Dockside LLC

Registered adviser

CIK

2074563

Location

NEW YORK, NY

Portfolio Value

Small $427,378,623

Diversification

Diversified

Filing Date

Global Rank

#4,257 / 8,819 ▼ 191

Top Industry

Oil & Gas E&P 12.6%

Period ended 4 months ago

Filed Aug 3, 2026 · 3mo

3 quarters · since Dec 2025

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 330606

Roster of Oct 1, 2026

Regulatory AUM

$9,626,347,488

Main clients

Other (100% of AUM)

Private funds

10 funds · Hedge funds

Focus by gross assets, Schedule D of Nov 18, 2024

$9,117,558,337 gross assets

LEI

254900S0UQQRMP6S8P07

Private funds on Schedule D 7.B.(1)

As filed Nov 18, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

$1,118,046,149 gross assets in 2 funds Hedge funds $1,118,046,149 (2)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$9,626,347,488	Other (100%)
Jul 2025 to Mar 2026	$6,000,238,610	Other (100%)
Jun 2025	$1,118,046,149	Pooled investment vehicles (100%)

Stated strategy

Quantitative / systematic, Fixed income / rates, Long/short hedge, Multi-asset, Private markets, Wealth management / planning Form ADV Part 2A, Mar 31, 2026 · original

In the firm's words

Quantitative / systematic: quantitative long/short, statistical arbitrage, event driven
Fixed income / rates: credit opportunities, credit long/short, CTA macro, and convertible arbitrage.
Long/short hedge: The Sub-Advisers (and Dockside with respect to its discretionary mandates) will routinely “sell securities short.”
Multi-asset: Private Funds advised by Dockside will principally invest in U.S. and non-U.S. financial instruments including, but not limited to, stocks, exchange-traded funds (“ETFs”), bonds, options, warrants, swaps, forwards, futures, currencies, commodities, repurchase agreements, partnership, limited liability company and other equity interests, money market instruments
Private markets: equity and debt securities of unaffiliated private companies.
Wealth management / planning: A Client’s assets will, generally, be allocated across various third-party asset managers (“Third-Party Managers”), as well as Walleye Capital LLC (together with the Third-Party Managers, the “Sub-advisers”).

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Diversified active

Top 10 weight 18.0%, 110.6 effective positions, active share 85.8% against the Russell 1000 as of 2026-06-30; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Short horizon

Value-weighted holding period 1.0 quarters (under 4)

Closest benchmark: the Russell 1000 as of 2026-06-30, active share 85.8%; sector active share 49.6% against the combined 13F book's sector weights.

Over time 3 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

184 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

2.7%

−0.8 pts

Top 5

10.9%

−2.3 pts

Top 10

18.0%

−3.5 pts

HHI

Diversified−16

Portfolio Trend

3 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Energy	26.4%	$112,782,989	35
Financial Services	20.6%	$88,150,271	39
Technology	11.8%	$50,323,146	25
Real Estate	10.4%	$44,657,659	19
Utilities	10.3%	$44,094,745	19
Consumer Cyclical	6.8%	$29,032,067	15
Industrials	5.2%	$22,267,844	13
Communication Services	3.1%	$13,249,828	5
Basic Materials	2.8%	$11,910,387	8
Consumer Defensive	1.7%	$7,447,881	4
Healthcare	0.5%	$2,180,080	1
Unclassified	0.3%	$1,281,726	1

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

No qualifying positions this quarter.

Trimmed

Positions the filer reduced

No qualifying positions this quarter.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
AIZ	Assurant, Inc.	43,551	$11,694,750
EXE	EXPAND ENERGY Corp	127,698	$11,644,780
PR	Permian Resources Corp	572,880	$10,546,720
AJG	Arthur J. Gallagher & Co.	28,905	$6,635,720
COP	Conocophillips	59,412	$6,176,471
FTI	TechnipFMC plc	92,974	$6,164,176
AON	Aon plc	18,340	$6,083,194
COF	Capital One Financial Corp	30,193	$6,057,319
PGR	Progressive Corp	26,926	$5,881,984
APA	APA Corp	179,892	$5,859,082
CCJ	Cameco Corp	55,948	$5,698,863
VLO	Valero Energy Corp	21,726	$5,658,319
INVH	Invitation Homes Inc.	178,594	$5,395,324
WELL	Welltower Inc.	23,680	$5,374,649
MTDR	Matador Resources Co	106,456	$5,299,379
XOM	ExxonMobil Holdings Corp	38,114	$5,210,946
SDRL	SEADRILL Ltd	136,246	$5,152,823
SNOW	Snowflake Inc.	18,840	$4,794,780
NDAQ	Nasdaq, Inc.	60,394	$4,760,255
FWONK	Liberty Media Corp	49,888	$4,746,344
SEI	Solaris Energy Infrastructure, Inc.	57,348	$4,614,220
TSM	Taiwan Semiconductor Manufacturing Co Ltd	9,329	$4,455,250
CTRE	CareTrust REIT, Inc.	109,766	$4,429,058
TXN	Texas Instruments Inc	14,172	$4,224,248
PPL	PPL Corp	114,552	$4,163,965
No positions match the current search.

Sold Out

Positions the filer fully exited

No qualifying positions this quarter.

Portfolio Positions

Compact Export CSV View 13F filing

184 tracked positions · $427,378,623 total · filing declares 184 positions · $427,378,714 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 184 positions by value · page 1 of 4

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
AIZ	Assurant, Inc. Financial Services	Added	43,551	+6,849	$11,694,750	+46.3%	1	$243.56	2.74%
EXE	EXPAND ENERGY Corp Energy	Added	127,698	+486	$11,644,780	−16.6%	1	$94.98	2.72%
PR	Permian Resources Corp Energy	Reduced	572,880	-76,380	$10,546,720	−23.8%	1	$20.09	2.47%
AJG	Arthur J. Gallagher & Co. Financial Services	Added	28,905	+18,097	$6,635,720	+183.5%	1	$212.34	1.55%
COP	Conocophillips Energy	Added	59,412	+5,350	$6,176,471	−13.4%	1	$118.52	1.45%
FTI	TechnipFMC plc Energy	Reduced	92,974	-14,670	$6,164,176	−17.2%	1	$70.80	1.44%
AON	Aon plc Financial Services	Added	18,340	+8,748	$6,083,194	+96.5%	1	$322.60	1.42%
COF	Capital One Financial Corp Financial Services	Added	30,193	+14,580	$6,057,319	+112.7%	1	$191.29	1.42%
PGR	Progressive Corp Financial Services	NEW	26,926	NEW	$5,881,984	NEW	1	$201.54	1.38%
APA	APA Corp Energy	Added	179,892	+14,418	$5,859,082	−16.6%	1	$37.55	1.37%
CCJ	Cameco Corp Energy	Added	55,948	+5,656	$5,698,863	+4.3%	1	$112.12	1.33%
VLO	Valero Energy Corp Energy	Reduced	21,726	-2,656	$5,658,319	−6.1%	1	$246.22	1.32%
INVH	Invitation Homes Inc. Real Estate	Added	178,594	+107,752	$5,395,324	+206.5%	1	$28.29	1.26%
WELL	Welltower Inc. Real Estate	Added	23,680	+10,794	$5,374,649	+111.0%	1	$211.41	1.26%
MTDR	Matador Resources Co Energy	Reduced	106,456	-39,140	$5,299,379	−42.4%	1	$56.84	1.24%
XOM	ExxonMobil Holdings Corp Energy	Added	38,114	+4,934	$5,210,946	−7.4%	1	$149.67	1.22%
SDRL	SEADRILL Ltd Energy	Reduced	136,246	-5,224	$5,152,823	−19.9%	1	$46.58	1.21%
SNOW	Snowflake Inc. Technology	NEW	18,840	NEW	$4,794,780	NEW	1	$184.02	1.12%
NDAQ	Nasdaq, Inc. Financial Services	Reduced	60,394	-164	$4,760,255	−7.4%	1	$87.72	1.11%
FWONK	Liberty Media Corp Communication Services	Added	49,888	+3,257	$4,746,344	+19.7%	1	$89.41	1.11%
SEI	Solaris Energy Infrastructure, Inc. Energy	Reduced	57,348	-9,156	$4,614,220	+22.8%	1	$71.46	1.08%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Reduced	9,329	-5,100	$4,455,250	−8.6%	1	$405.79	1.04%
CTRE	CareTrust REIT, Inc. Real Estate	Added	109,766	+25,529	$4,429,058	+43.5%	1	$39.28	1.04%
TXN	Texas Instruments Inc Technology	NEW	14,172	NEW	$4,224,248	NEW	1	$277.43	0.99%
PPL	PPL Corp Utilities	Added	114,552	+48,246	$4,163,965	+64.4%	1	$36.94	0.97%
AEE	Ameren Corp Utilities	NEW	36,718	NEW	$4,150,602	NEW	1	$110.50	0.97%
UDR	UDR, Inc. Real Estate	NEW	101,870	NEW	$4,066,650	NEW	1	$36.98	0.95%
MCO	Moodys Corp Financial Services	Added	8,871	+430	$4,017,853	+9.1%	1	$449.10	0.94%
MSCI	MSCI Inc. Financial Services	Added	6,832	+1,758	$3,826,193	+39.9%	1	$583.46	0.90%
EVRG	Evergy, Inc. Utilities	Added	44,216	+8,412	$3,821,588	+30.3%	1	$82.79	0.89%
TTWO	Take Two Interactive Software Inc Communication Services	Added	15,070	+9,808	$3,767,198	+262.5%	1	$220.65	0.88%
PRIM	Primoris Services Corp Industrials	NEW	37,080	NEW	$3,675,369	NEW	1	$131.47	0.86%
OUT	OUTFRONT Media Inc. Real Estate	Added	109,706	+50,774	$3,593,968	+130.1%	1	$31.03	0.84%
MLM	Martin Marietta Materials Inc Basic Materials	Added	6,166	+314	$3,555,932	+3.2%	1	$593.01	0.83%
LNT	Alliant Energy Corp Utilities	Added	45,906	+20,388	$3,502,168	+91.3%	1	$72.86	0.82%
W	Wayfair Inc. Consumer Cyclical	NEW	37,078	NEW	$3,426,748	NEW	1	$73.66	0.80%
OVV	Ovintiv Inc. Energy	Reduced	64,544	-25,496	$3,398,241	−36.4%	1	$57.10	0.80%
UNP	Union Pacific Corp Industrials	Added	12,186	+668	$3,314,592	+18.6%	1	$262.58	0.78%
BKNG	Booking Holdings Inc. Consumer Cyclical	Added	18,305	+17,727	$3,262,683	+34.1%	1	unpriced	0.76%
AEP	American Electric Power Co Inc Utilities	Added	23,248	+7,704	$3,180,558	+56.1%	1	$131.73	0.74%
SHOP	Shopify Inc. Technology	NEW	27,649	NEW	$3,156,962	NEW	1	$114.12	0.74%
BLK	BlackRock, Inc. Financial Services	NEW	3,283	NEW	$3,156,801	NEW	1	$1,034.22	0.74%
MA	Mastercard Inc Financial Services	Reduced	6,017	-5,021	$3,090,331	−44.0%	1	$498.62	0.72%
RRC	Range Resources Corp Energy	Reduced	82,652	-40,696	$3,073,827	−44.8%	1	$40.61	0.72%
WMB	Williams Companies, Inc. Energy	Added	40,756	+12,326	$3,029,801	+46.4%	1	$73.59	0.71%
GOOGL	Alphabet Inc. Communication Services	Reduced	8,324	-1,017	$2,974,747	+10.7%	1	$359.97	0.70%
DASH	DoorDash, Inc. Consumer Cyclical	Added	15,881	+4,667	$2,930,520	+74.0%	1	$165.28	0.69%
ETR	Entergy Corp Utilities	Added	25,384	+19,704	$2,915,606	+356.8%	1	$112.73	0.68%
APLE	Apple Hospitality REIT, Inc. Real Estate	NEW	171,116	NEW	$2,876,459	NEW	1	$14.30	0.67%
RNR	Renaissancere Holdings Ltd Financial Services	Added	9,063	+3,360	$2,872,064	+69.4%	1	$300.58	0.67%

Showing the top 50 of 184 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.