Koenig Investment Advisory, LLC

CIK

2114481

Location

ASHLAND, OR

Portfolio Value

Micro $99,498,621

Diversification

Diversified

Filing Date

Global Rank

#7,753 / 8,811 ▲ 465 · as of Jun 2026

Top Industry

Software - Infrastructure 36.2%

Period ended 21 days ago

Filed Oct 9, 2026 · 12d

4 quarters · since Dec 2025

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 89.8% of the book (60%+)

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Short horizon

Value-weighted holding period 3.0 quarters (under 4)

Closest benchmark: every 13F filer's combined book, active share 89.2%; sector active share 69.7% against the combined 13F book's sector weights.

Over time 3 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

38 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

23.1%

−4.9 pts

Top 5

75.5%

+0.2 pts

Top 10

89.4%

−0.4 pts

HHI

1,381

Diversified−116

Portfolio Trend

4 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	72.4%	$72,002,546	19
Technology	14.1%	$13,998,691	4
Financial Services	4.5%	$4,473,857	4
Healthcare	3.2%	$3,168,378	1
Consumer Defensive	2.0%	$1,965,934	2
Communication Services	1.7%	$1,675,313	3
Energy	1.0%	$964,777	2
Industrials	0.5%	$482,241	1
Basic Materials	0.4%	$405,119	1
Consumer Cyclical	0.4%	$361,765	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

16 positions

Ticker	Company	Δ Shares	Shares	Value
FLV	American Century Focused Large Cap Value ETF	+23,684	253,474	$20,881,188
MINT	PIMCO Enhanced Short Maturity Active Exchange-Traded Fund	+16,878	112,206	$11,282,313
IQLT	iShares MSCI Intl Quality Factor ETF	+13,660	227,841	$0
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	+5,979	9,666	$1,500,163
AGG	iShares Core U.S. Aggregate Bond ETF	+5,800	113,444	$0
SDY	State Street(R) SPDR(R) S&P(R) Dividend ETF	+5,263	57,642	$8,443,400
VUG	VANGUARD GROWTH INDEX FUND	+523	8,855	$797,924
DISV	Dimensional International Small Cap Value ETF	+381	48,833	$2,113,980
VOO	VANGUARD 500 INDEX FUND	+210	10,759	$7,540,552
BAC	Bank Of America Corp	+103	7,759	$422,322
QQQ	Invesco Qqq Trust, Series 1	+53	2,381	$1,761,392
FDG	American Century Focused Dynamic Growth ETF	+5	15,545	$2,084,895
COST	Costco Wholesale Corp	+4	1,113	$1,013,208
DSI	iShares ESG MSCI KLD 400 ETF	+2	2,053	$0
NVDA	Nvidia Corp	+1	1,472	$336,175
—		+1	1,535	$0
No positions match the current search.

Trimmed

Positions the filer reduced

17 positions

Ticker	Company	Δ Shares	Shares	Value
TGB	Trekor Metals Ltd	−170,454	45,468	$405,119
USMV	iShares MSCI USA Min Vol Factor ETF	−2,073	148,040	$0
VZ	Verizon Communications Inc	−1,704	24,569	$1,126,980
BA	Boeing Co	−1,565	2,592	$482,241
MET	Metlife Inc	−1,071	36,434	$3,430,625
EPD	Enterprise Products Partners L.P.	−975	21,218	$755,572
VO	VANGUARD MID-CAP INDEX FUND	−863	163,196	$12,797,830
MSFT	Microsoft Corp	−724	19,386	$9,943,079
T	At&T Inc.	−487	12,799	$312,295
ABBV	AbbVie Inc.	−474	12,112	$3,168,378
WFC	Wells Fargo & Company	−250	4,130	$330,606
IBM	International Business Machines Corp	−228	10,154	$2,233,169
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	−51	2,279	$286,401
VBR	VANGUARD SMALL-CAP VALUE INDEX FUND	−50	3,262	$753,619
AAPL	Apple Inc.	−12	4,463	$1,486,268
AMZN	Amazon Com Inc	−9	1,452	$361,765
EMNT	PIMCO Enhanced Short Maturity Active ESG Exchange-Traded Fund	−7	5,590	$551,140
No positions match the current search.

New Positions

Positions the filer opened this quarter

1 positions

Ticker	Company	Shares	Value	Open
DFIV	Dimensional International Value ETF	21,621	$1,207,749
No positions match the current search.

Sold Out

Positions the filer fully exited

No qualifying positions this quarter.

Portfolio Positions

Compact Export CSV View 13F filing

38 tracked positions · $99,498,621 total · filing declares 38 positions · $136,575,642 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
FLV	American Century Focused Large Cap Value ETF	Added	253,474	+23,684	$20,881,188	+11.8%	20.99%
VO	VANGUARD MID-CAP INDEX FUND	Reduced	163,196	-863	$12,797,830	−3.2%	12.86%
MINT	PIMCO Enhanced Short Maturity Active Exchange-Traded Fund	Added	112,206	+16,878	$11,282,313	+17.4%	11.34%
MSFT	Microsoft Corp Technology	Reduced	19,386	-724	$9,943,079	+32.5%	9.99%
SDY	State Street(R) SPDR(R) S&P(R) Dividend ETF	Added	57,642	+5,263	$8,443,400	+5.9%	8.49%
VOO	VANGUARD 500 INDEX FUND	Added	10,759	+210	$7,540,552	+4.1%	7.58%
MET	Metlife Inc Financial Services	Reduced	36,434	-1,071	$3,430,625	+8.1%	3.45%
ABBV	AbbVie Inc. Healthcare	Reduced	12,112	-474	$3,168,378	+0.0%	3.18%
IBM	International Business Machines Corp Technology	Reduced	10,154	-228	$2,233,169	−23.5%	2.24%
DISV	Dimensional International Small Cap Value ETF	Added	48,833	+381	$2,113,980	+8.7%	2.12%
FDG	American Century Focused Dynamic Growth ETF	Added	15,545	+5	$2,084,895	+0.8%	2.10%
QQQ	Invesco Qqq Trust, Series 1	Added	2,381	+53	$1,761,392	+2.7%	1.77%
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	Added	9,666	+5,979	$1,500,163	+157.5%	1.51%
AAPL	Apple Inc. Technology	Reduced	4,463	-12	$1,486,268	+14.8%	1.49%
DFIV	Dimensional International Value ETF	NEW	21,621	NEW	$1,207,749	NEW	1.21%
VZ	Verizon Communications Inc Communication Services	Reduced	24,569	-1,704	$1,126,980	+1.3%	1.13%
COST	Costco Wholesale Corp Consumer Defensive	Added	1,113	+4	$1,013,208	−2.3%	1.02%
MO	Altria Group, Inc. Consumer Defensive	Held	14,148	0	$952,726	−6.4%	0.96%
VUG	VANGUARD GROWTH INDEX FUND	Added	8,855	+523	$797,924	+11.2%	0.80%
EPD	Enterprise Products Partners L.P. Energy	Reduced	21,218	-975	$755,572	−7.4%	0.76%
VBR	VANGUARD SMALL-CAP VALUE INDEX FUND	Reduced	3,262	-50	$753,619	−6.4%	0.76%
EMNT	PIMCO Enhanced Short Maturity Active ESG Exchange-Traded Fund	Reduced	5,590	-7	$551,140	−0.5%	0.55%
BA	Boeing Co Industrials	Reduced	2,592	-1,565	$482,241	−46.4%	0.48%
BAC	Bank Of America Corp Financial Services	Added	7,759	+103	$422,322	−3.2%	0.42%
TGB	Trekor Metals Ltd Basic Materials	Reduced	45,468	-170,454	$405,119	−72.7%	0.41%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	1,452	-9	$361,765	+3.9%	0.36%
NVDA	Nvidia Corp Technology	Added	1,472	+1	$336,175	+14.2%	0.34%
WFC	Wells Fargo & Company Financial Services	Reduced	4,130	-250	$330,606	−8.7%	0.33%
T	At&T Inc. Communication Services	Reduced	12,799	-487	$312,295	+13.6%	0.31%
BRK-B	Berkshire Hathaway Inc Financial Services	Held	583	0	$290,304	−0.5%	0.29%
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	Reduced	2,279	-51	$286,401	+2.8%	0.29%
GOOGL	Alphabet Inc. Communication Services	Held	686	0	$236,038	−3.7%	0.24%
ENB	Enbridge Inc Energy	Held	4,500	0	$209,205	−14.2%	0.21%
		Added	1,535	+1	$0	−100.0%	0.00%
AGG	iShares Core U.S. Aggregate Bond ETF	Added	113,444	+5,800	$0	−100.0%	0.00%
DSI	iShares ESG MSCI KLD 400 ETF	Added	2,053	+2	$0	−100.0%	0.00%
IQLT	iShares MSCI Intl Quality Factor ETF	Added	227,841	+13,660	$0	−100.0%	0.00%
USMV	iShares MSCI USA Min Vol Factor ETF	Reduced	148,040	-2,073	$0	−100.0%	0.00%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.