Wheels Up Wealth, Inc.

Registered adviser

CIK

2107618

Location

BENICIA, CA

Portfolio Value

Small $118,082,110

Diversification

Highly concentrated

Filing Date

Global Rank

#8,074 / 8,827 ▼ 69 · as of Jun 2026

Top Industry

Discount Stores 57.3%

3Y Alpha vs SPY

-12.0%

Period ended 38 days ago

Filed Oct 27, 2026 · 11d

4 quarters · since Dec 2025

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 307736

Roster of Nov 1, 2026

Regulatory AUM

$129,969,382

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Mar 2026 to Nov 2026	$129,969,382	Individuals and high net worth (100%)
Feb 2025 to Feb 2026	$122,898,651	Individuals and high net worth (100%)
Dec 2024 to Jan 2025	$103,957,971	Individuals and high net worth (100%)

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 100.0% of the book (60%+)

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Short horizon

Value-weighted holding period 3.0 quarters (under 4)

Closest benchmark: every 13F filer's combined book, active share 99.0%; sector active share 86.8% against the combined 13F book's sector weights.

Over time 3 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

25 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

77.9%

−0.9 pts

Top 5

99.8%

−0.2 pts

Top 10

100.0%

0.0 pts

HHI

6,511

Highly concentrated−108

Portfolio Trend

4 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	99.5%	$117,486,848	23
Consumer Defensive	0.3%	$341,377	1
Technology	0.2%	$253,885	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

11 positions

Ticker	Company	Δ Shares	Shares	Value
DFSB	Dimensional Global Sustainability Fixed Income ETF	+16,322	47,922	$2,374,535
AVMU	Avantis Core Municipal Fixed Income ETF	+15,494	21,205	$905,877
DFCF	Dimensional Core Fixed Income ETF	+13,318	402,203	$16,136,384
DFGP	Dimensional Global Core Plus Fixed Income ETF	+4,257	232,725	$12,084,478
AVIG	Avantis Core Fixed Income ETF	+3,864	85,244	$3,357,761
DFCA	Dimensional California Municipal Bond ETF	+2,690	7,592	$361,910
DFSE	Dimensional Emerging Markets Sustainability Core 1 ETF	+1,966	18,164	$878,229
DFEM	Dimensional Emerging Markets Core Equity 2 ETF	+1,710	102,636	$4,076,701
DFSD	Dimensional Short-Duration Fixed Income ETF	+675	52,858	$2,456,416
DFGR	Dimensional Global Real Estate ETF	+35	63,972	$1,730,442
AVEM	Avantis Emerging Markets Equity ETF	+34	31,597	$2,970,749
No positions match the current search.

Trimmed

Positions the filer reduced

8 positions

Ticker	Company	Δ Shares	Shares	Value
DFAC	Dimensional U.S. Core Equity 2 ETF	−11,132	765,501	$34,026,519
DFNM	Dimensional National Municipal Bond ETF	−10,662	22,234	$1,023,431
DFSI	Dimensional International Sustainability Core 1 ETF	−2,227	32,670	$1,475,703
VGSR	Vert Global Sustainable Real Estate ETF	−2,187	19,452	$206,619
DFSU	Dimensional US Sustainability Core 1 ETF	−1,821	86,922	$4,100,110
AVUS	Avantis U.S. Equity ETF	−568	97,788	$12,525,664
DFIC	Dimensional International Core Equity 2 ETF	−460	262,626	$9,877,363
AVDE	Avantis International Equity ETF	−378	52,710	$4,749,698
No positions match the current search.

New Positions

Positions the filer opened this quarter

2 positions

Ticker	Company	Shares	Value
AVSD	Avantis Responsible International Equity ETF	4,862	$387,306
MSFT	Microsoft Corp	495	$253,885
No positions match the current search.

Sold Out

Positions the filer fully exited

No qualifying positions this quarter.

Portfolio Positions

Compact Export CSV View 13F filing

25 tracked positions · $118,082,110 total · filing declares 25 positions · $118,082,362 · as of Sep 30, 2026

All sectors Consumer Defensive Technology

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
DFAC	Dimensional U.S. Core Equity 2 ETF	Reduced	765,501	-11,132	$34,026,519	−1.2%	28.82%
DFCF	Dimensional Core Fixed Income ETF	Added	402,203	+13,318	$16,136,384	−1.7%	13.67%
AVUS	Avantis U.S. Equity ETF	Reduced	97,788	-568	$12,525,664	−0.6%	10.61%
DFGP	Dimensional Global Core Plus Fixed Income ETF	Added	232,725	+4,257	$12,084,478	−2.9%	10.23%
DFIC	Dimensional International Core Equity 2 ETF	Reduced	262,626	-460	$9,877,363	+0.8%	8.36%
AVDE	Avantis International Equity ETF	Reduced	52,710	-378	$4,749,698	+0.3%	4.02%
DFSU	Dimensional US Sustainability Core 1 ETF	Reduced	86,922	-1,821	$4,100,110	−0.9%	3.47%
DFEM	Dimensional Emerging Markets Core Equity 2 ETF	Added	102,636	+1,710	$4,076,701	−0.6%	3.45%
AVIG	Avantis Core Fixed Income ETF	Added	85,244	+3,864	$3,357,761	−0.4%	2.84%
AVEM	Avantis Emerging Markets Equity ETF	Added	31,597	+34	$2,970,749	−2.5%	2.52%
DFSD	Dimensional Short-Duration Fixed Income ETF	Added	52,858	+675	$2,456,416	−1.4%	2.08%
DFSB	Dimensional Global Sustainability Fixed Income ETF	Added	47,922	+16,322	$2,374,535	+44.2%	2.01%
DFGR	Dimensional Global Real Estate ETF	Added	63,972	+35	$1,730,442	−6.6%	1.47%
DFSI	Dimensional International Sustainability Core 1 ETF	Reduced	32,670	-2,227	$1,475,703	−6.2%	1.25%
DFNM	Dimensional National Municipal Bond ETF	Reduced	22,234	-10,662	$1,023,431	−35.6%	0.87%
AVMU	Avantis Core Municipal Fixed Income ETF	Added	21,205	+15,494	$905,877	+240.5%	0.77%
DFSE	Dimensional Emerging Markets Sustainability Core 1 ETF	Added	18,164	+1,966	$878,229	+10.9%	0.74%
DFAU	Dimensional US Core Equity Market ETF	Held	15,766	0	$825,507	+1.3%	0.70%
DFAI	Dimensional International Core Equity Market ETF	Held	13,116	0	$543,395	+0.4%	0.46%
QQQ	Invesco Qqq Trust, Series 1	Held	557	0	$412,051	+0.5%	0.35%
AVSD	Avantis Responsible International Equity ETF	NEW	4,862	NEW	$387,306	NEW	0.33%
DFCA	Dimensional California Municipal Bond ETF	Added	7,592	+2,690	$361,910	+47.1%	0.31%
WMT	Walmart Inc. Consumer Defensive	Held	3,285	0	$341,377	−8.2%	0.29%
MSFT	Microsoft Corp Technology	NEW	495	NEW	$253,885	NEW	0.22%
VGSR	Vert Global Sustainable Real Estate ETF	Reduced	19,452	-2,187	$206,619	−16.1%	0.17%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.