LWS Wealth Advisors, Inc.

CIK

1801634

Location

BASKING RIDGE, NJ

Portfolio Value

Small $252,224,564

Diversification

Highly concentrated

Filing Date

Global Rank

#4,277 / 7,461 ▲ 86 · as of Dec 2023

Top Industry

Asset Management 79.1%

Period ended 2 years ago

Filed Feb 9, 2024 · 2y

16 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Dec 31, 2023, never from the firm's own description.

Style

Concentrated

The top 10 positions are 95.2% of the book (60%+)

Turnover

Low turnover

8.3% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 14.8 quarters (12+), a floor since 84.8% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 90.8%; sector active share 78.2% against the combined 13F book's sector weights.

Over time 16 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

65 tracked positions · as of Dec 31, 2023 · Δ vs Sep 30, 2023

Top Position

60.4%

−0.9 pts

Top 5

84.8%

−1.6 pts

Top 10

95.2%

−1.5 pts

HHI

3,833

Highly concentrated−118

Portfolio Trend

16 quarters · across all stocks

Sector Breakdown

As of Dec 31, 2023

Sector	% Portfolio	Value	Positions
Unclassified	90.6%	$228,434,770	56
Financial Services	7.5%	$18,823,519	2
Technology	1.1%	$2,750,136	3
Industrials	0.4%	$916,653	1
Utilities	0.3%	$702,717	2
Consumer Defensive	0.2%	$596,769	1

Last Quarter's Activity

Export CSV

Dec 31, 2023 vs Sep 30, 2023

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
—		+31,072	63,395	$3,029,647
IEMG	iShares Trust	+29,998	279,117	$0
VRP	Invesco Ltd.	+24,200	343,633	$7,931,049
IEFA	iShares Core MSCI EAFE ETF	+20,299	306,878	$21,588,867
STIP	iShares 0-5 Year TIPS Bond ETF	+12,348	188,959	$18,629,467
SHYG	iShares 0-5 Year High Yield Corporate Bond ETF	+11,525	179,428	$7,575,450
MUB	iShares National Muni Bond ETF	+11,509	30,515	$3,308,131
IJR	iShares Core S&P Small-Cap ETF	+10,368	84,461	$9,142,903
ISTB	iShares Core 1-5 Year USD Bond ETF	+10,315	160,748	$7,645,174
EFA	iShares MSCI EAFE ETF	+7,612	33,704	$2,539,596
VIG	Vanguard Specialized Funds	+6,797	116,204	$19,801,161
IJH	iShares Core S&P Mid-Cap ETF	+5,292	33,865	$9,385,684
VSS	VANGUARD FTSE ALL-WORLD EX-US SMALL-CAP INDEX FUND	+4,733	58,545	$6,734,431
IVV	iShares Core S&P 500 ETF	+4,609	51,768	$24,725,949
PSCI	Invesco Ltd.	+4,321	93,933	$10,892,470
IVE	iShares S&P 500 Value ETF	+4,315	85,027	$14,785,345
VLU	State Street(R) SPDR(R) S&P(R) 1500 Value Tilt ETF	+3,876	63,297	$10,145,243
VEA	Vanguard FTSE Developed Markets ETF	+2,965	153,267	$7,341,489
DBMF	iMGP DBI Managed Futures Strategy ETF	+2,789	42,206	$1,087,226
VTEB	VANGUARD TAX-EXEMPT BOND INDEX FUND	+2,698	9,089	$463,993
DGRO	iShares Core Dividend Growth ETF	+1,870	68,741	$3,699,640
MBB	iShares MBS ETF	+1,523	143,001	$13,453,534
HEFA	iShares Currency Hedged MSCI EAFE ETF	+383	45,480	$1,433,074
—		+275	11,407	$286,771
IJJ	iShares S&P Mid-Cap 400 Value ETF	+79	7,182	$819,035
No positions match the current search.

Trimmed

Positions the filer reduced

18 positions

Ticker	Company	Δ Shares	Shares	Value
FSMB	First Trust Short Duration Managed Municipal ETF	−6,134	62,682	$1,250,505
IVW	iShares S&P 500 Growth ETF	−1,069	86,278	$6,479,477
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	−730	87,614	$3,600,935
STPZ	PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund	−358	4,633	$236,977
AAPL	Apple Inc.	−295	5,279	$1,016,365
EEM	iShares MSCI Emerging Markets ETF	−287	16,404	$659,604
IWB	iShares Russell 1000 ETF	−282	9,064	$2,377,124
VV	VANGUARD LARGE-CAP INDEX FUND	−194	14,816	$3,232,110
VO	VANGUARD MID-CAP INDEX FUND	−153	18,831	$4,380,843
MGV	VANGUARD MORNINGSTAR MEGA CAP VALUE INDEX FUND	−90	7,762	$848,929
IWR	iShares Russell Mid-Cap ETF	−83	3,835	$298,094
RSP	Victory Portfolios II	−80	17,684	$2,790,535
IWD	iShares Russell 1000 Value ETF	−72	3,911	$646,292
OEF	iShares S&P 100 ETF	−61	3,640	$813,139
IWM	iShares Russell 2000 ETF	−35	1,837	$368,704
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	−24	1,291	$306,251
VTV	VANGUARD VALUE INDEX FUND	−12	3,629	$542,535
SPY	Spdr S&P 500 ETF Trust	−1	5,029	$2,390,333
No positions match the current search.

New Positions

Positions the filer opened this quarter

10 positions

Ticker	Company	Shares	Value
UNP	Union Pacific Corp	3,732	$916,653
VMBS	VANGUARD MORTGAGE-BACKED SECURITIES INDEX FUND	15,463	$716,864
MCHP	Microchip Technology Inc	7,875	$710,167
DEO	Diageo PLC	4,097	$596,769
SHYD	VanEck Short High Yield Muni ETF	22,575	$499,584
AWK	American Water Works Company, Inc.	3,666	$483,875
—		2,181	$219,212
WEC	Wec Energy Group, Inc.	2,600	$218,842
EWJ	iShares MSCI Japan ETF	3,310	$212,303
FTSL	First Trust Senior Loan Fund	4,601	$211,968
No positions match the current search.

Sold Out

Positions the filer fully exited

No qualifying positions this quarter.

Portfolio Positions

Compact Export CSV View 13F filing

65 tracked positions · $252,224,564 total · filing declares 65 positions · $266,343,000 · as of Dec 31, 2023

All sectors Consumer Defensive Financial Services Industrials Technology Utilities

Showing 1–50 of 65 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
IVV	iShares Core S&P 500 ETF	Added	51,768	+4,609	$24,725,949	+22.1%	16+	before history	9.80%
IEFA	iShares Core MSCI EAFE ETF	Added	306,878	+20,299	$21,588,867	+17.1%	16+	before history	8.56%
VIG	Vanguard Specialized Funds	Added	116,204	+6,797	$19,801,161	+16.5%	16+	before history	7.85%
STIP	iShares 0-5 Year TIPS Bond ETF	Added	188,959	+12,348	$18,629,467	+8.8%	16+	before history	7.39%
IVE	iShares S&P 500 Value ETF	Added	85,027	+4,315	$14,785,345	+19.1%	16+	before history	5.86%
MBB	iShares MBS ETF	Added	143,001	+1,523	$13,453,534	+7.1%	16+	before history	5.33%
PSCI	Invesco Ltd. Financial Services	Added	93,933	+4,321	$10,892,470	+22.2%	11	$94.78	4.32%
VLU	State Street(R) SPDR(R) S&P(R) 1500 Value Tilt ETF	Added	63,297	+3,876	$10,145,243	+18.1%	11	unpriced	4.02%
IJH	iShares Core S&P Mid-Cap ETF	Added	33,865	+5,292	$9,385,684	+31.7%	16+	before history	3.72%
IJR	iShares Core S&P Small-Cap ETF	Added	84,461	+10,368	$9,142,903	+30.8%	16+	before history	3.62%
VRP	Invesco Ltd. Financial Services	Added	343,633	+24,200	$7,931,049	+11.0%	16+	before history	3.14%
ISTB	iShares Core 1-5 Year USD Bond ETF	Added	160,748	+10,315	$7,645,174	+9.6%	16+	before history	3.03%
SHYG	iShares 0-5 Year High Yield Corporate Bond ETF	Added	179,428	+11,525	$7,575,450	+10.0%	16+	before history	3.00%
VEA	Vanguard FTSE Developed Markets ETF	Added	153,267	+2,965	$7,341,489	+11.7%	16+	before history	2.91%
VSS	VANGUARD FTSE ALL-WORLD EX-US SMALL-CAP INDEX FUND	Added	58,545	+4,733	$6,734,431	+17.8%	16+	before history	2.67%
IVW	iShares S&P 500 Growth ETF	Reduced	86,278	-1,069	$6,479,477	+8.4%	16+	before history	2.57%
VO	VANGUARD MID-CAP INDEX FUND	Reduced	18,831	-153	$4,380,843	+10.8%	16+	before history	1.74%
VB	Vanguard Index Funds	Added	18,916	+59	$4,035,350	+13.2%	16+	before history	1.60%
DGRO	iShares Core Dividend Growth ETF	Added	68,741	+1,870	$3,699,640	+11.7%	16+	before history	1.47%
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	Reduced	87,614	-730	$3,600,935	+4.0%	16+	before history	1.43%
MUB	iShares National Muni Bond ETF	Added	30,515	+11,509	$3,308,131	+69.7%	5	unpriced	1.31%
VV	VANGUARD LARGE-CAP INDEX FUND	Reduced	14,816	-194	$3,232,110	+10.0%	16+	before history	1.28%
		Added	63,395	+31,072	$3,029,647	+102.7%	7	$47.01	1.20%
RSP	Victory Portfolios II	Reduced	17,684	-80	$2,790,535	+10.9%	16+	before history	1.11%
EFA	iShares MSCI EAFE ETF	Added	33,704	+7,612	$2,539,596	+41.2%	16+	before history	1.01%
SPY	Spdr S&P 500 ETF Trust	Reduced	5,029	-1	$2,390,333	+11.2%	16+	before history	0.95%
IWB	iShares Russell 1000 ETF	Reduced	9,064	-282	$2,377,124	+8.3%	16+	before history	0.94%
HEFA	iShares Currency Hedged MSCI EAFE ETF	Added	45,480	+383	$1,433,074	+5.6%	16+	before history	0.57%
FSMB	First Trust Short Duration Managed Municipal ETF	Reduced	62,682	-6,134	$1,250,505	−6.3%	6	$19.89	0.50%
DBMF	iMGP DBI Managed Futures Strategy ETF	Added	42,206	+2,789	$1,087,226	−4.6%	2	$27.82	0.43%
ACN	Accenture plc Technology	Held	2,917	0	$1,023,604	+14.3%	16+	before history	0.41%
AAPL	Apple Inc. Technology	Reduced	5,279	-295	$1,016,365	+6.5%	16+	before history	0.40%
UNP	Union Pacific Corp Industrials	NEW	3,732	NEW	$916,653	NEW	1	$219.86	0.36%
MGV	VANGUARD MORNINGSTAR MEGA CAP VALUE INDEX FUND	Reduced	7,762	-90	$848,929	+6.6%	16+	before history	0.34%
IJJ	iShares S&P Mid-Cap 400 Value ETF	Added	7,182	+79	$819,035	+14.2%	16+	before history	0.32%
OEF	iShares S&P 100 ETF	Reduced	3,640	-61	$813,139	+9.5%	16+	before history	0.32%
VMBS	VANGUARD MORTGAGE-BACKED SECURITIES INDEX FUND	NEW	15,463	NEW	$716,864	NEW	1	$44.21	0.28%
MCHP	Microchip Technology Inc Technology	NEW	7,875	NEW	$710,167	NEW	1	$81.42	0.28%
IJK	iShares S&P Mid-Cap 400 Growth ETF	Added	8,881	+47	$703,552	+10.2%	16+	before history	0.28%
EEM	iShares MSCI Emerging Markets ETF	Reduced	16,404	-287	$659,604	+4.1%	13	$43.48	0.26%
IWD	iShares Russell 1000 Value ETF	Reduced	3,911	-72	$646,292	+6.9%	16+	before history	0.26%
DEO	Diageo PLC Consumer Defensive	NEW	4,097	NEW	$596,769	NEW	1	$147.65	0.24%
IDEV	iShares Core MSCI International Developed Markets ETF	Added	8,772	+35	$558,425	+9.7%	13	unpriced	0.22%
VTV	VANGUARD VALUE INDEX FUND	Reduced	3,629	-12	$542,535	+8.0%	16+	before history	0.22%
SHYD	VanEck Short High Yield Muni ETF	NEW	22,575	NEW	$499,584	NEW	1	unpriced	0.20%
AWK	American Water Works Company, Inc. Utilities	NEW	3,666	NEW	$483,875	NEW	1	$126.10	0.19%
VTEB	VANGUARD TAX-EXEMPT BOND INDEX FUND	Added	9,089	+2,698	$463,993	+50.9%	2	$49.39	0.18%
MGK	VANGUARD MEGA CAP GROWTH INDEX FUND	Added	1,726	+4	$447,914	+14.6%	16+	before history	0.18%
IJS	iShares S&P Small-Cap 600 Value ETF	Added	3,772	+54	$388,780	+17.2%	16+	before history	0.15%
IWM	iShares Russell 2000 ETF	Reduced	1,837	-35	$368,704	+11.4%	7	unpriced	0.15%

Showing the top 50 of 65 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.