Safe Harbor Fiduciary, LLC
Registered adviserRegulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Apr 2026 to Oct 2026 | $129,856,358 | Individuals and high net worth (100%) |
| Apr 2025 to Mar 2026 | $131,977,387 | Individuals and high net worth (100%) |
| Feb 2024 to Mar 2025 | $112,549,397 | Individuals and high net worth (100%) |
| May 2023 to Jan 2024 | $106,183,197 | Individuals and high net worth (100%) |
| Feb 2023 to Apr 2023 | $106,183,197 | Individuals and high net worth (100%) |
| Nov 2022 to Jan 2023 | $109,769,537 | Individuals and high net worth (100%) |
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.
Closest benchmark: every 13F filer's combined book, active share 74.8%; sector active share 45.5% against the combined 13F book's sector weights.
Over time 7 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
61 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026Portfolio Trend
Sector Breakdown
As of Jun 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 58.0% | $73,733,204 |
| Technology | 16.5% | $21,025,132 |
| Financial Services | 7.8% | $9,894,462 |
| Healthcare | 5.0% | $6,350,219 |
| Consumer Cyclical | 4.0% | $5,036,185 |
| Industrials | 3.5% | $4,437,881 |
| Consumer Defensive | 2.3% | $2,946,614 |
| Utilities | 1.3% | $1,655,413 |
| Energy | 1.2% | $1,529,301 |
| Basic Materials | 0.3% | $402,307 |
| Real Estate | 0.2% | $208,433 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| VUG | VANGUARD GROWTH INDEX FUND | +29,629 | 35,312 | $3,041,775 | |
| SGOV | iShares 0-3 Month Treasury Bond ETF | +23,578 | 51,744 | $5,209,068 | |
| ROPE | Coastal Compass 100 ETF | +13,736 | 90,662 | $2,695,109 | |
| SPHD | Invesco Ltd. | +11,309 | 19,577 | $995,294 | |
| QDPL | Pacer Metaurus US Large Cap Dividend Multiplier 400 ETF | +5,318 | 104,689 | $4,718,333 | |
| SCHW | Schwab Charles Corp | +2,422 | 18,169 | $1,676,453 | |
| ABBV | AbbVie Inc. | +1,892 | 8,362 | $2,104,213 | |
| BAC | Bank Of America Corp | +1,115 | 33,102 | $1,886,151 | |
| MSFT | Microsoft Corp | +1,083 | 7,190 | $2,682,013 | |
| IYF | iShares U.S. Financials ETF | +852 | 28,534 | $3,638,370 | |
| SCHD | Schwab U.S. Dividend Equity ETF | +787 | 15,946 | $505,647 | |
| GIAX | Nicholas Global Equity and Income ETF | +747 | 27,749 | $478,670 | |
| VXUS | Vanguard Total International Stock ETF | +624 | 20,961 | $1,791,955 | |
| XLI | State Street(R) Industrial Select Sector SPDR(R) ETF | +605 | 12,344 | $2,286,479 | |
| AAPL | Apple Inc. | +521 | 23,619 | $6,834,393 | |
| TJX | Tjx Companies Inc | +461 | 11,482 | $1,739,523 | |
| XLC | State Street(R) Communication Services Select Sector SPDR(R) ETF | +459 | 4,784 | $512,509 | |
| DUK | Duke Energy CORP | +449 | 13,078 | $1,655,413 | |
| BRK-B | Berkshire Hathaway Inc | +328 | 3,274 | $1,638,276 | |
| DDM | ProShares Ultra Dow30 | +322 | 5,472 | $358,580 | |
| SSO | ProShares Ultra S&P500 | +289 | 18,612 | $1,254,076 | |
| IWM | iShares Russell 2000 ETF | +235 | 16,893 | $5,075,501 | |
| VDE | VANGUARD ENERGY INDEX FUND | +221 | 3,745 | $562,236 | |
| LHX | L3harris Technologies, Inc. | +218 | 6,362 | $1,848,733 | |
| NVDA | Nvidia Corp | +218 | 2,462 | $492,621 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| JEPI | JPMorgan Equity Premium Income ETF | −13,320 | 87,474 | $4,940,531 | |
| UPRO | ProShares UltraPro S&P500 | −3,771 | 15,922 | $2,257,580 | |
| AMD | Advanced Micro Devices Inc | −3,432 | 4,344 | $2,523,473 | |
| STX | Seagate Technology Holdings plc | −2,683 | 6,306 | $6,085,290 | |
| CSCO | Cisco Systems, Inc. | −1,342 | 20,495 | $2,407,342 | |
| QLD | ProShares Ultra QQQ | −982 | 5,050 | $488,638 | |
| GLD | Spdr Gold Trust | −762 | 1,965 | $723,866 | |
| SPY | Spdr S&P 500 ETF Trust | −548 | 21,187 | $15,821,815 | |
| FCX | Freeport-Mcmoran Inc | −463 | 6,397 | $402,307 | |
| XSD | State Street(R) SPDR(R) S&P(R) Semiconductor ETF | −454 | 1,097 | $684,198 | |
| CBOE | Cboe Global Markets, Inc. | −272 | 5,222 | $1,267,222 | |
| AMZN | Amazon Com Inc | −153 | 12,930 | $3,081,736 | |
| CAT | Caterpillar Inc | −115 | 584 | $621,901 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| RSP | Victory Portfolios II | 20,483 | $4,358,167 | |
| MNST | Monster Beverage Corp | 20,843 | $2,003,429 | |
| JNJ | Johnson & Johnson | 7,462 | $1,895,124 | |
| DE | Deere & Co | 2,690 | $1,706,347 | |
| AFL | Aflac Inc | 14,475 | $1,697,193 | |
| XLU | State Street(R) Utilities Select Sector SPDR(R) ETF | 11,257 | $510,392 | |
| TQQQ | ProShares UltraPro QQQ | 3,686 | $298,566 | |
| SWK | Stanley Black & Decker, Inc. | 2,772 | $260,900 | |
| QQQI | NEOS Nasdaq-100(R) High Income ETF | 3,884 | $220,572 | |
| TSLA | Tesla, Inc. | 511 | $214,926 | |
| TGT | Target Corp | 1,640 | $214,200 | |
| O | Realty Income Corp | 3,364 | $208,433 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| AWK | American Water Works Company, Inc. | 17,098 | $2,326,866 | |
| VNQ | VANGUARD REAL ESTATE INDEX FUND | 23,663 | $2,098,908 | |
| PNC | Pnc Financial Services Group, Inc. | 8,730 | $1,816,625 | |
| PANW | Palo Alto Networks Inc | 7,937 | $1,272,459 | |
| PDI | PIMCO Dynamic Income Fund | 32,774 | $560,763 | |
| BR | Broadridge Financial Solutions, Inc. | 1,434 | $232,996 | |
| VZ | Verizon Communications Inc | 4,369 | $219,323 | |
| No positions match the current search. | ||||
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| SPY |
Spdr S&P 500 ETF Trust
|
Reduced | 21,187 | $15,821,815 | 12.44% | |
| QQQ |
Invesco Qqq Trust, Series 1
|
Added | 13,546 | $9,975,274 | 7.84% | |
| AAPL |
Apple Inc.
Technology
|
Added | 23,619 | $6,834,393 | 5.37% | |
| STX |
Seagate Technology Holdings plc
Technology
|
Reduced | 6,306 | $6,085,290 | 4.78% | |
| SGOV |
iShares 0-3 Month Treasury Bond ETF
|
Added | 51,744 | $5,209,068 | 4.09% | |
| IWM |
iShares Russell 2000 ETF
|
Added | 16,893 | $5,075,501 | 3.99% | |
| JEPI |
JPMorgan Equity Premium Income ETF
|
Reduced | 87,474 | $4,940,531 | 3.88% | |
| QDPL |
Pacer Metaurus US Large Cap Dividend Multiplier 400 ETF
|
Added | 104,689 | $4,718,333 | 3.71% | |
| RSP |
Victory Portfolios II
|
NEW | 20,483 | $4,358,167 | 3.43% | |
| IYF |
iShares U.S. Financials ETF
|
Added | 28,534 | $3,638,370 | 2.86% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Reduced | 12,930 | $3,081,736 | 2.42% | |
| VUG |
VANGUARD GROWTH INDEX FUND
|
Added | 35,312 | $3,041,775 | 2.39% | |
| ROPE |
Coastal Compass 100 ETF
|
Added | 90,662 | $2,695,109 | 2.12% | |
| MSFT |
Microsoft Corp
Technology
|
Added | 7,190 | $2,682,013 | 2.11% | |
| AMD |
Advanced Micro Devices Inc
Technology
|
Reduced | 4,344 | $2,523,473 | 1.98% | |
| CSCO |
Cisco Systems, Inc.
Technology
|
Reduced | 20,495 | $2,407,342 | 1.89% | |
| LLY |
ELI LILLY & Co
Healthcare
|
Added | 1,960 | $2,350,882 | 1.85% | |
| XLI |
State Street(R) Industrial Select Sector SPDR(R) ETF
|
Added | 12,344 | $2,286,479 | 1.80% | |
| UPRO |
ProShares UltraPro S&P500
|
Reduced | 15,922 | $2,257,580 | 1.77% | |
| ABBV |
AbbVie Inc.
Healthcare
|
Added | 8,362 | $2,104,213 | 1.65% | |
| MNST |
Monster Beverage Corp
Consumer Defensive
|
NEW | 20,843 | $2,003,429 | 1.57% | |
| JNJ |
Johnson & Johnson
Healthcare
|
NEW | 7,462 | $1,895,124 | 1.49% | |
| BAC |
Bank Of America Corp
Financial Services
|
Added | 33,102 | $1,886,151 | 1.48% | |
| LHX |
L3harris Technologies, Inc.
Industrials
|
Added | 6,362 | $1,848,733 | 1.45% | |
| VXUS |
Vanguard Total International Stock ETF
|
Added | 20,961 | $1,791,955 | 1.41% | |
| TJX |
Tjx Companies Inc
Consumer Cyclical
|
Added | 11,482 | $1,739,523 | 1.37% | |
| DE |
Deere & Co
Industrials
|
NEW | 2,690 | $1,706,347 | 1.34% | |
| AFL |
Aflac Inc
Financial Services
|
NEW | 14,475 | $1,697,193 | 1.33% | |
| SCHW |
Schwab Charles Corp
Financial Services
|
Added | 18,169 | $1,676,453 | 1.32% | |
| DUK |
Duke Energy CORP
Utilities
|
Added | 13,078 | $1,655,413 | 1.30% | |
| BRK-B |
Berkshire Hathaway Inc
Financial Services
|
Added | 3,274 | $1,638,276 | 1.29% | |
| CVX |
Chevron Corp
Energy
|
Added | 9,226 | $1,529,301 | 1.20% | |
| CBOE |
Cboe Global Markets, Inc.
Financial Services
|
Reduced | 5,222 | $1,267,222 | 1.00% | |
| SSO |
ProShares Ultra S&P500
|
Added | 18,612 | $1,254,076 | 0.99% | |
| SPHD |
Invesco Ltd.
Financial Services
|
Added | 19,577 | $995,294 | 0.78% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Added | 2,242 | $733,873 | 0.58% | |
| GLD |
Spdr Gold Trust
|
Reduced | 1,965 | $723,866 | 0.57% | |
| XSD |
State Street(R) SPDR(R) S&P(R) Semiconductor ETF
|
Reduced | 1,097 | $684,198 | 0.54% | |
| CAT |
Caterpillar Inc
Industrials
|
Reduced | 584 | $621,901 | 0.49% | |
| VTI |
VANGUARD TOTAL STOCK MARKET INDEX FUND
|
Held | 1,570 | $580,962 | 0.46% | |
| VDE |
VANGUARD ENERGY INDEX FUND
|
Added | 3,745 | $562,236 | 0.44% | |
| XLC |
State Street(R) Communication Services Select Sector SPDR(R) ETF
|
Added | 4,784 | $512,509 | 0.40% | |
| XLU |
State Street(R) Utilities Select Sector SPDR(R) ETF
|
NEW | 11,257 | $510,392 | 0.40% | |
| SCHD |
Schwab U.S. Dividend Equity ETF
|
Added | 15,946 | $505,647 | 0.40% | |
| VCR |
VANGUARD CONSUMER DISCRETIONARY INDEX FUND
|
Added | 1,263 | $500,918 | 0.39% | |
| NVDA |
Nvidia Corp
Technology
|
Added | 2,462 | $492,621 | 0.39% | |
| QLD |
ProShares Ultra QQQ
|
Reduced | 5,050 | $488,638 | 0.38% | |
| GIAX |
Nicholas Global Equity and Income ETF
|
Added | 27,749 | $478,670 | 0.38% | |
| FCX |
Freeport-Mcmoran Inc
Basic Materials
|
Reduced | 6,397 | $402,307 | 0.32% | |
| DDM |
ProShares Ultra Dow30
|
Added | 5,472 | $358,580 | 0.28% |
Showing the top 50 of 61 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.