APVO · Aptevo Therapeutics Inc. · Insider Trading
Substantial doubt about the company's ability to continue as a going concern.
“When considered in aggregate, these factors raise substantial doubt about our ability to continue as a going concern for the one-year period from the date of issuance of these financial statements.”View the 10-Q filed Aug 14, 2026
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-08-06 | Harsanyi Zsolt |
Director, Chairman |
Convert↓
Filing footnotes — Restricted Stock Unit (Direct)
Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. On August 6, 2025, the reporting person was granted 7,200 (400 post-split) RSUs, vesting on the first anniversary of the date of grant. |
Restricted Stock Unit
|
400 |
| 2026-08-06 | Kunz Barbara Lopez |
Director |
Convert↓
Filing footnotes — Restricted Stock Unit (Direct)
Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. On August 6, 2025, the reporting person was granted 7,200 (400 post-split) RSUs, vesting on the first anniversary of the date of grant. |
Restricted Stock Unit
|
400 |
| 2026-08-06 | Lamothe Jeffrey G. |
EVP, COO |
Convert↑
Filing footnotes — Common Stock (Direct)
Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. |
Common Stock
|
961 |
| 2026-08-06 | Huebner Dirk |
SVP, CMO |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs. |
Common Stock
|
156 |
| 2026-08-06 | Niederhuber John |
Director |
Convert↓
Filing footnotes — Restricted Stock Unit (Direct)
Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. On August 6, 2025, the reporting person was granted 7,200 (400 post-split) RSUs, vesting on the first anniversary of the date of grant. |
Restricted Stock Unit
|
400 |
| 2026-08-06 | White Marvin L |
Director |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs. |
Common Stock
|
406 |
| 2026-08-06 | Kwon SoYoung |
SVP, GC, BD & Corp Affairs |
Convert↓
Filing footnotes — Restricted Stock Unit (Direct)
Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. On August 6, 2025, the reporting person was granted 11,500 (638 post-split) RSUs, vesting on the first anniversary of the date of grant. |
Restricted Stock Unit
|
638 |
| 2026-08-06 | Abdun-Nabi Daniel |
Director, CEO |
Convert↑
Filing footnotes — Common Stock (Direct)
Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. |
Common Stock
|
400 |
| 2026-08-06 | Kunz Barbara Lopez |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. |
Common Stock
|
400 |
| 2026-08-06 | Harsanyi Zsolt |
Director, Chairman |
Convert↑
Filing footnotes — Common Stock (Direct)
Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. |
Common Stock
|
400 |
| 2026-08-06 | Taylor Daphne |
SVP, CFO |
Convert↑
Filing footnotes — Common Stock (Direct)
Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. |
Common Stock
|
638 |
| 2026-08-06 | Niederhuber John |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. |
Common Stock
|
400 |
| 2026-08-06 | Taylor Daphne |
SVP, CFO |
Convert↓
Filing footnotes — Restricted Stock Unit (Direct)
Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. On August 6, 2025, the reporting person was granted 11,500 (638 post-split) RSUs, vesting on the first anniversary of the date of grant. |
Restricted Stock Unit
|
638 |
| 2026-08-06 | Grant Grady III |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. |
Common Stock
|
400 |
| 2026-08-06 | White Marvin L |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. |
Common Stock
|
1,666 |
| 2026-08-06 | Abdun-Nabi Daniel |
Director, CEO |
Convert↓
Filing footnotes — Restricted Stock Unit (Direct)
Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. On August 6, 2025, the reporting person was granted 7,200 (400 post-split) RSUs, vesting on the first anniversary of the date of grant. |
Restricted Stock Unit
|
400 |
| 2026-08-06 | Lamothe Jeffrey G. |
EVP, COO |
Convert↓
Filing footnotes — Restricted Stock Unit (Direct)
Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. On August 6, 2025, the reporting person was granted 17,300 (961 post-split) RSUs, vesting on the first anniversary of the date of grant. |
Restricted Stock Unit
|
961 |
| 2026-08-06 | Kwon SoYoung |
SVP, GC, BD & Corp Affairs |
Convert↑
Filing footnotes — Common Stock (Direct)
Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. |
Common Stock
|
638 |
| 2026-08-06 | Grant Grady III |
Director |
Convert↓
Filing footnotes — Restricted Stock Unit (Direct)
Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. On August 6, 2025, the reporting person was granted 7,200 (400 post-split) RSUs, vesting on the first anniversary of the date of grant. |
Restricted Stock Unit
|
400 |
| 2026-08-06 | Huebner Dirk |
SVP, CMO |
Convert↓
Filing footnotes — Restricted Stock Unit (Direct)
Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. On August 6, 2025, the reporting person was granted 11,500 (638 post-split) RSUs, vesting on the first anniversary of the date of grant. |
Restricted Stock Unit
|
638 |
| 2026-08-06 | Huebner Dirk |
SVP, CMO |
Convert↑
Filing footnotes — Common Stock (Direct)
Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. |
Common Stock
|
638 |
| 2026-08-06 | White Marvin L |
Director |
Convert↓
Filing footnotes — Restricted Stock Unit (Direct)
Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. On August 6, 2025, the reporting person was granted 30,000 (1,666 post-split) RSUs, vesting on the first anniversary of the date of grant. |
Restricted Stock Unit
|
1,666 |
| 2026-07-17 | White Marvin L |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. |
Common Stock
|
1 |
| 2026-07-17 | White Marvin L |
Director |
Convert↓
Filing footnotes — Restricted Stock Unit (Direct)
Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. On July 17, 2024, the reporting person was granted 22,325 (1 post-splits) RSUs, vesting in three approximately equal annual installments beginning on July 17, 2025. |
Restricted Stock Unit
|
1 |
| 2025-11-10 | Grant Grady III |
Director |
Buy↑
|
Common Stock
|
13,513 |
| 2025-08-06 | Lamothe Jeffrey G. |
EVP, COO |
Award↑
Filing footnotes — Restricted Stock Unit (Direct)
Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. The RSUs vest in full on the first anniversary of the date of grant. |
Restricted Stock Unit
|
17,300 |
| 2025-08-06 | Kwon SoYoung |
SVP, GC, BD & Corp Affairs |
Award↑
Filing footnotes — Restricted Stock Unit (Direct)
Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. The RSUs vest in full on the first anniversary of the date of grant. |
Restricted Stock Unit
|
11,500 |
| 2025-08-06 | Huebner Dirk |
SVP, CMO |
Award↑
Filing footnotes — Restricted Stock Unit (Direct)
Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. The RSUs vest in full on the first anniversary of the date of grant. |
Restricted Stock Unit
|
11,500 |
| 2025-08-06 | Harsanyi Zsolt |
Director, Chairman |
Award↑
Filing footnotes — Restricted Stock Unit (Direct)
Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. The RSUs vest in full on the first anniversary of the date of grant. |
Restricted Stock Unit
|
7,200 |
| 2025-08-06 | Abdun-Nabi Daniel |
Director, CEO |
Award↑
Filing footnotes — Restricted Stock Unit (Direct)
Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. The RSUs vest in full on the first anniversary of the date of grant. |
Restricted Stock Unit
|
7,200 |
| 2025-08-06 | Grant Grady III |
Director |
Award↑
Filing footnotes — Restricted Stock Unit (Direct)
Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. The RSUs vest in full on the first anniversary of the date of grant. |
Restricted Stock Unit
|
7,200 |
| 2025-08-06 | Taylor Daphne |
SVP, CFO |
Award↑
Filing footnotes — Restricted Stock Unit (Direct)
Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. The RSUs vest in full on the first anniversary of the date of grant. |
Restricted Stock Unit
|
11,500 |
| 2025-08-06 | Niederhuber John |
Director |
Award↑
Filing footnotes — Restricted Stock Unit (Direct)
Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. The RSUs vest in full on the first anniversary of the date of grant. |
Restricted Stock Unit
|
7,200 |
| 2025-08-06 | White Marvin L |
Director |
Award↑
Filing footnotes — Restricted Stock Unit (Direct)
Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. The RSUs vest in full on the first anniversary of the date of grant. |
Restricted Stock Unit
|
30,000 |
| 2025-08-06 | Kunz Barbara Lopez |
Director |
Award↑
Filing footnotes — Restricted Stock Unit (Direct)
Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. The RSUs vest in full on the first anniversary of the date of grant. |
Restricted Stock Unit
|
7,200 |
| 2025-07-17 | Grant Grady III |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. |
Common Stock
|
1 |
| 2025-07-17 | Lamothe Jeffrey G. |
EVP, COO |
Convert↓
Filing footnotes — Restricted Stock Unit (Direct)
Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. On July 17, 2024, the reporting person was granted 12,825 (17 post-splits) RSUs, vesting in three approximately equal annual installments beginning on July 17, 2025. |
Restricted Stock Unit
|
5 |
| 2025-07-17 | Harsanyi Zsolt |
Director, Chairman |
Convert↑
Filing footnotes — Common Stock (Direct)
Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. |
Common Stock
|
1 |
| 2025-07-17 | Niederhuber John |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. |
Common Stock
|
1 |
| 2025-07-17 | Kunz Barbara Lopez |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. |
Common Stock
|
1 |
| 2025-07-17 | White Marvin L |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. |
Common Stock
|
10 |
| 2025-07-17 | Niederhuber John |
Director |
Convert↓
Filing footnotes — Restricted Stock Unit (Direct)
Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. On July 17, 2024, the reporting person was granted 925 (1 post-splits) RSUs, vesting in full one year from the date of grant. |
Restricted Stock Unit
|
1 |
| 2025-07-17 | Kunz Barbara Lopez |
Director |
Convert↓
Filing footnotes — Restricted Stock Unit (Direct)
Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. On July 17, 2024, the reporting person was granted 925 (1 post-splits) RSUs, vesting in full one year from the date of grant. |
Restricted Stock Unit
|
1 |
| 2025-07-17 | Abdun-Nabi Daniel |
Director, CEO |
Convert↑
Filing footnotes — Common Stock (Direct)
Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. |
Common Stock
|
1 |
| 2025-07-17 | Abdun-Nabi Daniel |
Director, CEO |
Convert↓
Filing footnotes — Restricted Stock Unit (Direct)
Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. On July 17, 2024, the reporting person was granted 925 (1 post-splits) RSUs, vesting in full one year from the date of grant. |
Restricted Stock Unit
|
1 |
| 2025-07-17 | Taylor Daphne |
SVP, CFO |
Convert↑
Filing footnotes — Common Stock (Direct)
Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. |
Common Stock
|
3 |
| 2025-07-17 | Harsanyi Zsolt |
Director, Chairman |
Convert↓
Filing footnotes — Restricted Stock Unit (Direct)
Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. On July 17, 2024, the reporting person was granted 925 (1 post-splits) RSUs, vesting in full one year from the date of grant. |
Restricted Stock Unit
|
1 |
| 2025-07-17 | Grant Grady III |
Director |
Convert↓
Filing footnotes — Restricted Stock Unit (Direct)
Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. On July 17, 2024, the reporting person was granted 925 (1 post-splits) RSUs, vesting in full one year from the date of grant. |
Restricted Stock Unit
|
1 |
| 2025-07-17 | Lamothe Jeffrey G. |
EVP, COO |
Convert↑
Filing footnotes — Common Stock (post-reverse split May ACTIVE) (Direct)
Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. |
Common Stock (post-reverse split May ACTIVE)
|
5 |
| 2025-07-17 | Kwon SoYoung |
SVP, GC, BD & Corp Affairs |
Convert↑
Filing footnotes — Common Stock (Direct)
Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. |
Common Stock
|
3 |