Beneficial ownership — 13D / 13G
85,680 recent Schedule 13D / 13G filings — activist (13D) and passive (13G) stakes above 5% of a class.
Coverage begins December 2024, when the SEC required these schedules to be filed as structured XML.
| Reporting person | Issuer | Schedule | % of class | Event date | Filed |
|---|---|---|---|---|---|
| PZENA INVESTMENT MANAGEMENT LLC | MRC MRC GLOBAL INC. | 13G | 8.3% | Dec 31, 2023 | 2y |
| Qatar Investment Authority | NBTX Nanobiotix S.A. | 13G/A | 9.1% | Dec 31, 2023 | 2y |
| 1607 Capital Partners, LLC | NIM Nuveen Select Maturities Municipal Fund | 13G/A | 9.6% | Dec 31, 2023 | 2y |
| MORGAN STANLEY | EPIX ESSA Pharma Inc. Common Stock | 13G | 9.5% | Dec 31, 2023 | 2y |
| Wande Weirong Limited | HUIZ Huize Holding Ltd | 13G/A | 9.5% | Dec 31, 2023 | 2y |
| WOLVERINE ASSET MANAGEMENT LLC | PLTN Plutonian Acquisition Corp. Common Stock | 13G | 5.86% | Dec 31, 2023 | 2y |
| Saba Capital Management, L.P. | HERA FTAC Hera Acquisition Corp. Class A Ordinary Shares | 13G/A | 0% | Dec 31, 2023 | 2y |
| Saba Capital Management, L.P. | PLAO Patria Latin American Opportunity Acquisition Corp. Class A Ordinary Shares | 13G/A | 1.74% | Dec 31, 2023 | 2y |
| Wax Asset Management, LLC | ESOA Energy Services of America CORP | 13G/A | 6.7% | Dec 31, 2023 | 2y |
| BANC FUNDS CO LLC | AVBH Avidbank Holdings, Inc. | 13G/A | 3.9% | Dec 31, 2023 | 2y |
| BANC FUNDS CO LLC | CZWI Citizens Community Bancorp Inc. | 13G/A | 5.1% | Dec 31, 2023 | 2y |
| Beryl Capital Management LLC | APRN Blue Apron Holdings, Inc. Class A Common Stock | 13G/A | 0% | Dec 31, 2023 | 2y |
| SIT INVESTMENT ASSOCIATES INC | TSI Tcw Strategic Income Fund Inc | 13G/A | 14.69% | Dec 31, 2023 | 2y |
| Beryl Capital Management LLC | ECHO EchoStar CORP | 13G/A | 0% | Dec 31, 2023 | 2y |
| Saba Capital Management, L.P. | FRXB Forest Road Acquisition Corp. II | 13G/A | 0% | Dec 31, 2023 | 2y |
| CD&R Vector Holdings, L.P. | AGL agilon health, inc. | 13G/A | 24.6% | Dec 31, 2023 | 2y |
| Saba Capital Management, L.P. | MSD Morgan Stanley Emerging Markets Debt Fund Inc | 13G/A | 0% | Dec 31, 2023 | 2y |
| AEGIS FINANCIAL CORP | KLNG Koil Energy Solutions, Inc. | 13G/A | 6.8% | Dec 31, 2023 | 2y |
| WOLVERINE ASSET MANAGEMENT LLC | PGSS Pegasus Digital Mobility Acquisition Corp. | 13G | 6.56% | Dec 31, 2023 | 2y |
| BANC FUNDS CO LLC | FBIZ First Business Financial Services, Inc. | 13G/A | 3.4% | Dec 31, 2023 | 2y |
| GIC Private Ltd | ATEX Anterix Inc. | 13G/A | 7.77% | Dec 31, 2023 | 2y |
| 1607 Capital Partners, LLC | KTF Dws Municipal Income Trust | 13G/A | 6.1% | Dec 31, 2023 | 2y |
| Arisaig Partners (Asia) Pte Ltd. | ARCE Arco Platform Limited Class A Common Shares | 13G/A | 0% | Dec 31, 2023 | 2y |
| FJ Capital Management LLC | LNKB LINKBANCORP, Inc. | 13G/A | 7.86% | Dec 31, 2023 | 2y |
| HEARTLAND ADVISORS INC | STRR Star Equity Holdings, Inc. | 13G/A | 10.7% | Dec 31, 2023 | 2y |
| United Therapeutics Corporation | CELU Celularity Inc | 13G/A | 4.11% | Dec 31, 2023 | 2y |
| BayVanguard Bank Employee Stock Ownership Plan Trust | BVFL BV Financial, Inc. | 13G | 7.6% | Dec 31, 2023 | 2y |
| CJ Xuning Wang | SN SharkNinja, Inc. | 13G | 54.7% | Dec 31, 2023 | 2y |
| 1607 Capital Partners, LLC | VBF Invesco Bond Fund | 13G/A | 5.2% | Dec 31, 2023 | 2y |
| FJ Capital Management LLC | SHBI Shore Bancshares Inc | 13G/A | 0.46% | Dec 31, 2023 | 2y |
| Dapice Joshua J. | AGIO Agios Pharmaceuticals, Inc. | 13G/A | 7.5% | Dec 31, 2023 | 2y |
| SIT INVESTMENT ASSOCIATES INC | RSF RiverNorth Capital & Income Fund, Inc. | 13G/A | 18.72% | Dec 31, 2023 | 2y |
| Saba Capital Management, L.P. | VGAS Verde Clean Fuels, Inc. | 13G/A | 0% | Dec 31, 2023 | 2y |
| Lynch Mark T | QNBC Qnb Corp. | 13G/A | 9.2% | Dec 31, 2023 | 2y |
| MORGAN STANLEY | DSU Blackrock Debt Strategies Fund, Inc. | 13G/A | 9.3% | Dec 31, 2023 | 2y |
| WOLVERINE ASSET MANAGEMENT LLC | IRRX Integrated Rail and Resources Acquisition Corp. | 13G | 8.17% | Dec 31, 2023 | 2y |
| MORGAN STANLEY | CPNG Coupang, Inc. | 13G/A | 5.1% | Dec 31, 2023 | 2y |
| MORGAN STANLEY | CRTO Criteo S.A. | 13G | 7.7% | Dec 31, 2023 | 2y |
| Inflection Point Holdings II LLC | USAR USA Rare Earth, Inc. | 13G | 20% | Dec 31, 2023 | 2y |
| Saba Capital Management, L.P. | FSNB Fusion Acquisition Corp. II | 13G/A | 0% | Dec 31, 2023 | 2y |
| SIT INVESTMENT ASSOCIATES INC | MGF Aberdeen Government Markets Income Fund | 13G/A | 21.14% | Dec 31, 2023 | 2y |
| Millennium Management LLC | VAPO Vapotherm, Inc. Common Stock | 13G/A | 7.8% | Dec 31, 2023 | 2y |
| GIC Private Ltd | AFRM Affirm Holdings, Inc. | 13G/A | 9.09% | Dec 31, 2023 | 2y |
| WOLVERINE ASSET MANAGEMENT LLC | CURR Currenc Group Inc. | 13G | 9.59% | Dec 31, 2023 | 2y |
| Wealthspring Capital LLC | GLAC Global Lights Acquisition Corp Ordinary Shares | 13G | 6.7% | Dec 31, 2023 | 2y |
| 1607 Capital Partners, LLC | IAF Abrdn Australia Equity Fund, Inc. | 13G | 6.9% | Dec 31, 2023 | 2y |
| Linden Advisors LP | TGVC TG Venture Acquisition Corp. Class A Common Stock | 13G/A | 0% | Dec 31, 2023 | 2y |
| Wax Asset Management, LLC | RMCF Rocky Mountain Chocolate Factory, Inc. | 13G | 9.1% | Dec 31, 2023 | 2y |
| MORGAN STANLEY | NLOP Net Lease Office Properties | 13G | 5.2% | Dec 31, 2023 | 2y |
| WOLVERINE ASSET MANAGEMENT LLC | DSAQ Direct Selling Acquisition Corp. | 13G | 5.9% | Dec 31, 2023 | 2y |