ANIP · Ani Pharmaceuticals Inc · Shareholders & Ownership

$72.61 -1.14 (-1.55%) At close · Oct 23

S&P 600 member Russell 2000 member Rebalance outlook locked

Market Cap

$1.67B

22.97M

Volume · Oct 23 318.61K Avg daily vol (3M) 382.32K

Every disclosed holder of ANIP in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

How the holder list picks a filing →

Who Owns ANIP

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions

No chart: the summed disclosures exceed shares outstanding, so they are not parts of one whole.

Holder group	Holders	Shares	% Out	Summed
Institutional (13F)	306	22,903,322	99.71%	Yes
Insiders (Forms 3, 4, 5)	0	0	0.00%	No
13D/G-only blocks	3	2,064,653	8.99%	Yes
Remaining	—	1,997,623	-8.70%	Negative
Registered funds (N-PORT, not summed)	297	8,906,163	38.77%	No

Shares outstanding: 22,970,352, the issuer's latest cover-page count restated onto today's split basis.

Insiders are listed but not summed: the issuer has more than one class of common stock and Forms 3, 4 and 5 report one issuer-wide balance across them.

Remaining is negative: the summed disclosures exceed shares outstanding, as when filings are dated at different times or holders that do not disclose their links count the same shares. It is flagged, not clipped.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of ANIP

One row per holder Every filing By ultimate parent

All 13F Funds Insiders 13D/G Non-US

#	Holder	Shares	% Out	Change	As of	Notes
1	BlackRock, Inc. 13F CIK 2012383 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	2,958,646	12.88%	+211,154	Jun 30, 2026	carried, not yet filed for the newest quarter
1.1	BlackRock, Inc. 13G CIK 2012383 · Holding company · Jun 30, 2026 Rule 13d-1(b), qualified institution, not summed	2,899,843	12.62%	+382,419	Jun 30, 2026	Rule 13d-1(b), qualified institution, not summed
1.2	iShares Core S&P Small-Cap ETF Fund S000004313 · Registered fund · Jun 30, 2026 iShares Trust, not summed	1,098,907	4.78%	+20,270	Jun 30, 2026	iShares Trust, not summed
1.3	iShares Russell 2000 ETF Fund S000004344 · Registered fund · Jun 30, 2026 iShares Trust, not summed	527,401	2.30%	+67,289	Jun 30, 2026	iShares Trust, not summed
1.4	iShares Russell 2000 Growth ETF Fund S000004343 · Registered fund · Jun 30, 2026 iShares Trust, not summed	189,667	0.83%	+35,225	Jun 30, 2026	iShares Trust, not summed
1.5	iShares S&P Small-Cap 600 Growth ETF Fund S000004314 · Registered fund · Jun 30, 2026 iShares Trust, not summed	163,598	0.71%	+8,493	Jun 30, 2026	iShares Trust, not summed
2	Meridian Venture Partners II GP, L.P. ("GP") 13D CIK 1580170 · Unknown · Aug 21, 2025	1,014,381	4.42%	-150,000	Aug 21, 2025
3	Muthusamy Shanmugam 13D CIK 1914295 · Unknown · Dec 18, 2023	985,027	4.29%	-50,000	Dec 18, 2023
4	Soleus Capital Management, L.P. 13F CIK 1802630 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	867,760	3.78%	+47,517	Jun 30, 2026	carried, not yet filed for the newest quarter
5	VANGUARD CAPITAL MANAGEMENT LLC 13F CIK 2100119 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	838,224	3.65%	+15,160	Jun 30, 2026	carried, not yet filed for the newest quarter
6	STATE STREET CORP 13F CIK 93751 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	831,647	3.62%	+60,060	Jun 30, 2026	carried, not yet filed for the newest quarter
6.1	State Street(R) SPDR(R) Portfolio S&P 600(TM) Small Cap ETF Fund S000041317 · Registered fund · Jun 30, 2026 SPDR SERIES TRUST, not summed	166,958	0.73%	+1,451	Jun 30, 2026	SPDR SERIES TRUST, not summed
6.2	State Street(R) SPDR(R) S & P 600(TM) Small Cap Growth ETF Fund S000006990 · Registered fund · Jun 30, 2026 SPDR SERIES TRUST, not summed	105,365	0.46%	+10,527	Jun 30, 2026	SPDR SERIES TRUST, not summed
6.3	State Street(R) SPDR(R) S&P(R) Pharmaceuticals ETF Fund S000012321 · Registered fund · Jun 30, 2026 SPDR SERIES TRUST, not summed	79,881	0.35%	+2,499	Jun 30, 2026	SPDR SERIES TRUST, not summed
6.4	State Street Institutional Small-Cap Equity Fund Fund S000001631 · Registered fund · Jun 30, 2026 STATE STREET INSTITUTIONAL FUNDS, not summed	8,275	0.04%	-398	Jun 30, 2026	STATE STREET INSTITUTIONAL FUNDS, not summed
6.5	STATE STREET SMALL/MID CAP EQUITY INDEX PORTFOLIO Fund S000050332 · Registered fund · Jun 30, 2026 STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed	6,733	0.03%	0	Jun 30, 2026	STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed
7	TANG CAPITAL MANAGEMENT LLC 13F CIK 1232621 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	707,500	3.08%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
8	DIMENSIONAL FUND ADVISORS LP 13F CIK 354204 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	623,463	2.71%	+92,273	Jun 30, 2026	carried, not yet filed for the newest quarter
8.1	U.S. SMALL CAP PORTFOLIO Fund S000000971 · Registered fund · Jul 31, 2026 DFA INVESTMENT DIMENSIONS GROUP INC, not summed	95,887	0.42%	0	Jul 31, 2026	DFA INVESTMENT DIMENSIONS GROUP INC, not summed
8.2	U.S. MICRO CAP PORTFOLIO Fund S000000948 · Registered fund · Jul 31, 2026 DFA INVESTMENT DIMENSIONS GROUP INC, not summed	80,803	0.35%	+245	Jul 31, 2026	DFA INVESTMENT DIMENSIONS GROUP INC, not summed
8.3	Dimensional U.S. Small Cap ETF Fund S000070906 · Registered fund · Jul 31, 2026 Dimensional ETF Trust, not summed	78,417	0.34%	+4,961	Jul 31, 2026	Dimensional ETF Trust, not summed
8.4	Dimensional U.S. Core Equity 2 ETF Fund S000070903 · Registered fund · Jul 31, 2026 Dimensional ETF Trust, not summed	59,018	0.26%	+9,313	Jul 31, 2026	Dimensional ETF Trust, not summed
8.5	U.S. Targeted Value Portfolio Fund S000000970 · Registered fund · Jul 31, 2026 DFA INVESTMENT DIMENSIONS GROUP INC, not summed	44,939	0.20%	+36,554	Jul 31, 2026	DFA INVESTMENT DIMENSIONS GROUP INC, not summed
9	VANGUARD TOTAL STOCK MARKET INDEX FUND Fund S000002848 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	609,433	2.65%	+8,500	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
10	AMERICAN CENTURY COMPANIES INC 13F CIK 748054 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	574,474	2.50%	+382,898	Jun 30, 2026	carried, not yet filed for the newest quarter
10.1	Small Company Fund Fund S000005981 · Registered fund · Jun 30, 2026 American Century Quantitative Equity Funds, Inc., not summed	8,701	0.04%	0	Jun 30, 2026	American Century Quantitative Equity Funds, Inc., not summed
11	ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 13F CIK 1164508 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	562,016	2.45%	-2,344	Jun 30, 2026	carried, not yet filed for the newest quarter
12	Global Alpha Capital Management Ltd. 13F CIK 1584691 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	558,003	2.43%	+196,763	Jun 30, 2026	carried, not yet filed for the newest quarter
13	Shanmugam Muthusamy Insider CIK 1870913 · Feb 26, 2026 Director, HEAD OF R&D, COO-NOVITIUM OPS, issuer-wide, not summed	537,976	2.34%	+11,116	Feb 26, 2026	Director, HEAD OF R&D, COO-NOVITIUM OPS, issuer-wide, not summed
14	GEODE CAPITAL MANAGEMENT, LLC 13F CIK 1214717 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	536,407	2.34%	+47,206	Jun 30, 2026	carried, not yet filed for the newest quarter
15	MILLENNIUM MANAGEMENT LLC 13F CIK 1273087 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	507,207	2.21%	-84,806	Jun 30, 2026	carried, not yet filed for the newest quarter
16	Nuveen, LLC 13F CIK 1871926 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	415,024	1.81%	+12,667	Jun 30, 2026	carried, not yet filed for the newest quarter
16.1	College Retirement Equities Fund - Total Global Stock Account Fund S000005080 · Registered fund · Jun 30, 2026 College Retirement Equities Fund, not summed	204,469	0.89%	0	Jun 30, 2026	College Retirement Equities Fund, not summed
16.2	Nuveen Small Cap Select Fund Fund S000005569 · Registered fund · Jul 31, 2026 Nuveen Investment Funds, Inc., not summed	60,553	0.26%	-7,841	Jul 31, 2026	Nuveen Investment Funds, Inc., not summed
16.3	Nuveen Small Cap Growth Opportunities Fund Fund S000005567 · Registered fund · Jul 31, 2026 Nuveen Investment Funds, Inc., not summed	50,445	0.22%	+10,127	Jul 31, 2026	Nuveen Investment Funds, Inc., not summed
16.4	Nuveen Small Cap Value Fund Fund S000005570 · Registered fund · Jul 31, 2026 Nuveen Investment Funds, Inc., not summed	46,113	0.20%	+10,637	Jul 31, 2026	Nuveen Investment Funds, Inc., not summed
16.5	Nuveen Small Cap Blend Index Fund Fund S000005367 · Registered fund · Jul 31, 2026 TIAA-CREF Funds, not summed	27,116	0.12%	+4,876	Jul 31, 2026	TIAA-CREF Funds, not summed
17	VANGUARD PORTFOLIO MANAGEMENT LLC 13F CIK 2100121 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	407,281	1.77%	+31,316	Jun 30, 2026	carried, not yet filed for the newest quarter
18	Avantis U.S. Small Cap Value ETF Fund S000066459 · Registered fund · May 31, 2026 American Century ETF Trust, not summed	344,335	1.50%	+315,822	May 31, 2026	American Century ETF Trust, not summed
19	Ranger Investment Management, L.P. 13F CIK 1319691 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	343,150	1.49%	-16,933	Jun 30, 2026	carried, not yet filed for the newest quarter
19.1	Ranger Micro Cap Fund Fund S000033850 · Registered fund · Jul 31, 2026 SPEND LIFE WISELY FUNDS INVESTMENT TRUST, not summed	3,560	0.02%	0	Jul 31, 2026	SPEND LIFE WISELY FUNDS INVESTMENT TRUST, not summed
19.2	Ranger Small Cap Fund Fund S000033849 · Registered fund · Jul 31, 2026 SPEND LIFE WISELY FUNDS INVESTMENT TRUST, not summed	2,590	0.01%	-1,985	Jul 31, 2026	SPEND LIFE WISELY FUNDS INVESTMENT TRUST, not summed
20	Lalwani Nikhil Insider CIK 1822629 · Oct 15, 2026 Director, PRESIDENT & CEO, issuer-wide, not summed	333,689	1.45%	-5,400	Oct 15, 2026	Director, PRESIDENT & CEO, issuer-wide, not summed
21	DEUTSCHE BANK AG\ 13F CIK 948046 · Non-US institution · Jun 30, 2026 carried, not yet filed for the newest quarter	323,443	1.41%	+3,768	Jun 30, 2026	carried, not yet filed for the newest quarter
21.1	DWS Small Cap Core Fund Fund S000005709 · Registered fund · Jun 30, 2026 DEUTSCHE DWS INVESTMENT TRUST, not summed	110,000	0.48%	+10,000	Jun 30, 2026	DEUTSCHE DWS INVESTMENT TRUST, not summed
21.2	DWS Small Cap Index VIP Fund S000006223 · Registered fund · Jun 30, 2026 DEUTSCHE DWS INVESTMENTS VIT FUNDS, not summed	3,231	0.01%	+576	Jun 30, 2026	DEUTSCHE DWS INVESTMENTS VIT FUNDS, not summed
22	Invesco Ltd. 13F CIK 914208 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	309,233	1.35%	-15,116	Jun 30, 2026	carried, not yet filed for the newest quarter
22.1	Invesco Pharmaceuticals ETF Fund S000003031 · Registered fund · Jul 31, 2026 Invesco Exchange-Traded Fund Trust, not summed	151,712	0.66%	+24,266	Jul 31, 2026	Invesco Exchange-Traded Fund Trust, not summed
22.2	Invesco S&P SmallCap Momentum ETF Fund S000003024 · Registered fund · Jul 31, 2026 Invesco Exchange-Traded Fund Trust, not summed	122,617	0.53%	+24,870	Jul 31, 2026	Invesco Exchange-Traded Fund Trust, not summed
22.3	Invesco S&P Smallcap 600 Pure Growth ETF Fund S000060799 · Registered fund · Jul 31, 2026 Invesco Exchange-Traded Fund Trust, not summed	17,699	0.08%	+607	Jul 31, 2026	Invesco Exchange-Traded Fund Trust, not summed
22.4	Invesco RAFI US 1500 Small-Mid ETF Fund S000013120 · Registered fund · Jul 31, 2026 Invesco Exchange-Traded Fund Trust, not summed	13,402	0.06%	-1,022	Jul 31, 2026	Invesco Exchange-Traded Fund Trust, not summed
22.5	Invesco S&P SmallCap 600 Revenue ETF Fund S000064596 · Registered fund · May 31, 2026 Invesco Exchange-Traded Fund Trust II, not summed	12,879	0.06%	+1,597	May 31, 2026	Invesco Exchange-Traded Fund Trust II, not summed
23	UBS Group AG 13F CIK 1610520 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	297,539	1.30%	-200,163	Jun 30, 2026	carried, not yet filed for the newest quarter
24	KENNEDY CAPITAL MANAGEMENT LLC 13F CIK 884589 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	295,938	1.29%	+1,942	Jun 30, 2026	carried, not yet filed for the newest quarter
24.1	Kennedy Capital Small Cap Value Fund Fund S000076118 · Registered fund · Jun 30, 2026 INVESTMENT MANAGERS SERIES TRUST II, not summed	10,273	0.04%	+399	Jun 30, 2026	INVESTMENT MANAGERS SERIES TRUST II, not summed
25	AMERIPRISE FINANCIAL INC 13F CIK 820027 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	287,382	1.25%	+17,120	Jun 30, 2026	carried, not yet filed for the newest quarter
25.1	Columbia Small Cap Value Discovery Fund Fund S000012102 · Registered fund · Jul 31, 2026 COLUMBIA FUNDS SERIES TRUST I, not summed	89,134	0.39%	+5,500	Jul 31, 2026	COLUMBIA FUNDS SERIES TRUST I, not summed
25.2	Columbia Small Cap Value and Inflection Fund Fund S000010793 · Registered fund · May 31, 2026 COLUMBIA FUNDS SERIES TRUST, not summed	69,790	0.30%	+3,430	May 31, 2026	COLUMBIA FUNDS SERIES TRUST, not summed
25.3	Variable Portfolio - Partners Small Cap Value Fund Fund S000019853 · Registered fund · Jun 30, 2026 Columbia Funds Variable Series Trust II, not summed	27,373	0.12%	-665	Jun 30, 2026	Columbia Funds Variable Series Trust II, not summed
25.4	Columbia Small Cap Index Fund Fund S000010827 · Registered fund · May 31, 2026 COLUMBIA FUNDS SERIES TRUST, not summed	26,836	0.12%	-1,779	May 31, 2026	COLUMBIA FUNDS SERIES TRUST, not summed
25.5	Columbia Variable Portfolio - Small Cap Value Discovery Fund Fund S000012561 · Registered fund · Jun 30, 2026 COLUMBIA FUNDS VARIABLE INSURANCE TRUST, not summed	16,119	0.07%	-570	Jun 30, 2026	COLUMBIA FUNDS VARIABLE INSURANCE TRUST, not summed
26	NOMURA ASSET MANAGEMENT INTERNATIONAL INC. 13F CIK 921739 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	287,206	1.25%	-357	Jun 30, 2026	carried, not yet filed for the newest quarter
26.1	Nomura Small Cap Growth Fund Fund S000006286 · Registered fund · Jun 30, 2026 IVY FUNDS, not summed	195,005	0.85%	-1,753	Jun 30, 2026	IVY FUNDS, not summed
26.2	Nomura VIP Small Cap Growth Series Fund S000006233 · Registered fund · Jun 30, 2026 Ivy Variable Insurance Portfolios, not summed	37,384	0.16%	+978	Jun 30, 2026	Ivy Variable Insurance Portfolios, not summed
27	Ikarian Capital, LLC 13F CIK 1778253 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	272,085	1.18%	+125,000	Jun 30, 2026	carried, not yet filed for the newest quarter
28	Aberdeen Group plc 13F CIK 1716774 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	271,760	1.18%	+65,637	Jun 30, 2026	carried, not yet filed for the newest quarter
28.1	abrdn U.S. Small Cap Equity Fund Fund S000020297 · Registered fund · Jul 31, 2026 abrdn Funds, not summed	133,500	0.58%	+46,184	Jul 31, 2026	abrdn Funds, not summed
28.2	abrdn Focused U.S. Small Cap Active ETF Fund S000088604 · Registered fund · Jul 31, 2026 abrdn Funds, not summed	2,762	0.01%	+107	Jul 31, 2026	abrdn Funds, not summed
29	OBERWEIS ASSET MANAGEMENT INC/ 13F CIK 937886 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	265,306	1.16%	+43,920	Jun 30, 2026	carried, not yet filed for the newest quarter
29.1	Oberweis Micro-Cap Fund Fund S000010231 · Registered fund · Jun 30, 2026 OBERWEIS FUNDS, not summed	256,300	1.12%	+43,800	Jun 30, 2026	OBERWEIS FUNDS, not summed
30	WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 13F CIK 1644956 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	258,173	1.12%	-69,103	Jun 30, 2026	carried, not yet filed for the newest quarter
30.1	William Blair Small Cap Value Fund Fund S000008597 · Registered fund · Jun 30, 2026 WILLIAM BLAIR FUNDS, not summed	120,799	0.53%	-1,942	Jun 30, 2026	WILLIAM BLAIR FUNDS, not summed
31	Rubric Capital Management LP 13F CIK 1687509 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	258,131	1.12%	+258,131	Jun 30, 2026	carried, not yet filed for the newest quarter
32	CHARLES SCHWAB INVESTMENT MANAGEMENT INC 13F CIK 884546 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	252,574	1.10%	+18,286	Jun 30, 2026	carried, not yet filed for the newest quarter
32.1	Schwab U.S. Small-Cap ETF Fund S000026636 · Registered fund · May 31, 2026 SCHWAB STRATEGIC TRUST, not summed	86,911	0.38%	-983	May 31, 2026	SCHWAB STRATEGIC TRUST, not summed
32.2	Schwab Small-Cap Index Fund Fund S000005912 · Registered fund · Jul 31, 2026 SCHWAB CAPITAL TRUST, not summed	49,926	0.22%	+8,372	Jul 31, 2026	SCHWAB CAPITAL TRUST, not summed
32.3	Schwab Health Care Fund Fund S000005519 · Registered fund · Jul 31, 2026 SCHWAB CAPITAL TRUST, not summed	43,420	0.19%	0	Jul 31, 2026	SCHWAB CAPITAL TRUST, not summed
32.4	Schwab Small-Cap Equity Fund Fund S000005516 · Registered fund · Jul 31, 2026 SCHWAB CAPITAL TRUST, not summed	35,936	0.16%	+16,757	Jul 31, 2026	SCHWAB CAPITAL TRUST, not summed
32.5	Schwab Total Stock Market Index Fund Fund S000005913 · Registered fund · Jul 31, 2026 SCHWAB CAPITAL TRUST, not summed	11,122	0.05%	0	Jul 31, 2026	SCHWAB CAPITAL TRUST, not summed
33	NOMURA HOLDINGS INC 13F CIK 1163653 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	233,955	1.02%	-3,270	Jun 30, 2026	carried, not yet filed for the newest quarter
34	Jones Hill Capital LP 13F CIK 2102314 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	233,808	1.02%	-84,783	Jun 30, 2026	carried, not yet filed for the newest quarter
35	Gassert Chad Insider CIK 1871002 · Feb 28, 2026 SVP - CORP. DEV. & STRATEGY, issuer-wide, not summed	233,406	1.02%	+8,895	Feb 28, 2026	SVP - CORP. DEV. & STRATEGY, issuer-wide, not summed
36	JPMORGAN CHASE & CO 13F CIK 19617 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	232,954	1.01%	+12,788	Jun 30, 2026	carried, not yet filed for the newest quarter
37	BANK OF MONTREAL /CAN/ 13F CIK 927971 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	224,707	0.98%	-5,365	Jun 30, 2026	carried, not yet filed for the newest quarter
38	TEACHER RETIREMENT SYSTEM OF TEXAS 13F CIK 796848 · Pension or benefit plan · Jun 30, 2026 carried, not yet filed for the newest quarter	220,030	0.96%	-194	Jun 30, 2026	carried, not yet filed for the newest quarter
39	ROYAL BANK OF CANADA 13F CIK 1000275 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	212,192	0.92%	-1,727	Jun 30, 2026	carried, not yet filed for the newest quarter
40	MORGAN STANLEY 13F CIK 895421 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	211,167	0.92%	-8,678	Jun 30, 2026	carried, not yet filed for the newest quarter
40.1	E*TRADE No Fee Total Market Index Fund Fund S000090722 · Registered fund · Jul 31, 2026 E Trade Trust, not summed	32	0.00%	0	Jul 31, 2026	E Trade Trust, not summed
41	MIZUHO MARKETS AMERICAS LLC 13F CIK 1825516 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	209,644	0.91%	-1,124	Jun 30, 2026	carried, not yet filed for the newest quarter
42	NORTHERN TRUST CORP 13F CIK 73124 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	209,163	0.91%	+24,311	Jun 30, 2026	carried, not yet filed for the newest quarter
42.1	Small Cap Index Fund Fund S000001245 · Registered fund · Jun 30, 2026 Northern Funds, not summed	10,379	0.05%	+1,443	Jun 30, 2026	Northern Funds, not summed
42.2	FlexShares Morningstar US Market Factor Tilt Index Fund Fund S000033312 · Registered fund · Jul 31, 2026 FlexShares Trust, not summed	3,792	0.02%	+2,657	Jul 31, 2026	FlexShares Trust, not summed
42.3	Small Cap Core Fund Fund S000001244 · Registered fund · Jun 30, 2026 Northern Funds, not summed	2,242	0.01%	-64	Jun 30, 2026	Northern Funds, not summed
43	VANGUARD EXTENDED MARKET INDEX FUND Fund S000002841 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	209,103	0.91%	+7,463	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
44	Penn Capital Management Company, LLC 13F CIK 1158202 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	207,362	0.90%	+27,646	Jun 30, 2026	carried, not yet filed for the newest quarter
45	Parkman Healthcare Partners LLC 13F CIK 1777015 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	202,907	0.88%	-77,668	Jun 30, 2026	carried, not yet filed for the newest quarter
46	Qube Research & Technologies Ltd 13F CIK 1729829 · Exempt reporting adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	192,945	0.84%	-17,185	Jun 30, 2026	carried, not yet filed for the newest quarter
47	BANK OF AMERICA CORP /DE/ 13F CIK 70858 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	183,066	0.80%	+32,534	Jun 30, 2026	carried, not yet filed for the newest quarter
48	GOLDMAN SACHS GROUP INC 13F CIK 886982 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	182,236	0.79%	-37,519	Jun 30, 2026	carried, not yet filed for the newest quarter
48.1	Goldman Sachs ActiveBeta(R) U.S. Small Cap Equity ETF Fund S000048296 · Registered fund · May 31, 2026 Goldman Sachs ETF Trust, not summed	13,925	0.06%	-839	May 31, 2026	Goldman Sachs ETF Trust, not summed
48.2	Goldman Sachs Absolute Return Tracker Fund Fund S000020314 · Registered fund · Aug 31, 2026 GOLDMAN SACHS TRUST, not summed	3,032	0.01%	-1,027	Aug 31, 2026	GOLDMAN SACHS TRUST, not summed
49	D. E. Shaw & Co., Inc. 13F CIK 1009207 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	174,732	0.76%	-38,701	Jun 30, 2026	carried, not yet filed for the newest quarter
50	CAREY STEPHEN P. Insider CIK 1674236 · Sep 29, 2026 SVP & CFO, issuer-wide, not summed	168,993	0.74%	-2,850	Sep 29, 2026	SVP & CFO, issuer-wide, not summed

40 more nested rows are not shown here; Every filing lists them all.

Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.

Showing 1–50 of 444 holders

Create a free account to page through every holder, filter by source and group by ultimate parent.

Key facts CIK 1023024 CUSIP 00182C103 13F (30d) 39 filings 39 filers Visit website Investor relations