Piedmont Capital Management, LLC/NC

Registered adviser

CIK

2108281

Location

GREENSBORO, NC

Portfolio Value

Small $164,033,905

Diversification

Diversified

Filing Date

Global Rank

#7,013 / 8,814 ▼ 181 · as of Jun 2026

Top Industry

Semiconductors 18.3%

Period ended 22 days ago

Filed Oct 21, 2026 · 1d

4 quarters · since Dec 2025

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 155682

Roster of Oct 1, 2026

Regulatory AUM

$495,622,727

Main clients

Individuals and high net worth (67% of AUM)

Private funds

1 fund · Other private funds

Focus by fund count, roster of Oct 1, 2026

$118,887,636 gross assets

Private funds on Schedule D 7.B.(1)

As filed Jul 1, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

$109,339,386 gross assets in 1 fund Other private funds $109,339,386 (1)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$495,622,727	Individuals and high net worth (67%)
Apr 2025 to Mar 2026	$407,650,320	Individuals and high net worth (63%)
Apr 2024 to Mar 2025	$371,318,825	Individuals and high net worth (61%)
May 2023 to Mar 2024	$350,128,086	Individuals and high net worth (50%)
Apr 2023	$350,128,086	Individuals and high net worth (50%)
Apr 2022 to Mar 2023	$348,357,005	Diversified

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 65.7% of the book (60%+)

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Short horizon

Value-weighted holding period 2.9 quarters (under 4)

Closest benchmark: every 13F filer's combined book, active share 66.5%; sector active share 49.6% against the combined 13F book's sector weights.

Over time 3 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

124 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

18.1%

+0.7 pts

Top 5

46.4%

+0.7 pts

Top 10

67.8%

+2.1 pts

HHI

661

Diversified+32

Portfolio Trend

4 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	58.2%	$95,387,670	37
Technology	15.5%	$25,432,904	24
Financial Services	11.7%	$19,146,701	20
Communication Services	4.4%	$7,225,321	7
Consumer Defensive	2.6%	$4,270,913	8
Consumer Cyclical	2.6%	$4,223,405	6
Healthcare	2.2%	$3,590,889	7
Industrials	1.4%	$2,374,493	8
Energy	1.3%	$2,064,199	5
Utilities	0.2%	$317,410	2

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

21 positions

Ticker	Company	Δ Shares	Shares	Value
WIT	Wipro Ltd	+11,626	31,941	$52,702
FRDM	Freedom 100 Emerging Markets ETF	+11,150	15,881	$1,111,034
SCHD	Schwab U.S. Dividend Equity ETF	+11,100	104,085	$3,385,885
LVHI	Franklin International Low Volatility High Dividend Index ETF	+10,194	201,551	$8,406,692
SCHG	Schwab U.S. Large-Cap Growth ETF	+6,768	132,190	$4,749,586
VEA	Vanguard FTSE Developed Markets ETF	+1,506	167,839	$11,851,111
VOO	VANGUARD 500 INDEX FUND	+1,070	37,994	$26,628,474
—		+520	121,935	$0
NFLX	Netflix Inc	+356	4,217	$293,418
AMZN	Amazon Com Inc	+150	7,552	$1,881,580
AAPL	Apple Inc.	+133	15,542	$5,175,796
MRK	Merck & Co., Inc.	+99	4,866	$707,078
RTX	RTX Corp	+68	1,636	$303,723
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	+63	4,446	$1,663,871
MSFT	Microsoft Corp	+22	7,532	$3,863,162
IVV	iShares Core S&P 500 ETF	+14	7,339	$5,620,573
ORCL	Oracle Corp	+9	4,174	$573,090
ASML	Asml Holding NV	+8	309	$559,806
JNJ	Johnson & Johnson	+7	1,855	$491,092
META	Meta Platforms, Inc.	+5	1,989	$1,442,383
MRVL	Marvell Technology, Inc.	+4	866	$228,805
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
FLQM	Franklin U.S. Mid Cap Multifactor Index ETF	−6,174	166,743	$9,577,717
STKS	ONE Group Hospitality, Inc.	−3,206	56,422	$90,275
XLF	State Street Corp	−2,534	1,498	$0
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	−1,186	4,512	$567,023
WFC	Wells Fargo & Company	−350	3,820	$305,791
INTC	Intel Corp	−340	2,295	$275,927
IWF	iShares Russell 1000 Growth ETF	−330	330	$41,335
NVDA	Nvidia Corp	−297	21,959	$5,014,996
MU	Micron Technology Inc	−192	980	$1,043,807
TSM	Taiwan Semiconductor Manufacturing Co Ltd	−139	2,838	$1,294,667
IBM	International Business Machines Corp	−125	997	$219,270
TJX	Tjx Companies Inc	−108	1,694	$224,133
XLI	State Street(R) Industrial Select Sector SPDR(R) ETF	−104	419	$69,964
DIS	Walt Disney Co	−100	2,009	$210,744
HD	Home Depot, Inc.	−89	2,515	$715,492
TMUS	T-Mobile US, Inc.	−86	1,333	$217,385
TSLA	Tesla, Inc.	−83	1,904	$675,558
CAT	Caterpillar Inc	−80	528	$428,097
MO	Altria Group, Inc.	−72	4,869	$327,878
GOOGL	Alphabet Inc.	−56	9,287	$3,195,470
PG	PROCTER & GAMBLE Co	−49	3,485	$506,300
AXP	American Express Co	−42	6,840	$2,080,044
STX	Seagate Technology Holdings plc	−40	304	$280,391
AMD	Advanced Micro Devices Inc	−35	2,426	$1,484,129
BRK-B	Berkshire Hathaway Inc	−28	3,661	$1,822,994
No positions match the current search.

New Positions

Positions the filer opened this quarter

10 positions

Ticker	Company	Shares	Value
XOM	ExxonMobil Holdings Corp	4,181	$680,457
SPMD	State Street(R) SPDR(R) Portfolio S&P 400(TM) Mid Cap ETF	6,432	$405,473
PLTR	Palantir Technologies Inc.	1,587	$296,848
SKHY	SK hynix Inc.	1,610	$296,481
CRWD	CrowdStrike Holdings, Inc.	940	$248,865
WF	Woori Financial Group Inc.	2,891	$218,386
HCA	HCA Healthcare, Inc.	487	$207,822
SAP	Sap SE	991	$206,603
SHG	Shinhan Financial Group Co Ltd	2,592	$201,320
AXIAY	AXIA Energia S.A.	2,390	$25,357
No positions match the current search.

Sold Out

Positions the filer fully exited

9 positions

Ticker	Company	Shares	Value
GLW	Corning Inc	1,182	$301,918
LRCX	Lam Research Corp	579	$250,898
KLAC	Kla Corp	820	$247,402
MCD	Mcdonalds Corp	846	$228,682
PNC	Pnc Financial Services Group, Inc.	896	$220,613
LIN	Linde PLC	425	$220,549
GS	Goldman Sachs Group Inc	212	$214,410
DHI	Horton D R Inc	1,291	$210,278
LPL	LG Display Co., Ltd.	23,136	$89,999
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

124 tracked positions · $164,033,905 total · filing declares 125 positions · $168,494,614 · as of Sep 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology Utilities

Showing 1–50 of 124 positions by value · page 1 of 3

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
VOO	VANGUARD 500 INDEX FUND	Added	37,994	+1,070	$26,628,474	+5.0%	16.23%
VEA	Vanguard FTSE Developed Markets ETF	Added	167,839	+1,506	$11,851,111	−0.0%	7.22%
FLQM	Franklin U.S. Mid Cap Multifactor Index ETF	Reduced	166,743	-6,174	$9,577,717	−4.3%	5.84%
LVHI	Franklin International Low Volatility High Dividend Index ETF	Added	201,551	+10,194	$8,406,692	+8.2%	5.12%
SPY	Spdr S&P 500 ETF Trust	Reduced	10,478	-25	$7,990,837	+1.9%	4.87%
IWD	iShares Russell 1000 Value ETF	Held	27,500	0	$6,818,075	+2.3%	4.16%
BRK-A	Berkshire Hathaway Inc Financial Services	Held	9	0	$6,723,045	−0.2%	4.10%
IVV	iShares Core S&P 500 ETF	Added	7,339	+14	$5,620,573	+2.5%	3.43%
AAPL	Apple Inc. Technology	Added	15,542	+133	$5,175,796	+16.1%	3.16%
NVDA	Nvidia Corp Technology	Reduced	21,959	-297	$5,014,996	+12.6%	3.06%
SCHG	Schwab U.S. Large-Cap Growth ETF	Added	132,190	+6,768	$4,749,586	+11.9%	2.90%
MSFT	Microsoft Corp Technology	Added	7,532	+22	$3,863,162	+37.9%	2.36%
SCHD	Schwab U.S. Dividend Equity ETF	Added	104,085	+11,100	$3,385,885	+14.8%	2.06%
GOOGL	Alphabet Inc. Communication Services	Reduced	9,287	-56	$3,195,470	−4.3%	1.95%
AXP	American Express Co Financial Services	Reduced	6,840	-42	$2,080,044	−10.6%	1.27%
AMZN	Amazon Com Inc Consumer Cyclical	Added	7,552	+150	$1,881,580	+6.7%	1.15%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	3,661	-28	$1,822,994	−1.2%	1.11%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	4,446	+63	$1,663,871	+2.6%	1.01%
AMD	Advanced Micro Devices Inc Technology	Reduced	2,426	-35	$1,484,129	+3.8%	0.90%
META	Meta Platforms, Inc. Communication Services	Added	1,989	+5	$1,442,383	+29.1%	0.88%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Reduced	2,838	-139	$1,294,667	−8.9%	0.79%
FXNC	First National Corp Financial Services	Held	42,955	0	$1,262,017	−2.1%	0.77%
SPOT	Spotify Technology S.A. Communication Services	Reduced	2,289	-11	$1,115,612	+5.6%	0.68%
FRDM	Freedom 100 Emerging Markets ETF	Added	15,881	+11,150	$1,111,034	+222.1%	0.68%
VB	Vanguard Index Funds	Held	3,900	0	$1,109,511	−6.1%	0.68%
WEST	Westrock Coffee Co Consumer Defensive	Held	137,488	0	$1,105,403	−0.9%	0.67%
AVGO	Broadcom Inc. Technology	Reduced	3,121	-8	$1,096,063	−7.3%	0.67%
MU	Micron Technology Inc Technology	Reduced	980	-192	$1,043,807	−22.8%	0.64%
LLY	ELI LILLY & Co Healthcare	Held	871	0	$1,007,816	−3.5%	0.61%
PM	Philip Morris International Inc. Consumer Defensive	Held	4,722	0	$901,052	+5.5%	0.55%
SCHV	Schwab U.S. Large-Cap Value ETF	Held	26,550	0	$884,380	−4.3%	0.54%
BNY	Bank of New York Mellon Corp Financial Services	Held	5,865	0	$848,254	+0.0%	0.52%
AMAT	Applied Materials Inc Technology	Held	1,578	0	$806,957	−29.3%	0.49%
V	Visa Inc. Financial Services	Held	2,201	0	$790,885	+4.7%	0.48%
MS	Morgan Stanley Financial Services	Held	4,185	0	$787,114	−10.0%	0.48%
JPM	Jpmorgan Chase & Co Financial Services	Held	2,268	0	$750,322	+1.1%	0.46%
GOOG	Alphabet Inc. Communication Services	Held	2,202	0	$750,309	−3.6%	0.46%
HD	Home Depot, Inc. Consumer Cyclical	Reduced	2,515	-89	$715,492	−22.1%	0.44%
IWR	iShares Russell Mid-Cap ETF	Held	6,648	0	$709,408	−3.3%	0.43%
MRK	Merck & Co., Inc. Healthcare	Added	4,866	+99	$707,078	+15.4%	0.43%
ADI	Analog Devices Inc Technology	Held	1,723	0	$683,531	−0.1%	0.42%
XOM	ExxonMobil Holdings Corp Energy	NEW	4,181	NEW	$680,457	NEW	0.41%
TSLA	Tesla, Inc. Consumer Cyclical	Reduced	1,904	-83	$675,558	−19.2%	0.41%
AMP	Ameriprise Financial Inc Financial Services	Held	1,348	0	$663,687	+7.3%	0.40%
DASH	DoorDash, Inc. Consumer Cyclical	Held	3,467	0	$636,367	−0.5%	0.39%
BAC	Bank Of America Corp Financial Services	Held	11,421	0	$621,645	−4.5%	0.38%
CSCO	Cisco Systems, Inc. Technology	Held	5,669	0	$610,154	−8.4%	0.37%
ITOT	iShares Core S&P Total U.S. Stock Market ETF	Held	3,591	0	$597,111	+1.2%	0.36%
DGRO	iShares Core Dividend Growth ETF	Held	7,861	0	$592,640	−0.5%	0.36%
TXN	Texas Instruments Inc Technology	Reduced	2,112	-1	$591,550	−6.1%	0.36%

Showing the top 50 of 124 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.