Fox Financial, Inc
Registered adviserRegulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Apr 2026 to Nov 2026 | $271,808,136 | Individuals and high net worth (97%) |
| Apr 2025 to Mar 2026 | $254,749,672 | Individuals and high net worth (92%) |
| Mar 2024 to Mar 2025 | $232,327,208 | Individuals and high net worth (92%) |
| May 2023 to Feb 2024 | $185,067,086 | Individuals and high net worth (96%) |
| Feb 2023 to Apr 2023 | $185,067,086 | Individuals and high net worth (96%) |
| Oct 2022 to Jan 2023 | $200,249,577 | Individuals and high net worth (91%) |
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.
Closest benchmark: every 13F filer's combined book, active share 94.6%; sector active share 87.1% against the combined 13F book's sector weights.
Over time 11 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
14 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026Portfolio Trend
Sector Breakdown
As of Sep 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 99.3% | $138,955,364 |
| Technology | 0.5% | $682,365 |
| Healthcare | 0.2% | $265,336 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increasedTrimmed
Positions the filer reduced| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| SMLF | iShares U.S. Small-Cap Equity Factor ETF | −6,779 | 274,455 | $22,933,459 | |
| DLN | WisdomTree U.S. LargeCap Dividend Fund | −5,759 | 306,152 | $29,757,974 | |
| XLK | State Street(R) Technology Select Sector SPDR(R) ETF | −5,477 | 91,924 | $17,994,123 | |
| SPTM | State Street(R) SPDR(R) Portfolio S&P 1500(R) Composite Stock Market ETF | −4,967 | 296,648 | $27,306,448 | |
| IWR | iShares Russell Mid-Cap ETF | −3,004 | 154,839 | $16,522,869 | |
| QQQ | Invesco Qqq Trust, Series 1 | −792 | 29,480 | $21,808,419 | |
| No positions match the current search. | |||||
Sold Out
Positions the filer fully exited| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| — | 3,590 | $207,035 | ||
| No positions match the current search. | ||||
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| DLN |
WisdomTree U.S. LargeCap Dividend Fund
|
Reduced | 306,152 | $29,757,974 | 21.27% | |
| SPTM |
State Street(R) SPDR(R) Portfolio S&P 1500(R) Composite Stock Market ETF
|
Reduced | 296,648 | $27,306,448 | 19.52% | |
| SMLF |
iShares U.S. Small-Cap Equity Factor ETF
|
Reduced | 274,455 | $22,933,459 | 16.39% | |
| QQQ |
Invesco Qqq Trust, Series 1
|
Reduced | 29,480 | $21,808,419 | 15.59% | |
| XLK |
State Street(R) Technology Select Sector SPDR(R) ETF
|
Reduced | 91,924 | $17,994,123 | 12.86% | |
| IWR |
iShares Russell Mid-Cap ETF
|
Reduced | 154,839 | $16,522,869 | 11.81% | |
| OMFL |
Invesco Russell 1000 Dynamic Multifactor ETF
|
Held | 13,163 | $917,592 | 0.66% | |
| SPYG |
State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF
|
Held | 5,516 | $678,909 | 0.49% | |
| DGRW |
WisdomTree U.S. Quality Dividend Growth Fund
|
Held | 5,335 | $518,775 | 0.37% | |
| MSFT |
Microsoft Corp
Technology
|
NEW | 835 | $428,271 | 0.31% | |
| XSHQ |
Invesco S&P SmallCap Quality ETF
|
Held | 6,320 | $283,894 | 0.20% | |
| MRK |
Merck & Co., Inc.
Healthcare
|
NEW | 1,826 | $265,336 | 0.19% | |
| AAPL |
Apple Inc.
Technology
|
NEW | 763 | $254,094 | 0.18% | |
| IJH |
iShares Core S&P Mid-Cap ETF
|
Held | 3,237 | $232,902 | 0.17% |
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.