,969	+78.7%	2+	before history	0.64%
BSV	VANGUARD SHORT-TERM BOND INDEX FUND	Reduced	5,413	-1,210	$449,928	−17.3%	2+	before history	0.61%
VOO	VANGUARD 500 INDEX FUND	Added	1,517	+344	$429,963	+54.8%	2+	before history	0.58%
SCHB	Schwab U.S. Broad Market ETF	Added	4,959	+490	$364,337	+34.9%	2+	before history	0.49%
META	Meta Platforms, Inc. Communication Services	Held	1,475	0	$334,928	+36.1%	2+	before history	0.45%
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	Added	8,170	+1,033	$323,613	+35.2%	2+	before history	0.44%
VSS	VANGUARD FTSE ALL-WORLD EX-US SMALL-CAP INDEX FUND	Held	2,904	0	$280,584	+23.5%	2+	before history	0.38%
VB	Vanguard Index Funds	NEW	1,625	NEW	$236,795	NEW	1	$134.28	0.32%
SCHF	Schwab International Equity ETF	NEW	7,642	NEW	$227,349	NEW	1	unpriced	0.31%
ACWI	iShares MSCI ACWI ETF	NEW	3,009	NEW	$0	NEW	1	unpriced	0.00%
CMF	iShares California Muni Bond ETF	NEW	10,603	NEW	$0	NEW	1	unpriced	0.00%
CRBN	iShares Low Carbon Optimized MSCI ACWI ETF	Added	12,099	+2,771	$0	—	2+	before history	0.00%
DVY	iShares Select Dividend ETF	Reduced	7,257	-79,219	$0	—	2+	before history	0.00%
ESGD	iShares ESG Aware MSCI EAFE ETF	Added	5,224	+906	$0	—	2+	before history	0.00%
ESGE	iShares Trust	Added	10,501	+1,518	$0	—	2+	before history	0.00%
ESGU	iShares ESG Aware MSCI USA ETF	Added	7,375	+1,052	$0	—	2+	before history	0.00%
IEFA	iShares Core MSCI EAFE ETF	Added	20,734	+2,078	$0	—	2+	before history	0.00%
IEMG	iShares Trust	Reduced	159,820	-12,971	$0	—	2+	before history	0.00%
ITOT	iShares Core S&P Total U.S. Stock Market ETF	Added	14,502	+1,598	$0	—	2+	before history	0.00%
IVV	iShares Core S&P 500 ETF	Added	27,454	+577	$0	—	2+	before history	0.00%
IWM	iShares Russell 2000 ETF	Added	15,138	+57	$0	—	2+	before history	0.00%
SCZ	iShares MSCI EAFE Small-Cap ETF	Added	39,516	+105	$0	—	2+	before history	0.00%
SHY	iShares 1-3 Year Treasury Bond ETF	Reduced	88,021	-4,632	$0	—	2+	before history	0.00%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.