KOM Wealth Management Group, LLC

Registered adviser

CIK

1804116

Location

APPLETON, WI

Portfolio Value

Small $166,356,648

Diversification

Diversified

Filing Date

Global Rank

#6,969 / 8,807 ▲ 528 · as of Jun 2026

Top Industry

Asset Management 23.0%

Period ended 20 days ago

Filed Oct 15, 2026 · 5d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 142682

Roster of Oct 1, 2026

Regulatory AUM

$407,783,808

Main clients

Individuals and high net worth (100% of AUM)

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 73.3% of the book (60%+)

Turnover

Low turnover

14.3% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 12.9 quarters (12+), a floor since 10.3% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 86.6%; sector active share 74.6% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

96 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

21.4%

+0.3 pts

Top 5

59.5%

−1.1 pts

Top 10

77.2%

+3.9 pts

HHI

940

Diversified−121

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	83.4%	$138,762,206	56
Financial Services	4.1%	$6,899,015	3
Technology	3.7%	$6,238,226	10
Industrials	2.6%	$4,295,960	8
Basic Materials	2.2%	$3,621,812	3
Energy	1.1%	$1,906,058	3
Consumer Defensive	0.9%	$1,507,266	4
Consumer Cyclical	0.6%	$958,475	3
Healthcare	0.5%	$806,937	2
Communication Services	0.4%	$676,825	2
Real Estate	0.3%	$483,820	1
Utilities	0.1%	$200,048	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
CGSD	Capital Group Short Duration Income ETF	+785,235	857,540	$21,652,885
JCPB	JPMorgan Core Plus Bond ETF	+164,713	309,143	$13,843,423
SCHF	Schwab International Equity ETF	+96,562	371,889	$10,215,790
PHYS	Sprott Physical Gold Trust	+53,968	203,176	$6,353,313
FFSM	Fidelity Fundamental Small-Mid Cap ETF	+39,857	458,292	$15,504,018
PFF	iShares Preferred and Income Securities ETF	+15,662	59,135	$0
AVDV	Avantis International Small Cap Value ETF	+7,385	68,166	$7,455,997
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	+4,349	94,555	$35,386,263
CGDV	Capital Group Dividend Value ETF	+4,185	42,523	$2,077,248
CGXU	Capital Group International Focus Equity ETF	+2,334	49,897	$1,710,968
FBND	Fidelity Total Bond ETF	+2,135	16,594	$718,520
CGUS	Capital Group Core Equity ETF	+1,651	28,760	$1,279,820
CGGR	Capital Group Growth ETF	+1,211	26,928	$1,277,195
CGDG	Capital Group Dividend Growers ETF	+1,156	7,010	$259,580
FBCG	Fidelity Covington Trust	+952	20,758	$1,312,113
IBDS	iShares iBonds Dec 2027 Term Corporate ETF	+633	38,139	$0
IBTJ	iShares iBonds Dec 2029 Term Treasury ETF	+556	36,192	$0
IBTI	iShares iBonds Dec 2028 Term Treasury ETF	+517	64,764	$0
IBDT	iShares iBonds Dec 2028 Term Corporate ETF	+344	35,517	$0
VIG	Vanguard Specialized Funds	+211	6,215	$1,450,021
DVY	iShares Select Dividend ETF	+209	1,893	$0
IBDU	iShares iBonds Dec 2029 Term Corporate ETF	+208	18,668	$0
VXUS	Vanguard Total International Stock ETF	+188	6,020	$511,459
SDY	State Street(R) SPDR(R) S&P(R) Dividend ETF	+186	2,403	$351,991
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	+171	3,584	$556,236
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
LMBS	First Trust Low Duration Opportunities ETF	−42,332	4,301	$208,426
IBTG	iShares iBonds Dec 2026 Term Treasury ETF	−39,757	74,086	$0
—		−32,708	58,480	$0
DFAC	Dimensional U.S. Core Equity 2 ETF	−27,751	37,803	$1,680,343
REGL	ProShares S&P MidCap 400 Dividend Aristocrats ETF	−25,443	12,655	$1,094,404
IJH	iShares Core S&P Mid-Cap ETF	−6,676	15,738	$0
WPM	Wheaton Precious Metals Corp.	−6,632	13,405	$1,792,516
VBIL	Vanguard Institutional Index Funds	−6,527	10,094	$764,317
DGRO	iShares Core Dividend Growth ETF	−5,120	201,542	$0
IDV	iShares International Select Dividend ETF	−4,268	14,929	$0
VNQ	VANGUARD REAL ESTATE INDEX FUND	−3,375	3,820	$342,386
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	−3,192	57,529	$2,268,943
IJR	iShares Core S&P Small-Cap ETF	−3,019	5,216	$0
COWZ	Pacer US Cash Cows 100 ETF	−2,869	17,221	$1,149,673
NEM	NEWMONT Corp /DE/	−2,258	11,873	$1,369,431
XOM	ExxonMobil Holdings Corp	−1,489	7,531	$1,225,670
IBTH	iShares iBonds Dec 2027 Term Treasury ETF	−1,368	101,328	$0
MSFT	Microsoft Corp	−848	4,298	$2,204,444
VO	VANGUARD MID-CAP INDEX FUND	−788	3,127	$245,219
CLF	Cleveland-Cliffs Inc.	−450	41,768	$459,865
JNJ	Johnson & Johnson	−291	2,280	$603,607
WMT	Walmart Inc.	−269	5,258	$546,411
NVDA	Nvidia Corp	−241	3,744	$855,054
DFAX	Dimensional World ex. U.S. Core Equity 2 ETF	−204	16,310	$603,796
POWW	Outdoor Holding Co	−200	11,000	$24,750
No positions match the current search.

New Positions

Positions the filer opened this quarter

8 positions

Ticker	Company	Shares	Value
VCRB	VANGUARD CORE BOND ETF	148,600	$10,939,932
DBMF	iMGP DBI Managed Futures Strategy ETF	31,902	$1,037,772
SCHD	Schwab U.S. Dividend Equity ETF	25,981	$845,161
VMBS	VANGUARD MORTGAGE-BACKED SECURITIES INDEX FUND	14,173	$629,422
VLO	Valero Energy Corp/Tx	679	$263,187
CRWD	CrowdStrike Holdings, Inc.	944	$249,924
GH	Guardant Health, Inc.	1,140	$203,330
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	3,258	$200,367
No positions match the current search.

Sold Out

Positions the filer fully exited

8 positions

Ticker	Company	Shares	Value
DFIC	Dimensional International Core Equity 2 ETF	16,242	$605,176
GLD	Spdr Gold Trust	721	$265,601
AMAT	Applied Materials Inc /De	313	$226,299
MCK	Mckesson Corp	287	$216,857
INTC	Intel Corp	1,524	$212,796
IONS	Ionis Pharmaceuticals Inc	2,654	$210,435
VTEI	VANGUARD INTERMEDIATE-TERM TAX-EXEMPT BOND ETF	2,022	$204,161
MGEE	Mge Energy Inc	2,459	$200,506
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

96 tracked positions · $166,356,648 total · filing declares 96 positions · $201,380,959 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 96 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	94,555	+4,349	$35,386,263	+6.0%	21.27%
CGSD	Capital Group Short Duration Income ETF	Added	857,540	+785,235	$21,652,885	+1063.9%	13.02%
FFSM	Fidelity Fundamental Small-Mid Cap ETF	Added	458,292	+39,857	$15,504,018	−3.0%	9.32%
JCPB	JPMorgan Core Plus Bond ETF	Added	309,143	+164,713	$13,843,423	+104.2%	8.32%
VCRB	VANGUARD CORE BOND ETF	NEW	148,600	NEW	$10,939,932	NEW	6.58%
SCHF	Schwab International Equity ETF	Added	371,889	+96,562	$10,215,790	+34.0%	6.14%
AVDV	Avantis International Small Cap Value ETF	Added	68,166	+7,385	$7,455,997	+19.0%	4.48%
PHYS	Sprott Physical Gold Trust Financial Services	Added	203,176	+53,968	$6,353,313	+41.1%	3.82%
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	Reduced	57,529	-3,192	$2,268,943	−17.6%	1.36%
MSFT	Microsoft Corp Technology	Reduced	4,298	-848	$2,204,444	+14.8%	1.33%
CGDV	Capital Group Dividend Value ETF	Added	42,523	+4,185	$2,077,248	+9.9%	1.25%
WPM	Wheaton Precious Metals Corp. Basic Materials	Reduced	13,405	-6,632	$1,792,516	−20.4%	1.08%
CGXU	Capital Group International Focus Equity ETF	Added	49,897	+2,334	$1,710,968	+3.9%	1.03%
DFAC	Dimensional U.S. Core Equity 2 ETF	Reduced	37,803	-27,751	$1,680,343	−42.2%	1.01%
VIG	Vanguard Specialized Funds	Added	6,215	+211	$1,450,021	+2.1%	0.87%
NEM	NEWMONT Corp /DE/ Basic Materials	Reduced	11,873	-2,258	$1,369,431	+3.8%	0.82%
FBCG	Fidelity Covington Trust	Added	20,758	+952	$1,312,113	+6.7%	0.79%
CGUS	Capital Group Core Equity ETF	Added	28,760	+1,651	$1,279,820	+6.1%	0.77%
CGGR	Capital Group Growth ETF	Added	26,928	+1,211	$1,277,195	+5.2%	0.77%
XOM	ExxonMobil Holdings Corp Energy	Reduced	7,531	-1,489	$1,225,670	−0.6%	0.74%
COWZ	Pacer US Cash Cows 100 ETF	Reduced	17,221	-2,869	$1,149,673	−8.0%	0.69%
RTX	RTX Corp Industrials	Added	6,075	+1	$1,127,823	−2.1%	0.68%
REGL	ProShares S&P MidCap 400 Dividend Aristocrats ETF	Reduced	12,655	-25,443	$1,094,404	−68.6%	0.66%
DBMF	iMGP DBI Managed Futures Strategy ETF	NEW	31,902	NEW	$1,037,772	NEW	0.62%
AAPL	Apple Inc. Technology	Reduced	2,760	-171	$919,135	+8.4%	0.55%
PWR	Quanta Services, Inc. Industrials	Reduced	1,389	-20	$892,446	−12.0%	0.54%
ITW	Illinois Tool Works Inc Industrials	Reduced	3,347	-47	$861,116	−6.2%	0.52%
NVDA	Nvidia Corp Technology	Reduced	3,744	-241	$855,054	+7.2%	0.51%
SCHD	Schwab U.S. Dividend Equity ETF	NEW	25,981	NEW	$845,161	NEW	0.51%
VBIL	Vanguard Institutional Index Funds	Reduced	10,094	-6,527	$764,317	−39.2%	0.46%
FBND	Fidelity Total Bond ETF	Added	16,594	+2,135	$718,520	+9.2%	0.43%
VMBS	VANGUARD MORTGAGE-BACKED SECURITIES INDEX FUND	NEW	14,173	NEW	$629,422	NEW	0.38%
DFAX	Dimensional World ex. U.S. Core Equity 2 ETF	Reduced	16,310	-204	$603,796	−0.8%	0.36%
JNJ	Johnson & Johnson Healthcare	Reduced	2,280	-291	$603,607	−7.6%	0.36%
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	Added	3,584	+171	$556,236	+3.1%	0.33%
WMT	Walmart Inc. Consumer Defensive	Reduced	5,258	-269	$546,411	−12.7%	0.33%
AVGO	Broadcom Inc. Technology	Reduced	1,511	-4	$530,648	−7.3%	0.32%
VXUS	Vanguard Total International Stock ETF	Added	6,020	+188	$511,459	+2.6%	0.31%
CAT	Caterpillar Inc Industrials	Added	610	+2	$494,581	−23.6%	0.30%
WPC	W. P. Carey Inc. Real Estate	Added	7,486	+94	$483,820	−8.5%	0.29%
CLF	Cleveland-Cliffs Inc. Basic Materials	Reduced	41,768	-450	$459,865	+16.0%	0.28%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	1,800	-8	$448,470	+4.1%	0.27%
CVX	Chevron Corp Energy	Added	2,043	+8	$417,201	+23.7%	0.25%
SPY	Spdr S&P 500 ETF Trust	Held	545	0	$415,633	+2.1%	0.25%
DELL	Dell Technologies Inc. Technology	Reduced	768	-8	$413,145	+23.4%	0.25%
GOOGL	Alphabet Inc. Communication Services	Reduced	1,157	-99	$398,100	−11.3%	0.24%
KO	Coca Cola Co Consumer Defensive	Added	4,574	+5	$393,729	+6.0%	0.24%
PLTR	Palantir Technologies Inc. Technology	Added	1,884	+3	$352,402	+60.6%	0.21%
SDY	State Street(R) SPDR(R) S&P(R) Dividend ETF	Added	2,403	+186	$351,991	+4.3%	0.21%
VNQ	VANGUARD REAL ESTATE INDEX FUND	Reduced	3,820	-3,375	$342,386	−50.7%	0.21%

Showing the top 50 of 96 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.