Erickson Financial Group, LLC

Registered adviser

CIK

1797734

Location

ALLENTOWN, PA

Portfolio Value

Small $175,794,304

Diversification

Moderately concentrated

Filing Date

Global Rank

#6,725 / 8,827 ▲ 100 · as of Jun 2026

Top Industry

Drug Manufacturers - General 44.1%

Period ended 38 days ago

Filed Nov 5, 2026 · 2d

20 quarters · since Dec 2021

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 299818

Roster of Nov 1, 2026

Regulatory AUM

$198,863,722

Main clients

Individuals and high net worth (98% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Mar 2026 to Nov 2026	$198,863,722	Individuals and high net worth (98%)
Mar 2025 to Feb 2026	$169,212,484	Individuals and high net worth (98%)
Apr 2024 to Feb 2025	$146,639,746	Individuals and high net worth (99%)
May 2023 to Mar 2024	$113,920,345	Individuals and high net worth (99%)
Apr 2023	$113,920,345	Individuals and high net worth (99%)
Apr 2022 to Mar 2023	$135,880,099	Individuals and high net worth (99%)

1 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 98.9% of the book (60%+)

Turnover

Low turnover

5.4% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 17.3 quarters (12+)

Closest benchmark: every 13F filer's combined book, active share 92.5%; sector active share 80.3% against the combined 13F book's sector weights.

Over time 19 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

25 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

29.8%

+1.3 pts

Top 5

93.2%

+5.6 pts

Top 10

99.3%

+0.4 pts

HHI

2,208

Moderately concentrated+211

Portfolio Trend

20 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	98.7%	$173,581,136	20
Healthcare	0.6%	$976,096	1
Technology	0.5%	$946,512	2
Consumer Defensive	0.2%	$290,560	1
Financial Services	0.0%	$0	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

14 positions

Ticker	Company	Δ Shares	Shares	Value
CGDV	Capital Group Dividend Value ETF	+6,009	1,063,740	$51,963,699
HYMB	State Street(R) SPDR Nuveen ICE High Yield Municipal Bond ETF	+5,618	180,133	$4,227,721
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	+5,330	156,082	$12,222,781
USIG	iShares Broad USD Investment Grade Corporate Bond ETF	+3,606	105,344	$5,131,306
QQQJ	Invesco Ltd.	+3,522	237,106	$0
VTEB	VANGUARD TAX-EXEMPT BOND INDEX FUND	+3,068	10,329	$489,181
AGG	iShares Core U.S. Aggregate Bond ETF	+2,684	86,816	$8,207,584
IEF	iShares 7-10 Year Treasury Bond ETF	+1,984	31,041	$2,772,271
MGK	VANGUARD MEGA CAP GROWTH INDEX FUND	+707	321,167	$29,756,122
ESGU	iShares ESG Aware MSCI USA ETF	+603	138,007	$23,019,567
IWO	iShares Russell 2000 Growth ETF	+375	28,539	$10,185,569
—		+90	9,613	$0
DSI	iShares ESG MSCI KLD 400 ETF	+6	2,916	$426,260
QQQ	Invesco Qqq Trust, Series 1	+1	23,645	$17,491,861
No positions match the current search.

Trimmed

Positions the filer reduced

5 positions

Ticker	Company	Δ Shares	Shares	Value
TQQQ	ProShares UltraPro QQQ	−2,154	10,482	$817,910
NVDA	Nvidia Corp	−300	1,737	$396,696
UPRO	ProShares UltraPro S&P500	−130	6,019	$884,612
SPY	Spdr S&P 500 ETF Trust	−66	3,501	$2,669,967
TLT	iShares 20+ Year Treasury Bond ETF	−22	28,783	$2,238,741
No positions match the current search.

New Positions

Positions the filer opened this quarter

No qualifying positions this quarter.

Sold Out

Positions the filer fully exited

No qualifying positions this quarter.

Portfolio Positions

Compact Export CSV View 13F filing

25 tracked positions · $175,794,304 total · filing declares 25 positions · $186,627,529 · as of Sep 30, 2026

All sectors Consumer Defensive Financial Services Healthcare Technology

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
CGDV	Capital Group Dividend Value ETF	Added	1,063,740	+6,009	$51,963,699	−0.3%	29.56%
MGK	VANGUARD MEGA CAP GROWTH INDEX FUND	Added	321,167	+707	$29,756,122	+5.6%	16.93%
ESGU	iShares ESG Aware MSCI USA ETF	Added	138,007	+603	$23,019,567	+2.4%	13.09%
QQQ	Invesco Qqq Trust, Series 1	Added	23,645	+1	$17,491,861	+0.5%	9.95%
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	Added	156,082	+5,330	$12,222,781	−1.9%	6.95%
IWO	iShares Russell 2000 Growth ETF	Added	28,539	+375	$10,185,569	−8.2%	5.79%
AGG	iShares Core U.S. Aggregate Bond ETF	Added	86,816	+2,684	$8,207,584	−1.4%	4.67%
USIG	iShares Broad USD Investment Grade Corporate Bond ETF	Added	105,344	+3,606	$5,131,306	−1.7%	2.92%
HYMB	State Street(R) SPDR Nuveen ICE High Yield Municipal Bond ETF	Added	180,133	+5,618	$4,227,721	−4.8%	2.40%
IEF	iShares 7-10 Year Treasury Bond ETF	Added	31,041	+1,984	$2,772,271	+0.9%	1.58%
SPY	Spdr S&P 500 ETF Trust	Reduced	3,501	-66	$2,669,967	+0.2%	1.52%
TLT	iShares 20+ Year Treasury Bond ETF	Reduced	28,783	-22	$2,238,741	−10.1%	1.27%
JNJ	Johnson & Johnson Healthcare	Held	3,687	0	$976,096	+4.2%	0.56%
UPRO	ProShares UltraPro S&P500	Reduced	6,019	-130	$884,612	+1.5%	0.50%
TQQQ	ProShares UltraPro QQQ	Reduced	10,482	-2,154	$817,910	−20.1%	0.47%
AAPL	Apple Inc. Technology	Held	1,651	0	$549,816	+15.1%	0.31%
VTEB	VANGUARD TAX-EXEMPT BOND INDEX FUND	Added	10,329	+3,068	$489,181	+33.2%	0.28%
MUB	iShares National Muni Bond ETF	Held	4,322	0	$436,954	−6.1%	0.25%
DSI	iShares ESG MSCI KLD 400 ETF	Added	2,916	+6	$426,260	+2.9%	0.24%
NVDA	Nvidia Corp Technology	Reduced	1,737	-300	$396,696	−2.7%	0.23%
SSO	ProShares Ultra S&P500	Held	4,828	0	$334,725	+2.9%	0.19%
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	Held	4,978	0	$304,305	+0.6%	0.17%
PG	PROCTER & GAMBLE Co Consumer Defensive	Held	2,000	0	$290,560	−0.9%	0.17%
		Added	9,613	+90	$0	−100.0%	0.00%
QQQJ	Invesco Ltd. Financial Services	Added	237,106	+3,522	$0	−100.0%	0.00%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.