Southern Wealth Management, LLP

CIK

1811579

Location

Dallas, TX

Portfolio Value

Small $240,450,821

Diversification

Highly concentrated

Filing Date

Global Rank

#3,992 / 7,012 ▼ 51 · as of Mar 2023

Period ended 3 years ago

Filed May 12, 2023 · 3y

13 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Mar 31, 2023, never from the firm's own description.

Style

Concentrated

The top 10 positions are 98.5% of the book (60%+)

Turnover

Medium turnover

43.2% over the last four quarters (30% to under 100%)

Horizon

Long horizon

Value-weighted holding period 12.6 quarters (12+), a floor since 92.7% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 92.5%; sector active share 87.3% against the combined 13F book's sector weights.

Over time 13 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

61 tracked positions · as of Mar 31, 2023 · Δ vs Dec 31, 2022

Top Position

39.0%

−0.1 pts

Top 5

91.2%

−0.9 pts

Top 10

98.5%

−0.7 pts

HHI

2,520

Highly concentrated−38

Portfolio Trend

13 quarters · across all stocks

Sector Breakdown

As of Mar 31, 2023

Sector	% Portfolio	Value	Positions
Unclassified	100.0%	$240,450,821	61

Last Quarter's Activity

Export CSV

Mar 31, 2023 vs Dec 31, 2022

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
FPE	First Trust Preferred Securities and Income ETF	+26,798	163,839	$2,614,870
SCHB	Schwab U.S. Broad Market ETF	+10,750	71,776	$3,434,481
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	+10,708	14,543	$1,534,286
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	+7,617	58,906	$2,379,802
IEFA	iShares Core MSCI EAFE ETF	+6,053	400,314	$26,760,990
FNDF	Schwab Fundamental International Equity ETF	+4,070	13,360	$417,767
IWS	iShares Russell Mid-Cap Value ETF	+3,337	51,495	$5,468,769
EFV	iShares MSCI EAFE Value ETF	+2,921	78,169	$3,793,541
SMMD	iShares Russell 2500 ETF	+2,583	16,827	$922,456
IWR	iShares Russell Mid-Cap ETF	+2,412	27,902	$1,950,907
VO	VANGUARD MID-CAP INDEX FUND	+2,255	12,182	$2,569,427
SCHC	Schwab International Small-Cap Equity ETF	+2,151	677,322	$22,832,524
ACWX	iShares MSCI ACWI ex U.S. ETF	+1,972	12,121	$591,141
VB	Vanguard Index Funds	+1,640	6,748	$1,279,150
—		+1,377	52,132	$7,308,906
EEM	iShares MSCI Emerging Markets ETF	+1,125	148,025	$5,841,066
VOO	VANGUARD 500 INDEX FUND	+693	36,935	$13,890,145
SCHF	Schwab International Equity ETF	+656	10,460	$364,008
VEA	Vanguard FTSE Developed Markets ETF	+641	75,302	$3,401,391
SCHG	Schwab U.S. Large-Cap Growth ETF	+555	19,254	$1,254,783
SCZ	iShares MSCI EAFE Small-Cap ETF	+501	77,404	$4,606,312
SCHE	Schwab Emerging Markets Equity ETF	+497	24,646	$604,319
VIG	Vanguard Specialized Funds	+364	1,766	$271,981
SDY	State Street(R) SPDR(R) S&P(R) Dividend ETF	+180	3,910	$483,706
EFAV	iShares MSCI EAFE Min Vol Factor ETF	+102	40,925	$2,768,576
No positions match the current search.

Trimmed

Positions the filer reduced

24 positions

Ticker	Company	Δ Shares	Shares	Value
VTV	VANGUARD VALUE INDEX FUND	−38,455	31,605	$4,364,966
FPEI	First Trust Institutional Preferred Securities and Income ETF	−14,404	10,627	$178,002
EFG	iShares MSCI EAFE Growth ETF	−12,582	40,132	$3,759,565
—		−8,624	22,791	$3,122,822
IWD	iShares Russell 1000 Value ETF	−8,594	22,563	$3,435,442
EFA	iShares MSCI EAFE ETF	−6,075	28,404	$2,031,454
SCHM	Schwab U.S. Mid-Cap ETF	−4,349	42,053	$2,853,300
USMV	iShares MSCI USA Min Vol Factor ETF	−4,238	65,937	$4,796,257
—		−3,101	43,275	$3,940,188
IWF	iShares Russell 1000 Growth ETF	−2,349	69,719	$17,034,443
EEMV	iShares MSCI Emerging Markets Min Vol Factor ETF	−2,029	223,487	$12,195,685
IVV	iShares Core S&P 500 ETF	−1,823	8,019	$3,296,450
IWO	iShares Russell 2000 Growth ETF	−1,815	1,341	$304,165
IEMG	iShares Trust	−937	350,856	$0
FNDX	Schwab Fundamental U.S. Large Company ETF	−755	13,435	$737,851
SCHX	Schwab U.S. Large-Cap ETF	−423	36,148	$1,748,475
IJR	iShares Core S&P Small-Cap ETF	−398	13,446	$1,300,228
VOE	VANGUARD MID-CAP VALUE INDEX FUND	−274	76,629	$10,273,650
SCHV	Schwab U.S. Large-Cap Value ETF	−267	11,600	$760,728
IGF	iShares Global Infrastructure ETF	−178	20,398	$972,984
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	−153	19,958	$4,073,427
IWM	iShares Russell 2000 ETF	−151	31,136	$5,554,662
SPY	Spdr S&P 500 ETF Trust	−56	4,611	$1,887,697
IWB	iShares Russell 1000 ETF	−30	8,487	$1,911,527
No positions match the current search.

New Positions

Positions the filer opened this quarter

2 positions

Ticker	Company	Shares	Value
VXUS	Vanguard Total International Stock ETF	8,201	$452,777
IJT	iShares S&P Small-Cap 600 Growth ETF	1,837	$201,959
No positions match the current search.

Sold Out

Positions the filer fully exited

No qualifying positions this quarter.

Portfolio Positions

Compact Export CSV View 13F filing

61 tracked positions · $240,450,821 total · filing declares 61 positions · $257,568,696 · as of Mar 31, 2023

Showing 1–50 of 61 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
IEFA	iShares Core MSCI EAFE ETF	Added	400,314	+6,053	$26,760,990	+10.1%	13+	before history	11.13%
SCHC	Schwab International Small-Cap Equity ETF	Added	677,322	+2,151	$22,832,524	+7.5%	13+	before history	9.50%
VUG	VANGUARD GROWTH INDEX FUND	Added	83,817	+59	$20,907,295	+17.1%	13+	before history	8.70%
IWF	iShares Russell 1000 Growth ETF	Reduced	69,719	-2,349	$17,034,443	+10.3%	13+	before history	7.08%
VOO	VANGUARD 500 INDEX FUND	Added	36,935	+693	$13,890,145	+9.1%	13+	before history	5.78%
EEMV	iShares MSCI Emerging Markets Min Vol Factor ETF	Reduced	223,487	-2,029	$12,195,685	+1.9%	13+	before history	5.07%
VOE	VANGUARD MID-CAP VALUE INDEX FUND	Reduced	76,629	-274	$10,273,650	−1.2%	13+	before history	4.27%
		Added	52,132	+1,377	$7,308,906	+8.4%	13+	before history	3.04%
EEM	iShares MSCI Emerging Markets ETF	Added	148,025	+1,125	$5,841,066	+4.9%	13+	before history	2.43%
IWM	iShares Russell 2000 ETF	Reduced	31,136	-151	$5,554,662	+1.8%	13+	before history	2.31%
IWS	iShares Russell Mid-Cap Value ETF	Added	51,495	+3,337	$5,468,769	+7.8%	13+	before history	2.27%
USMV	iShares MSCI USA Min Vol Factor ETF	Reduced	65,937	-4,238	$4,796,257	−5.2%	13+	before history	1.99%
SCZ	iShares MSCI EAFE Small-Cap ETF	Added	77,404	+501	$4,606,312	+6.1%	13+	before history	1.92%
VTV	VANGUARD VALUE INDEX FUND	Reduced	31,605	-38,455	$4,364,966	−55.6%	13+	before history	1.82%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Reduced	19,958	-153	$4,073,427	+5.9%	13+	before history	1.69%
		Reduced	43,275	-3,101	$3,940,188	+1.6%	13+	before history	1.64%
EFV	iShares MSCI EAFE Value ETF	Added	78,169	+2,921	$3,793,541	+9.9%	13+	before history	1.58%
EFG	iShares MSCI EAFE Growth ETF	Reduced	40,132	-12,582	$3,759,565	−14.9%	13+	before history	1.56%
IWD	iShares Russell 1000 Value ETF	Reduced	22,563	-8,594	$3,435,442	−27.3%	13+	before history	1.43%
SCHB	Schwab U.S. Broad Market ETF	Added	71,776	+10,750	$3,434,481	+25.6%	13+	before history	1.43%
VEA	Vanguard FTSE Developed Markets ETF	Added	75,302	+641	$3,401,391	+8.5%	13+	before history	1.41%
IVV	iShares Core S&P 500 ETF	Reduced	8,019	-1,823	$3,296,450	−12.8%	13+	before history	1.37%
		Reduced	22,791	-8,624	$3,122,822	−28.3%	13+	before history	1.30%
VBR	VANGUARD SMALL-CAP VALUE INDEX FUND	Added	18,324	+5	$2,909,118	+0.0%	2	unpriced	1.21%
SCHM	Schwab U.S. Mid-Cap ETF	Reduced	42,053	-4,349	$2,853,300	−6.3%	13+	before history	1.19%
EFAV	iShares MSCI EAFE Min Vol Factor ETF	Added	40,925	+102	$2,768,576	+6.7%	13+	before history	1.15%
SCHA	Schwab U.S. Small-Cap ETF	Added	63,810	+73	$2,675,553	+3.6%	13+	before history	1.11%
FPE	First Trust Preferred Securities and Income ETF	Added	163,839	+26,798	$2,614,870	+13.6%	11	$18.41	1.09%
VO	VANGUARD MID-CAP INDEX FUND	Added	12,182	+2,255	$2,569,427	+27.0%	13+	before history	1.07%
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	Added	58,906	+7,617	$2,379,802	+19.0%	13+	before history	0.99%
VOT	VANGUARD MID-CAP GROWTH INDEX FUND	Added	10,531	+45	$2,052,386	+8.9%	13+	before history	0.85%
EFA	iShares MSCI EAFE ETF	Reduced	28,404	-6,075	$2,031,454	−10.2%	11	unpriced	0.84%
IJH	iShares Core S&P Mid-Cap ETF	Added	7,837	+23	$1,960,503	+3.7%	13+	before history	0.82%
IWR	iShares Russell Mid-Cap ETF	Added	27,902	+2,412	$1,950,907	+13.5%	13+	before history	0.81%
IWB	iShares Russell 1000 ETF	Reduced	8,487	-30	$1,911,527	+6.6%	12	unpriced	0.79%
SPY	Spdr S&P 500 ETF Trust	Reduced	4,611	-56	$1,887,697	+5.8%	13+	before history	0.79%
SCHX	Schwab U.S. Large-Cap ETF	Reduced	36,148	-423	$1,748,475	+5.9%	13+	before history	0.73%
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	Added	14,543	+10,708	$1,534,286	+269.7%	3	$106.61	0.64%
IJR	iShares Core S&P Small-Cap ETF	Reduced	13,446	-398	$1,300,228	−0.8%	12	unpriced	0.54%
VB	Vanguard Index Funds	Added	6,748	+1,640	$1,279,150	+36.4%	13+	before history	0.53%
SCHG	Schwab U.S. Large-Cap Growth ETF	Added	19,254	+555	$1,254,783	+20.8%	13+	before history	0.52%
IGF	iShares Global Infrastructure ETF	Reduced	20,398	-178	$972,984	+3.2%	13+	before history	0.40%
SMMD	iShares Russell 2500 ETF	Added	16,827	+2,583	$922,456	+21.9%	5	unpriced	0.38%
SCHV	Schwab U.S. Large-Cap Value ETF	Reduced	11,600	-267	$760,728	−2.9%	13+	before history	0.32%
FNDX	Schwab Fundamental U.S. Large Company ETF	Reduced	13,435	-755	$737,851	−2.7%	13+	before history	0.31%
SCHE	Schwab Emerging Markets Equity ETF	Added	24,646	+497	$604,319	+5.7%	4	unpriced	0.25%
ACWX	iShares MSCI ACWI ex U.S. ETF	Added	12,121	+1,972	$591,141	+28.0%	5	unpriced	0.25%
SDY	State Street(R) SPDR(R) S&P(R) Dividend ETF	Added	3,910	+180	$483,706	+3.7%	13+	before history	0.20%
VXUS	Vanguard Total International Stock ETF	NEW	8,201	NEW	$452,777	NEW	1	$54.64	0.19%
FNDF	Schwab Fundamental International Equity ETF	Added	13,360	+4,070	$417,767	+54.7%	12	unpriced	0.17%

Showing the top 50 of 61 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.