AEON · AEON Biopharma, Inc. · Shareholders & Ownership
Substantial doubt about the company's ability to continue as a going concern.
“As a result of these conditions, management has concluded that substantial doubt about our ability to continue as a going concern exists as conditions and events, considered in the aggregate, indicate that it is probable that we will be unable to meet our obligations as they become due within one year after the date that the financial statements included in this Report are issued.”View the 10-Q filed Aug 12, 2026
Every disclosed holder of AEON in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns AEON
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 12,815,643 | 25.69% |
| Insiders (Forms 3, 4, 5) | 0 | 0.00% |
| 13D/G-only blocks | 15,335,595 | 30.74% |
| Remaining | 21,731,552 | 43.57% |
| Registered funds (N-PORT, not summed) | 152,328 | 0.31% |
Shares outstanding: 49,882,790, the issuer's latest cover-page count restated onto today's split basis.
Insiders are listed but not summed: the issuer has more than one class of common stock and Forms 3, 4 and 5 report one issuer-wide balance across them.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of AEON
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
Dauntless Investment Group, LLC
13F
CIK 2044285 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
12,490,154 | ||
| 2 |
|
12,009,737 | ||
| 3 |
Stonepine Capital Management, LLC
13G
CIK 1440771 · Registered investment adviser · Jul 15, 2026
Rule 13d-1(c), passive investor
|
6,892,682 | ||
| 4 |
|
6,500,000 | ||
| 4.1 |
|
6,500,000 | ||
| 5 |
Bancroft Robert E.
Insider
CIK 2066370 · Feb 17, 2026
Director, PRESIDENT & CEO, issuer-wide, not summed
|
3,177,103 | ||
| 6 |
|
2,183,436 | ||
| 7 |
Wilson Alexander Blair
Insider
CIK 1979602 · Mar 4, 2026
CLO, CSO, and Corp Secretary, issuer-wide, not summed
|
2,183,005 | ||
| 8 |
|
1,501,176 | ||
| 9 |
|
1,128,500 | ||
| 10 |
|
973,231 | ||
| 11 |
|
754,717 | ||
| 12 |
|
489,469 | ||
| 13 |
L1 Capital Global Opportunities Master Fund, Ltd.
13G
CIK 1702202 · Non-US institution · Mar 31, 2025
Rule 13d-1(c), passive investor
|
465,029 | ||
| 14 |
|
258,705 | ||
| 15 |
|
258,705 | ||
| 15.1 |
Robert J Palmisano
13D
CIK 1138646 · Unknown · Jul 25, 2024
|
31,458 | ||
| 16 |
|
258,705 | ||
| 17 |
|
249,870 | ||
| 18 |
GEODE CAPITAL MANAGEMENT, LLC
13F
CIK 1214717 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
95,311 | ||
| 19 |
VANGUARD CAPITAL MANAGEMENT LLC
13F
CIK 2100119 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
90,529 | ||
| 20 |
VANGUARD EXTENDED MARKET INDEX FUND
Fund
S000002841 · Registered fund · Jun 30, 2026
VANGUARD INDEX FUNDS, not summed
|
90,529 | ||
| 21 |
|
68,056 | ||
| 22 |
Fidelity Extended Market Index Fund
Fund
S000006021 · Registered fund · May 31, 2026
Fidelity Concord Street Trust, not summed
|
47,535 | ||
| 23 |
Blue Owl Capital Holdings LP
13F
CIK 1858703 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
42,353 | ||
| 24 |
Formidable Asset Management, LLC
13F
CIK 1592613 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
20,024 | ||
| 25 |
StoneX Group Inc.
13F
CIK 913760 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
18,953 | ||
| 26 |
VANGUARD FIDUCIARY TRUST CO
13F
CIK 933478 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
13,713 | ||
| 27 |
Beacon Wealthcare LLC
13F
CIK 1849336 · Registered investment adviser · Sep 30, 2026
|
12,856 | ||
| 28 |
LPL Financial LLC
13F
CIK 1403438 · Broker-dealer · Jun 30, 2026
carried, not yet filed for the newest quarter
|
11,507 | ||
| 29 |
Fidelity Series Total Market Index Fund
Fund
S000065248 · Registered fund · May 31, 2026
Fidelity Concord Street Trust, not summed
|
11,192 | ||
| 30 |
|
7,315 | ||
| 31 |
|
5,062 | ||
| 32 |
Fidelity Total Market Index Fund
Fund
S000006026 · Registered fund · May 31, 2026
Fidelity Concord Street Trust, not summed
|
3,072 | ||
| 33 |
BlackRock, Inc.
13F
CIK 2012383 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,834 | ||
| 34 |
Tower Research Capital LLC (TRC)
13F
CIK 1533421 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,567 | ||
| 35 |
Steward Partners Investment Advisory, LLC
13F
CIK 1723397 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,100 | ||
| 36 |
WOLFF WIESE MAGANA LLC
13F
CIK 1832097 · Registered investment adviser · Sep 30, 2026
|
567 | ||
| 37 |
SBI Securities Co., Ltd.
13F
CIK 1851815 · Non-US institution · Jun 30, 2026
carried, not yet filed for the newest quarter
|
232 | ||
| 38 |
DUPONT CAPITAL MANAGEMENT CORP
13F
CIK 1128251 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
170 | ||
| 39 |
MORGAN STANLEY
13F
CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
150 | ||
| 40 |
GHP Investment Advisors, Inc.
13F
CIK 1401561 · Registered investment adviser · Sep 30, 2026
|
95 | ||
| 41 |
WELLS FARGO & COMPANY/MN
13F
CIK 72971 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
90 | ||
| 42 |
|
59 | ||
| 43 |
Caitong International Asset Management Co., Ltd
13F
CIK 1963355 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1 | ||
| 44 |
|
1 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.