Ulrich Consultants & Investment Group, LLC

Registered adviser

CIK

1878849

Location

ALBUQUERQUE, NM

Portfolio Value

Micro $73,916,748

Diversification

Highly concentrated

Files via

Callan Family Office, LLC BlackRock, Inc.

Filing Date

Global Rank

#6,686 / 7,030 ▼ 101 · as of Jun 2023

Top Industry

Oil & Gas Midstream 22.5%

Period ended 20 days ago

Filed Oct 13, 2026 · 7d

6 quarters · since Jun 2022

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 159499

Roster of Oct 1, 2026

Regulatory AUM

$3,619,832,252

Main clients

Other (71% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Feb 2026 to Oct 2026	$3,619,832,252	Other (71%)
Apr 2025 to Jan 2026	$3,196,950,001	Other (72%)
Apr 2024 to Mar 2025	$3,279,256,426	Other (67%)
May 2023 to Mar 2024	$2,748,530,621	Other (65%)
Apr 2023	$2,748,530,621	Other (65%)
Apr 2022 to Mar 2023	$1,982,200,342	Other (55%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2023, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 95.8% of the book (60%+)

Turnover

Low turnover

25.2% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 4.2 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 93.3%; sector active share 78.8% against the combined 13F book's sector weights.

Over time 5 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

47 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2023

Top Position

60.6%

+24.4 pts

Top 5

80.0%

−7.7 pts

Top 10

88.3%

−7.5 pts

HHI

3,806

Highly concentrated+1,151

Portfolio Trend

6 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	84.4%	$62,380,368	25
Technology	5.7%	$4,180,690	6
Energy	4.2%	$3,119,813	7
Healthcare	3.3%	$2,433,421	2
Financial Services	1.1%	$823,499	3
Consumer Cyclical	0.9%	$651,930	2
Real Estate	0.3%	$220,836	1
Industrials	0.1%	$106,191	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2023

Added To

Positions the filer increased

7 positions

Ticker	Company	Δ Shares	Shares	Value
VOO	VANGUARD 500 INDEX FUND	+36,521	63,066	$44,200,436
EPD	Enterprise Products Partners L.P.	+26,666	36,926	$1,314,934
ESGD	iShares ESG Aware MSCI EAFE ETF	+18,264	30,419	$0
AAPL	Apple Inc.	+1,528	3,657	$1,217,854
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	+705	6,145	$377,917
AMZN	Amazon Com Inc	+145	1,773	$441,742
SBUX	Starbucks Corp	+75	2,237	$210,188
No positions match the current search.

Trimmed

Positions the filer reduced

7 positions

Ticker	Company	Δ Shares	Shares	Value
VONG	VANGUARD RUSSELL 1000 GROWTH INDEX FUND	−156,829	15,662	$2,019,301
EQAL	Invesco Russell 1000 Equal Weight ETF	−13,992	13,198	$755,849
DIVO	Amplify CWP Enhanced Dividend Income ETF	−4,955	35,068	$1,630,311
IVW	iShares S&P 500 Growth ETF	−439	12,667	$0
SPY	Spdr S&P 500 ETF Trust	−426	5,592	$4,264,626
MSFT	Microsoft Corp	−89	2,245	$1,151,460
—		−20	2,010	$0
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
VONV	VANGUARD RUSSELL 1000 VALUE INDEX FUND	24,321	$2,643,692
GLD	Spdr Gold Trust	3,892	$1,482,229
VTHR	VANGUARD RUSSELL 3000 INDEX FUND	4,225	$1,417,487
CGDV	Capital Group Dividend Value ETF	19,300	$942,805
RDVY	First Trust Rising Dividend Achievers ETF	7,500	$587,175
INTC	Intel Corp	4,846	$582,634
CSCO	Cisco Systems, Inc.	4,904	$527,817
GDX	VanEck Gold Miners ETF	5,750	$504,850
PANW	Palo Alto Networks Inc	1,079	$428,697
TRGP	Targa Resources Corp.	1,420	$383,840
LLY	ELI LILLY & Co	328	$379,522
IAU	Ishares Gold Trust	4,665	$364,336
VO	VANGUARD MID-CAP INDEX FUND	4,601	$360,810
HACK		2,838	$344,079
BRK-B	Berkshire Hathaway Inc	583	$290,304
NVDA	Nvidia Corp	1,192	$272,228
WMB	Williams Companies, Inc.	4,000	$271,880
VEU	Vanguard International Equity Index Funds	3,250	$269,652
PHYS	Sprott Physical Gold Trust	8,500	$265,795
MPLX	Mplx LP	4,710	$265,267
SPG	Simon Property Group Inc.	1,100	$220,836
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	574	$214,813
AEBI	Aebi Schmidt Holding AG	10,037	$106,191
ACWI	iShares MSCI ACWI ETF	5,800	$0
IFRA	iShares U.S. Infrastructure ETF	7,320	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

5 positions

Ticker	Company	Shares	Value
VTV	VANGUARD VALUE INDEX FUND	7,091	$1,007,631
FSK	FS KKR Capital Corp	42,510	$815,341
IFF	International Flavors & Fragrances Inc	4,269	$339,769
DSI	iShares ESG MSCI KLD 400 ETF	24,810	$0
EFA	iShares MSCI EAFE ETF	26,664	$0
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

47 tracked positions · $73,916,748 total · filing declares 47 positions · $100,102,695 · as of Sep 30, 2026

All sectors Consumer Cyclical Energy Financial Services Healthcare Industrials Real Estate Technology

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
VOO	VANGUARD 500 INDEX FUND	Added	63,066	+36,521	$44,200,436	+308.8%	59.80%
SPY	Spdr S&P 500 ETF Trust	Reduced	5,592	-426	$4,264,626	+59.9%	5.77%
VONV	VANGUARD RUSSELL 1000 VALUE INDEX FUND	NEW	24,321	NEW	$2,643,692	NEW	3.58%
HCA	HCA Healthcare, Inc. Healthcare	Held	4,813	0	$2,053,899	+40.6%	2.78%
VONG	VANGUARD RUSSELL 1000 GROWTH INDEX FUND	Reduced	15,662	-156,829	$2,019,301	−83.5%	2.73%
DIVO	Amplify CWP Enhanced Dividend Income ETF	Reduced	35,068	-4,955	$1,630,311	+13.2%	2.21%
GLD	Spdr Gold Trust	NEW	3,892	NEW	$1,482,229	NEW	2.01%
VTHR	VANGUARD RUSSELL 3000 INDEX FUND	NEW	4,225	NEW	$1,417,487	NEW	1.92%
EPD	Enterprise Products Partners L.P. Energy	Added	36,926	+26,666	$1,314,934	+386.4%	1.78%
AAPL	Apple Inc. Technology	Added	3,657	+1,528	$1,217,854	+194.9%	1.65%
MSFT	Microsoft Corp Technology	Reduced	2,245	-89	$1,151,460	+44.9%	1.56%
CGDV	Capital Group Dividend Value ETF	NEW	19,300	NEW	$942,805	NEW	1.28%
EQAL	Invesco Russell 1000 Equal Weight ETF	Reduced	13,198	-13,992	$755,849	—	1.02%
RDVY	First Trust Rising Dividend Achievers ETF	NEW	7,500	NEW	$587,175	NEW	0.79%
INTC	Intel Corp Technology	NEW	4,846	NEW	$582,634	NEW	0.79%
XOM	ExxonMobil Holdings Corp Energy	Held	3,250	0	$528,937	+51.7%	0.72%
CSCO	Cisco Systems, Inc. Technology	NEW	4,904	NEW	$527,817	NEW	0.71%
GDX	VanEck Gold Miners ETF	NEW	5,750	NEW	$504,850	NEW	0.68%
AMZN	Amazon Com Inc Consumer Cyclical	Added	1,773	+145	$441,742	+108.1%	0.60%
PANW	Palo Alto Networks Inc Technology	NEW	1,079	NEW	$428,697	NEW	0.58%
TRGP	Targa Resources Corp. Energy	NEW	1,420	NEW	$383,840	NEW	0.52%
LLY	ELI LILLY & Co Healthcare	NEW	328	NEW	$379,522	NEW	0.51%
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	Added	6,145	+705	$377,917	—	0.51%
IAU	Ishares Gold Trust	NEW	4,665	NEW	$364,336	NEW	0.49%
VO	VANGUARD MID-CAP INDEX FUND	NEW	4,601	NEW	$360,810	NEW	0.49%
KMI	Kinder Morgan, Inc. Energy	Held	11,773	0	$354,955	+75.1%	0.48%
HACK		NEW	2,838	NEW	$344,079	NEW	0.47%
BRK-B	Berkshire Hathaway Inc Financial Services	NEW	583	NEW	$290,304	NEW	0.39%
NVDA	Nvidia Corp Technology	NEW	1,192	NEW	$272,228	NEW	0.37%
WMB	Williams Companies, Inc. Energy	NEW	4,000	NEW	$271,880	NEW	0.37%
VEU	Vanguard International Equity Index Funds	NEW	3,250	NEW	$269,652	NEW	0.36%
ARCC	Ares Capital Corp Financial Services	Held	14,000	0	$267,400	+1.6%	0.36%
PHYS	Sprott Physical Gold Trust Financial Services	NEW	8,500	NEW	$265,795	NEW	0.36%
MPLX	Mplx LP Energy	NEW	4,710	NEW	$265,267	NEW	0.36%
SPG	Simon Property Group Inc. Real Estate	NEW	1,100	NEW	$220,836	NEW	0.30%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	NEW	574	NEW	$214,813	NEW	0.29%
SBUX	Starbucks Corp Consumer Cyclical	Added	2,237	+75	$210,188	−1.9%	0.28%
AEBI	Aebi Schmidt Holding AG Industrials	NEW	10,037	NEW	$106,191	NEW	0.14%
ET	Energy Transfer LP Energy	NEW	50,942	NEW	$0	NEW	0.00%
RSP	Victory Portfolios II	NEW	1,623	NEW	$0	NEW	0.00%
		Reduced	2,010	-20	$0	−100.0%	0.00%
ACWI	iShares MSCI ACWI ETF	NEW	5,800	NEW	$0	NEW	0.00%
ESGD	iShares ESG Aware MSCI EAFE ETF	Added	30,419	+18,264	$0	—	0.00%
IFRA	iShares U.S. Infrastructure ETF	NEW	7,320	NEW	$0	NEW	0.00%
IVV	iShares Core S&P 500 ETF	NEW	1,240	NEW	$0	NEW	0.00%
IVW	iShares S&P 500 Growth ETF	Reduced	12,667	-439	$0	—	0.00%
SMMD	iShares Russell 2500 ETF	NEW	201,207	NEW	$0	NEW	0.00%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.